Regulation No 128 of the Economic Commission for Europe of the United Nations
(UN/ECE) — Uniform provisions concerning the approval of light emitting diode
(LED) light sources for use in approved lamp units on power-driven vehicles and
their trailers
OJ L 162, , p. 43–70 (BG, ES, CS, DA, DE, ET, EL, EN, FR, HR, IT, LV, LT, HU, MT,
NL, PL, PT, RO, SK, SL, FI, SV)
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EN Official Journal of the European Union L 162/43
Only the original UN/ECE texts have legal effect under international public law. The status and
date of entry into force of this Regulation should be checked in the latest version of the
UN/ECE status document TRANS/ available at:
Regulation No 128 of the Economic Commission for Europe of the United Nations
(UN/ECE) — Uniform provisions concerning the approval of light emitting diode (LED)
light sources for use in approved lamp units on power-driven vehicles and their trailers
Incorporating all valid text up to:
Supplement 2 to the original version of the Regulation – Date of entry into force: 10 June 2014
CONTENTS
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REGULATION
1. Scope
2. Administrative provisions
3. Technical requirements
4. Conformity of production
5. Penalties for non-conformity of production
6. Production definitively discontinued
7. Names and addresses of Technical Services
responsible for conducting approval tests, and of Type
Approval Authorities
ANNEXES
1. Sheets for LED light sources
2. Communication
3. Example of the arrangement of the approval mark
4. Method of measurement of electrical and
photometrical characteristics
5. Minimum requirements for quality procedures by the
manufacturer
6. Sampling and compliance levels for manufacturer test
records
7. Minimum requirements for spot checks by the Type
Approval Authority
8. Compliance approved by spot check
1. SCOPE
This Regulation applies to LED light sources shown in Annex 1 and intended for use in
approved signalling lamp units of power-driven vehicles and of their trailers.
2. ADMINISTRATIVE PROVISIONS
. Definitions
. Definition of ‘category’
The term ‘ category ’ is used in this Regulation to describe different basic design of
standardised LED light sources. Each category has a specific designation as for example:
‘LW1’, ‘LY2’, ‘LR2’.
. Definition of ‘type’
LED light sources of different ‘ types ’ are LED light sources within the same category which
differ in such essential respects as:
name or mark;
LED light sources bearing the same trade name or mark but produced by different
manufacturers are considered as being of different types. LED light sources produced
by the same manufacturer differing only by the trade name or mark may be considered
to be of the same type.
source design, in so far as these differences affect the optical results;
voltage.
. Application for approval
. Application for approval shall be submitted by the owner of the trade name or mark, or
by his duly accredited representative.
. Every application for approval shall be accompanied (see also paragraph ) by:
in triplicate, sufficiently detailed to permit identification of the type;
brief technical description;
samples of each colour which has been applied for;
. In the case of a type of LED light sources differing only by the trade name or mark
from a type that has already been approved it shall be sufficient to submit:
declaration by the manufacturer that the type submitted
(a) Is identical with (except in the trade name or mark), and
(b) Has been produced by the same manufacturer as the type already approved, the
latter being identified by its approval code.
samples bearing the new trade name or mark.
. The competent authority shall verify the existence of satisfactory arrangements for
ensuring effective control of the conformity of production before type approval is granted.
. Inscriptions
. LED light sources submitted for approval shall bear on the cap:
trade name or mark of the applicant;
rated voltage;
designation of the relevant category;
space of sufficient size to accommodate the approval mark.
. The space mentioned in paragraph above shall be indicated in the drawings
accompanying the application for approval.
. Inscriptions other than those covered by paragraphs and may be affixed, on
the condition that they do not adversely affect the luminous characteristics.
. Approval
. If all samples of a type of LED light source which are submitted in pursuance of
paragraph or above meet the requirements of this Regulation, approval shall be
granted.
. An approval code shall be assigned to each type approved. Its first character shall
indicate the series of amendments at the time of issue of the approval.
This will be followed by an identification code comprising not more than three characters.
Only the following Arabic numerals and capital letters shall be used:
‘0 1 2 3 4 5 6 7 8 9 A B C D E F G H J K L M N P R S T U V W X Y Z’.
