Web site: E-mail: custserv@ Fax: +1-407-937-1101 Tel: +1-407-937-1111
Fast Facts IIA Products and Services onCOSO and COSO ERM
AuditLearning (online training)
• Introduction to Risk and Control
• Control Models (COSO and CoCo): What Every
Internal Auditor Needs to Know
• Using COSO to Evaluate Internal Control
• Understanding Control Self-Assessment
• Control Self-Assessment Basics
• Effective Methods for Identifying Risks
• Examining, Evaluating, and Reporting on
Management’s ERM Processes
• Measuring Business Risk — Quantitatively and
Qualitatively
• The Internal Audit Role in Enterprise Risk
Management
• Using Internal Control Concepts to Improve
Assessments of Internal Control
Conferences
• Enterprise Risk Management and Control
Self-Assessment Conference – September 2004
• New Challenges/New Solutions Conference –
October 2004
• Converging Roles: The New Relationship between
Internal and External Auditors – October 2004
Conferences-on-Demand
The IIA’s Enterprise Risk Management and
Control Self-Assessment Conference – archived
presentations from August 27-29, 2003
COSO Web Site
Flash Surveys (online)
• COSO ERM Impact on Internal Auditing
• ERM Internal Auditor Survey
Guidance
The IIA provides Standards and Practice Advisories on
managing risk, and maintains a risk management resource
section on the Web at .
Internal Auditor
Each issue of the magazine includes information on risk.
Research Foundation Reports and
Educational Products
• Enterprise Risk Management – Integrated
Framework (from COSO – executive summary, report, and
application techniques)
• COSO Implementation Guide
• COSO Implementation Guide Workbook
• Enterprise Risk Management Set
• Enterprise Risk Management: Pulling It
All Together
• Enterprise Risk Management: Trends and
Emerging Practices
• An e-Risk Primer
• Integrated Risk Management: Techniques and
Strategies for Managing Corporate Risk
• Business Risk Assessment
• Privacy: Assessing the Risk
• Risk Management: Changing the Internal Auditor’s
Paradigm
• Risk Management: Best Practices, Case Studies,
and Related Materials
• Risk-based Internal Auditing Using Dynamic
Control Assessment: Revolutionizing Internal Audit
Services (Bank of Canada)
• Control Design and Assessment: A Shared
Responsibility
• Control Design and Assessment: A Shared
Responsibility Workbook
• Control Model Implementation: Best Practices
• Control Self-Assessment Leading-edge Thinking:
Books, Articles & Tools
• Control Self-Assessment Facilitating Techniques
• Control Self-Assessment Facilitating Techniques
Workbook
• Control Self-Assessment: A Practical Guide
• Control Self-Assessment: Experience, Current
Thinking, and Best Practices
• Control Self-Assessment: Making the Choice
• Control Self-Assessment: Threats, Tips,
and Techniques
• CSA Facilitators’ Guide - The World Bank
• The Internal Auditor’s Role in Management
Reporting on Internal Control
• Internal Control — Integrated Framework
• Internal Control Issues in Derivatives Usage
• Using Neural Networks for Risk Assessment in
Internal Auditing: A Feasibility Study
Seminars (public and on-site)
• Assessing Business Risk for Internal Auditors
• Enterprise Risk Management: What’s New?
What’s Next?
• Evaluating Internal Controls: A COSO-based
Approach
• Value-added Business Controls: The Right Way to
Manage Risk
• Sarbanes-Oxley Act: Implications and Impact for
Internal Auditors
• Controls are Everybody’s Business (on-site only)
• Risk Solutions and Strategies (on-site only)
• ACT: Audit Committee Training (on-site only)
Tone at the Top (corporate governance newsletter)
• June 2003 - Managing Risk from the Mailroom to
the Boardroom
• December 2002 - Framing the Task for Corporate
Leadership
• February 2002 - The Lessons That Lie Beneath
• April 2000 - Corporate Accountability and Risk
• September 2001 - Risk or Opportunity - The Choice
Is Yours
• March 1999 - Guiding Principles for Improving
Audit Committees
• March 1998 - Does Your Control System Pass the
COSO Test?
Webcast Series
• Sarbanes-Oxley Act Webcast Series I, Webcast 2:
Certification on Internal Control: The Internal
Auditor’s Role
• Sarbanes-Oxley Act Webcast Series II, Webcast 1 -
Section 404 Readiness Review: How to Document
Your System of Internal Control
• Sarbanes-Oxley Act Webcast Series II, Webcast 3 -
Leveraging the COSO Framework to Meet Section
404 Requirements
PowerPoint Presentations (on The IIA Web site)
• COSO’s Enterprise Risk Management – Integrated
Framework
• COSO’s Framework for Control
Fast Facts
247 Maitland Avenue
Altamonte Springs, Florida 32701-4201 .
IIA Products and Services on
COSO and COSO ERM
Web site: E-mail: custserv@ Fax: +1-407-937-1101 Tel: +1-407-937-1111
COSO, the Committee of Sponsoring
Organizations of the Treadway
Commission, is a private sector
initiative established in 1985 by five
financial professional associations:
• The Institute of Internal Auditors
• American Institute of Certified Public
Accountants
• American Accounting Association
• Institute of Management Accountants
• Financial Executives Institute
COSO’s goal is to improve the quality
of financial reporting through a focus
on corporate governance, ethical
practices, and internal control.