The same Contracting Party may not assign the same code to another type of LED light
sources.
. Notice of approval or of extension or refusal or withdrawal of approval or production
definitely discontinued of a type of LED light sources pursuant to this Regulation shall be
communicated to the Parties of the Agreement which apply this Regulation by means of a form
conforming to the model in Annex 2 to this Regulation and of a drawing, supplied by the
applicant for approval in a format not exceeding A4 (210 × 297 mm) and on a scale of at least
2:1.
. To every LED light source conforming to a type approved under this Regulation there
shall be affixed in the space referred to in paragraph , in addition to the inscriptions
required under paragraph , an international approval mark consisting of:
truncated circle surrounding the letter ‘E’ followed by the distinguishing number of
the country which has granted approval (1);
approval code, placed close to the truncated circle.
. If the applicant has obtained the same approval code for several trade names or marks,
one or more of them will suffice to meet the requirements of paragraph .
. The marks and inscriptions specified in paragraphs and shall be clearly
legible and be indelible.
. Annex 3 to this Regulation gives an example of arrangement of the approval mark.
3. TECHNICAL REQUIREMENTS
. Definitions
. Rated voltage: voltage (in volts) marked on the LED light source;
. Test voltage(s): voltage(s) or voltage range(s), at the LED light sources terminals for
which the electrical and photometric characteristics of the LED light sources are intended and
are to be tested.
. Objective values: Design value of an electrical or photometric characteristic. To be
achieved, within the specified tolerances, when the LED light source is energised at relevant
test voltage.
. Standard (étalon) LED light source: Special LED light source used for the testing
of lighting and light-signalling devices. It has reduced tolerances for dimensional, electrical
and photometric characteristics as specified on the relevant data sheet. Standard LED light
sources are specified in only one voltage rating for each category.
. Reference axis: an axis defined with reference to the cap and to which certain
dimensions of the LED light sources are referred;
. Reference plane: a plane defined with reference to the cap perpendicular to the
reference axis and to which certain dimensions of the LED light sources are referred.
. Light centre: a point on the reference axis at a defined distance from the reference
plane that represents the nominal origin of the visible radiation emitted.
. Light centre length: the distance between the reference plane and the light centre
. Viewing axis on to the LED light source: an axis through the light centre at defined
polar and azimuthal angle used to characterise photometrical properties of the LED light
source.
. Apparent light emitting area: area that contains the (apparent) element of visible
radiation when observed under a certain viewing axis. The apparent light emitting area is
defined in a plane that contains the light centre and that is perpendicular to the corresponding
viewing axis.
. Normalised luminous intensity: luminous intensity divided by the luminous flux of
the light source in order to characterise the angular radiation pattern of the LED light source.
. Cumulative luminous flux: luminous flux emitted by the light source under
operating conditions, within a cone enclosing the specified solid angle and centred on the
reference axis (2).
. Light emitting diode (LED) light source: a light source where the element for
visible radiation is one or more solid state junctions producing injection-luminescence and/or
fluorescence.
. General specifications
sample submitted shall conform to the relevant
specifications of this Regulation.
light sources shall be so designed as to be and to
remain in good working order when in normal use.
They shall moreover exhibit no fault in design or
manufacture.
light sources shall exhibit no scores or spots on
their optical surfaces which might impair their
efficiency and their optical performance.
light sources shall be equipped with standard
caps complying with the cap data sheets of IEC
Publication 60061 as specified on the individual data
sheets of Annex 1.
cap shall be strong and firmly secured to the rest
of the LED light source.
ascertain whether LED light sources conform to
the requirements of paragraphs to above, a
visual inspection, a dimension check and, where
necessary, a trial fitting into the holder as specified in
IEC publication 60061 shall be carried out.
solid state junction(s) shall be the only element(s)
of the LED light source that generate and emit light,
either directly or via fluorescence-based conversion,
when energised.
. Tests
light sources shall first be aged at their test
voltage for at least forty-eight hours. For multi-
function LED light sources, each function shall be
aged separately.
otherwise specified, electrical and photometric
measurements shall be carried out at the relevant test
voltage(s).
measurements as specified in Annex 4 shall
be carried out with instruments of at least class
(0,2 per cent full scale accuracy).
. Position and dimensions of apparent light emitting area
position and dimensions of the apparent light
emitting area shall conform to the requirements as
given on the relevant data sheet of Annex 1.
measurement shall be made after ageing the LED
light source according to paragraph .
. Luminous flux
measured according to the conditions specified
in Annex 4, the luminous flux shall be within the
limits given on the relevant data sheet of Annex 1.
measurement shall be made after ageing the LED
light source according to .
. Normalised luminous intensity distribution/cumulative luminous flux distribution
measured according to the test conditions
specified in Annex 4 to this Regulation, the
normalised luminous intensity distribution and/or
cumulative luminous flux distribution shall be within
the limits given on the relevant data sheet of Annex 1.
measurement shall be made after ageing the LED
light source according to paragraph .
. Colour
colour of the light emitted by the LED light
sources shall be specified on the relevant data sheet.
The definitions of the colour of the light emitted given
in Regulation No 48 and its series of amendments in
force at the time of application for type approval shall
apply to this regulation.
colour of the light emitted shall be measured by
the method specified in Annex 4. Each measured
value shall lie within the required tolerance area.
, in the case of LED light sources emitting
white light, the minimum red content of the light shall
be such that:
where:
Ee(λ) (unit: W) is the spectral distribution of the irradiance;
V(λ) (unit: 1) is the spectral luminous efficiency;
λ (unit: nm) is the wavelength.
This value shall be calculated using intervals of one nanometre.
. UV-radiation
The UV-radiation of the LED light source shall be such that the LED light source is of the low
UV type complying with:
where:
S(λ)(unit: 1) is the spectral weighting function;
km = 683 lm/W is the maximum value of the luminous efficacy of radiation.
(For definitions of the other symbols see paragraph above).
This value shall be calculated using intervals of one nanometre. The UV-radiation shall be
weighted according to the values as indicated in the Table below:
λ S(λ)
250 0,430
255 0,520
260 0,650
265 0,810
270 1,000
275 0,960
280 0,880
285 0,770
290 0,640
295 0,540
300 0,300
305 0,060
310 0,015
315 0,003
320 0,001
325 0,00050
330 0,00041
335 0,00034
340 0,00028
345 0,00024
350 0,00020
355 0,00016
360 0,00013
365 0,00011
370 0,00009
375 0,000077
380 0,000064
385 0,000530
390 0,000044
395 0,000036
400 0,000030
Note: Values according to ‘IRPA/INIRC Guidelines on limits of exposure to ultraviolet
radiation’. Wavelengths (in nanometres) chosen are representative; other values should be
interpolated.
. Standard LED light sources
Additional requirements for standard (étalon) LED light sources are given on the relevant data
sheets of Annex 1.
4. CONFORMITY OF PRODUCTION
light sources approved to this Regulation shall be
so manufactured as to conform to the type approved by
meeting the inscriptions and technical requirements set
forth in paragraph 3 above and Annexes 1, 4 and 5 to
this Regulation.
order to verify that the requirements of paragraph
are met, suitable controls of the production shall be
carried out.
holder of the approval shall in particular:
existence of procedures for the effective control of the quality of products,
access to the control equipment necessary for checking the conformity to
each approved type,
that data of test results are recorded and that related documents shall
remain available for a period to be determined in accordance with the Type
Approval Authority,
the results of each type of test, applying criteria of Annex 6, in order to
verify and ensure the stability of the product characteristics making allowance for
variation of an industrial production,
that for each type of LED light source, at least the tests prescribed in
Annex 5 to this Regulation are carried out,
that any collecting of samples giving evidence of non-conformity with the
type of test considered shall give rise to another sampling and another test. All the
necessary steps shall be taken to re-establish the conformity of the corresponding
production.
competent authority which has granted type-
approval may at any time verify the conformity control
methods applicable to each production unit.
every inspection, the test books and production
survey records shall be presented to the visiting
inspector.
inspector may take samples at random which will
be tested in the manufacturer’s laboratory. The
minimum number of samples may be determined
according to the results of the manufacturer’s own
verification.
the quality level appears unsatisfactory or when
it seems necessary to verify the validity of the tests
carried out in application of paragraph above,
the inspector shall select samples, to be sent to the
technical service which has conducted the type
approval tests.
competent authority may carry out any tests
prescribed in this Regulation. Where the competent
authority decides to carry out spot checks, criteria of
Annexes 7 and 8 to this Regulation shall be applied.
normal frequency of inspection authorised by the
competent authority shall be one every two years. In
the case where negative results are recorded during
one of these visits, the competent authority shall
ensure that all necessary steps are taken to re-establish
the conformity of production as rapidly as possible.
5. PENALTIES FOR NON-CONFORMITY OF PRODUCTION
approval granted in respect of a LED light source
pursuant to this Regulation may be withdrawn if the
requirements are not met or if a LED light source
bearing the approval mark does not conform to the type
approved.
a Contracting Party to the Agreement applying this
Regulation withdraws an approval it has previously
granted, it shall forthwith so notify the other
Contracting Parties applying this Regulation, by means
of a communication form conforming to the model in
Annex 2 to this Regulation.
6. PRODUCTION DEFINITIVELY DISCONTINUED
If the holder of the approval completely ceases to manufacture a type of LED light source
approved in accordance with this Regulation, he shall so inform the Type Approval Authority
which has granted the approval. Upon receiving the relevant communication, that Authority
shall inform thereof the other Parties to the 1958 Agreement applying this Regulation by means
of a communication form conforming to the model in Annex 2 to this Regulation.
7. NAMES AND ADDRESSES OF THE TECHNICAL SERVICES RESPONSIBLE
FOR CONDUCTING APPROVAL TESTS, AND OF TYPE APPROVAL AUTHORITIES
The Parties to the 1958 Agreement which apply this Regulation shall communicate to the
United Nations secretariat the names and addresses of the Technical Services responsible for
conducting approval tests and of the Type Approval Authorities which grant approval and to
which forms certifying approval or extension or refusal or withdrawal of approval, or
production definitively discontinued issued in other countries, are to be sent.
(1) As defined in the Consolidated Resolution on the Construction of Vehicles (.), document
ECE/TRANS/ para. 2
(2) Based on CIE/IEC vocabulary IEV 845-09-31.
ANNEX 1
SHEETS (*1) FOR LED LIGHT SOURCES
List of categories of LED light sources and their sheet numbers:
Category Sheet number(s)
LR1 LR1/1 to 5
LW2 LW2/1 to 5
List of sheets for LED light sources and their sequence in this annex:
Sheet number(s)
LR1/1 to 5
LW2/1 to 5
Category LR1 — Sheet LR1/1
The drawings are intended only to illustrate the essential dimensions (in mm) of the LED light
source
Figure 1
Main drawing
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Figure 2
Connector detail
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Category LR1 — Sheet LR1/2
Table 1
Essential electrical and photometric characteristics
Dimensions in mm Tolerance
LED light sources of
normal production
Standard LED light
source
e (1) 24,0 0,2 0,1
Cap PGJ21t-1 in accordance with IEC Publication 60061 (sheet 7004-165-1)
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Electrical and photometric characteristics (2)
Rated values Minor function Major
function
Minor
function
Major
function
Volts 12 12
Objective Values (3) Watts (at
13,5 V DC)
0,75 max. 3,5 max.
1,4 min.
0,75 max. 3,5 max.
1,4 min.
Luminous
flux (in lm at
13,5 V DC)
3,5 ± 10 % 47 ± 10 %
Luminous
flux (in lm at
10-16 V DC)
3,5 ± 20 % 47 ± 20 %
Failure condition behaviour
In case of LED light source failure (no light emitted) the maximum current draw – when
operated within the input voltage range in major function mode – operation shall be less than
20 mA (open circuit condition).
Screen projection requirements
The following test is intended to define the requirements for the apparent light emitting area of
the LED light source and to determine whether the light emitting area is correctly positioned
relative to the reference axis and reference plane in order to check compliance with the
requirements.
The position of the light emitting area is checked by the box system defined in Figure 3, which
shows the projections when viewing along direction γ = 90° in the planes C90 and C180 (C, γ
as defined in Figure 4). At least 95 per cent of the luminous flux emitted into the viewing
direction has to come from the trapezoidal area defined by d1, d2 and c. Less than 70 per cent
of the luminous flux shall be emitted from the rectangular area defined by d3 and c.
Category LR1 — Sheet LR1/3
Figure 3
Box definition of the light emitting area
Table 2
Dimensions of the box system in Figure 3
Dimensions in mm f c d1 d2 d3
LED light sources of
normal production
E + 0,2 3,6 21,0 15,0 7,0
Standard (etalon) LED
light sources
E + 0,1 3,4 21,0 15,0 7,0
Normalised luminous intensity distribution
The following test is intended to determine the normalised luminous intensity distribution of
the light source in an arbitrary plane containing the reference axis. The intersection of the
reference axis and the upper edge of the box is used as the coordinate system origin.
The light source is mounted on a flat plate with the corresponding mounting lug features. The
plate is mounted to the goniometer table by a bracket, so that the reference axis of the light
source lines up with one of the rotating axis of the goniometer. The corresponding
measurement set-up is described in Figure 4.
Category LR1 — Sheet LR1/4
The drawings are intended only to illustrate the essential set-up for measurement of the LED
light source
Figure 4
Set-up to measure the luminous intensity distribution
Luminous intensity data is recorded for the major function with a standard photo-goniometer.
The measurement distance should be chosen appropriately, to make sure that the detector is
located in the far field of the light distribution.
The measurements shall be performed in 3 C-planes, which contain the reference axis of the
light source. The 3 C-planes shall be within C30 and C330 to avoid the connector shadows and
they have to be at least 30° apart from each other. The test points for each plane for multiple
polar angles γ are specified in Table 3.
After measurement the data shall be normalised to 1 000 lm according to paragraph
using the luminous flux of the individual light source under test. The data shall comply with the
tolerance band as defined in Table 3.
C-planes: see CIE publication 70-1987, ‘The measurement of absolute intensity distributions’.
Category LR1 — Sheet LR1/5
Table 3
Test point values of normalised intensity for the major function of normal production
and standard light sources, respectively
LED light source of normal
production
Standard LED light source
γ Minimum intensity
in cd/1 000 lm
Maximum
intensity in
cd/1 000 lm
Minimum
intensity in
cd/1 000 lm
Maximum
intensity in
cd/1 000 lm
0° 0 30 0 20
15° 0 30 0 20
30° 0 70 0 40
45° 20 100 20 60
60° 35 120 35 80
75° 50 140 50 100
90° 70 160 70 120
105° 90 180 90 140
120° 110 200 110 160
135° 110 200 110 160
150° 90 180 90 140
The luminous intensity distribution as described in Table 3 shall be substantially uniform, .
in between two adjacent grid points the relative luminous intensity requirement is calculated by
linear interpolation using the two adjacent grid points.
Category LW2 — Sheet LW2/1
The drawings are intended only to illustrate the essential dimensions (in mm) of the LED light
source
Figure 1
Main Drawing – front and side view
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Figure 2
Connector Detail
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Table 1
Essential electrical and photometric characteristics
Dimensions in mm Tolerances
LED light sources of
normal production
Standard LED light
sources
e 26,4 0,2 0,1
[Cap PGJY50] in accordance with IEC Publication 60061 (sheet 7004-[…]-1)
Electrical and photometric characteristics (4)
Rated values Minor function Major
function
Minor
function
Major
function
Volts 12 12
Objective Values (5)
(6)
Watts (at
13,5 V DC)
1 max. 12 max.
4 min.
1 max. 12 max.
4 min.
Luminous
flux (in lm at
13,5 V DC)
50 ± 10 % 725 ± 10 %
Luminous
flux (in lm at
10-16 V DC)
50 ± 15 % 725 ± 15 %
Corresponding base temperature Tb
in °C
30 ± 2 55 ± 2 30 ± 0,5 55 ± 0,5
Category LW2 — Sheet LW2/2
Screen projection requirements
This test is intended to determine whether the light emitting area of the LED light source is
correctly positioned relative to the reference axis and reference plane.
Compliance of position and dimension as defined in Table 2 is checked by the box system
shown in Figure 3. The left drawing displays the projection when viewing along the reference
axis with an aperture acceptance angle of ± 40° while the right drawing defines the position of
the reference plane and axis.
Size determination shall be done with suitable means.
Figure 3
Box definition of light emitting area
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Table 2
Dimensions of the light emitting area in Figure 3
Dimensions in mm e a b c
LED light sources of
normal production
26,4 ± 0,2 14,5 + 0/–
2,5
10,1 + 0/–
1,5
Ø 50,00 + 0,10/– 0
Standard (Etalon) LED
light sources
26,4 ± 0,1 14,5 + 0/–
2,5
10,1 + 0/–
1,5
Ø 50,05 + 0,05/– 0
Category LW2 — Sheet LW2/3
Cumulative luminous flux distribution
Measurement set-up
This test is intended to determine the cumulative luminous flux within defined solid angles of
the luminous intensity distribution.
Goniophotometers of type I or II according to CIE publication No 70 -1987 with the capability
of turning the light source around two axes perpendicular to the axis of light emission can be
used. The intersection of the reference axis and the parallel plane to the reference plane in
distance e is used as the coordinate system origin.
Figure 4
Set-up to measure the luminous intensity distribution using a type I photogoniometer
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The light source is mounted on a flat plate with the corresponding mounting lug features. The
plate is mounted to the goniometer table by a bracket in such way, that the reference axis of the
light source lines up with the measurement axis of the goniometer. The corresponding
measurement set-up is described in Figure 4.
Category LW2 — Sheet LW2/4
Cumulative luminous flux distribution
Measurement and calculation procedure
Data shall be recorded for the specified base temperature Tb from Table 1 at the location shown
in Fig. 5.
Luminous intensity distribution data shall be recorded within a solid angle of -40° < α < +40°
and -40° < β < +40°. The measurement distance shall be chosen in such manner that the
detector is located in the far field of the light distribution. An angular step size of 1° or less is
required.
After the measurement, the cumulative luminous flux distribution shall be calculated from the
recorded data for various solid angles as specified in Table 3 according to CIE publication 84-
1989, Section . Subsequently, the distribution shall be normalised to the total luminous flux
determined for -40° < α < +40° and -40° < β < +40. The data shall comply with the tolerance
band defined in Table 3.
In order to secure a symmetrical distribution within each solid angle in Table 3 the luminous
flux determination shall be done independently for all 4 quadrants and flux values shall not
differ by more than 15 %.
Table 3
Test point values of normalised cumulative luminous flux for both normal production
and standard lamps
Angle α, β Min. normalised flux in % Max. normalised flux in %
– 5° < α, β < +5° 8 14
– 10° < α, β < +10° 31 37
– 15° < α, β < +15° 54 59
– 20° < α, β < +20° 75 81
– 25° < α, β < +25° 91 95
– 30° < α, β < +30° 97 100
– 35° < α, β < +35° 98 100
– 40° < α, β < +40° 100 (by definition)
The cumulative luminous flux distribution of the minor function may be verified by measuring
the ratio of major and minor function under a fixed angle and multiplication of this factor with
the luminous flux of the major function.
In case of doubt that cumulative luminous flux distributions of major and minor function differ,
the procedure as described above for the major function shall be repeated for the minor
function.
Thermal interface geometry
The LW2 thermal interface is located within the reference plane (shaded area in Figure 5) and
described in detail in IEC Publication 60061 as indicated in Table 1 on sheet LW2/1. It shall be
attached to an appropriate heat sink or thermal management system.
The luminous flux given in Table 1 shall be achieved once the base temperature Tb measured at
the location shown in Figure 5 is stabilised.
Category LW2 — Sheet LW2/5
Figure 5
Rear-view: thermal contact area and location of Tb-point on the vertical symmetry
axis, at a distance f from the centre
Dimensions in mm
c 50,0
d 34,5
f 13,0
g 10,0
Failure condition behaviour
In case of LED light source failure (no light emitted) the maximum current draw – when
operated within the input voltage range in major function mode – shall be less than 20 mA
(open circuit condition).
(*1) Tables, Electrical and Photometric characteristics:
Voltage is expressed in V;
Wattage is expressed in W;
Luminous flux is expressed in lm;
Normalised luminous intensity is expressed in cd/1 000 lm;
Normalised cumulative luminous flux is expressed in %.
(1) Light emitting area: to be checked by means of the box system in Figure 3.
(2) The emitted light shall be red.
(3) Continuous on for 30 minutes at 23 ± 2,5 °C.
(4) The emitted light shall be white.
(5) Continuous operation for 30 minutes with base temperature Tb stabilised as specified above.
(6) Luminous flux from the light emitting area shall be determined within a solid angle of - 40° < α < + 40° and - 40°
< β < +40° using either integral methods or the procedure described on sheets LW2/3 and LW2/4.
ANNEX 2
COMMUNICATION
(maximum format: A4 (210 × 297 mm))
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ANNEX 3
EXAMPLE OF THE ARRANGEMENT OF THE APPROVAL MARK
(see paragraph )
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a = 2,5 mm min.
The above approval mark affixed to a LED light source indicates that the light source has been
approved in the United Kingdom (E11) under the approval code 0A01. The first character of
the approval code indicates that the approval was granted in accordance with the requirements
of Regulation No 128 (*1) in its original form.
(*1) Not requiring changes in the approval number.
ANNEX 4
METHOD OF MEASUREMENT OF ELECTRICAL AND PHOTOMETRICAL
CHARACTERISTICS
Light sources of all categories with integrated heatsink shall be measured at ambient
temperature of (23 ± 2) °C in still air. For these measurements the minimum free space as
defined in the data sheets shall be maintained.
Light sources of all categories with definition of a temperature Tb shall be measured by
stabilising the Tb-point at the specific temperature defined on the category data sheet.
1. Luminous flux
luminous flux measurement using an integrating
method shall be made
(a) In case of an integrated heatsink after 1 minute and after 30 minutes of operation
or
(b) After stabilisation of the temperature at the Tb point.
luminous flux values, as measured after
(a) 30 minutes, or
(b) Stabilisation of temperature Tb
Shall comply with the minimum and maximum requirements.
In case of (a) this value shall be in between 100 per cent and 80 per cent of the value
measured after 1 minute.
have to be carried out at relevant test
voltage and at the minimum and maximum values of
the relevant voltage range. Unless specified more
tightly on the data sheet the following deviation of the
luminous flux at the tolerance interval limits shall not
be exceeded.
Rated voltage Min voltage Max voltage
6 6,0 7,0
12 12,0 14,0
24 24,0 28,0
Corresponding luminous flux
tolerance (*1)
± 30 % ± 15 %
2. Normalised luminous intensity/cumulative luminous flux
luminous intensity measurements shall be started
after
a) 30 minutes of stabilisation time or
b) Stabilisation of temperature Tb at the value given in the relevant data sheet.
have to be carried out at relevant test
voltage.
luminous intensity of a test sample is
calculated by dividing the luminous intensity
distribution as measured under paragraph of this
annex by the luminous flux as determined after 30
minutes under paragraph of this annex.
luminous flux of a test sample is calculated
according to CIE publication 84-1989, Section by
integrating the luminous intensity within a cone
enclosing a solid angle.
3. Colour
The colour of the light emitted as measured under the same conditions as described paragraph
in of this annex shall both be within the required colour boundaries.
4. Power consumption
power consumption measurement shall be made
under the same conditions as described in paragraph
of this annex using the requirements of paragraph
of this Regulation.
consumption measurements shall be carried out
at relevant test voltage.
obtained shall comply with the minimum and
maximum requirements of the relevant data sheet.
(*1) The maximum luminous flux deviation at the tolerance limits is calculated by using the measured flux at test
voltage as reference. In between test voltage and voltage range limits the luminous flux behaviour shall be substantially
uniform.
ANNEX 5
MINIMUM REQUIREMENTS FOR QUALITY CONTROL PROCEDURES BY
THE MANUFACTURER
1. General
The conformity requirements shall be considered satisfied from a photometric, geometrical,
visual and electrical standpoint if the specified tolerances for production LED light sources in
the relevant data sheet of Annex 1 and the relevant data sheet for the caps are met.
2. Minimum requirements for verification of conformity by the manufacturer
For each type of LED light source the manufacturer or the holder of the approval mark shall
carry out tests, in accordance with the provisions of this Regulation, at appropriate intervals.
. Nature of tests
Tests of conformity of these specifications shall cover their photometric, geometrical and
optical characteristics.
. Methods used in tests
shall generally be carried out in accordance with
the methods set out in this Regulation.
application of paragraph of this annex
requires regular calibration of test apparatus and its
correlation with measurements made by a competent
authority.
. Nature of sampling
Samples of LED light sources shall be selected at random from the production of a uniform
batch. A uniform batch means a set of LED light sources of the same type, defined according to
the production methods of the manufacturer.
. Inspected and recorded characteristics
The LED light sources shall be inspected and test results recorded following the grouping of
characteristics as listed in Annex 6, Table 1.
. Criteria governing acceptability
The manufacturer or the holder of approval is responsible for carrying out a statistical study of
the test results in order to meet the specifications laid down for verification of conformity of
production in paragraph of this Regulation.
Compliance shall be assured if the level of acceptable non-compliance per grouping of
characteristics given in Table 1 of Annex 6 is not exceeded. This means that the number of
LED light sources not complying with the requirement for any grouping of characteristics of
any LED light sources type does not exceed the qualifying limits in the relevant Tables 2, 3 or
4 of Annex 6.
Note: Each individual LED light source requirement shall be considered as a characteristic.
ANNEX 6
SAMPLING AND COMPLIANCE LEVELS FOR MANUFACTURER TEST
RECORDS
Table 1
Characteristics
Grouping of
characteristics
Grouping (*1)
of test records
between lamp
types
Minimum 12
monthly
sample per
grouping (*1)
Acceptable level of non-
compliance per grouping of
characteristics
(%)
Marking, legibility and
durability
All types with the
same external
dimensions
315 1
External lamp dimensions
(excluding cap/base)
All types of the
same category
200 1
Dimensions of caps and
bases
All types of the
same category
200 6,5
Dimensions related to
light emitting surface and
internal elements (*2)
All lamps of one
type
200 6,5
Initial readings, power,
colour and luminous
flux (*2)
All lamps of one
type
200 1
Normalised luminous
intensity or cumulative
luminous flux distribution
All lamps of one
type
20 6,5
Qualifying limits for acceptance based on different numbers of test results for each grouping of
characteristics are listed in Table 2 as maximum number of non-compliance. The limits are
based on an acceptable level of 1 per cent of non-compliance, assuming an acceptance
probability of at least 0,95.
Table 2
Number of test results of each characteristics Qualifying limits for acceptance
20 0
21 - 50 1
51 - 80 2
81 - 125 3
126 - 200 5
201 - 260 6
261 - 315 7
316 - 370 8
371 - 435 9
436 - 500 10
501 - 570 11
571 - 645 12
646 - 720 13
721 - 800 14
801 - 860 15
861 - 920 16
921 - 990 17
991 - 1 060 18
1 061 - 1 125 19
1 126 - 1 190 20
1 191 - 1 249 21
Qualifying limits for acceptance based on different numbers of test results for each grouping of
characteristics are listed in Table 3 given as maximum number of non-compliance. The limits
are based on an acceptable level of 6,5 per cent of non-compliance, assuming an acceptance
probability of at least 0,95.
Table 3
Number of lamps in records Qualifying limit
20 3
21 – 32 5
33 – 50 7
51 – 80 10
81 – 125 14
126 – 200 21
201 - 213 22
214 - 227 23
228 - 240 24
241 - 254 25
255 - 268 26
269 - 281 27
282 - 295 28
296 - 308 29
309 - 322 30
323 - 336 31
337 - 349 32
350 - 363 33
364 - 376 34
377 - 390 35
391 - 404 36
405 - 417 37
418 - 431 38
432 - 444 39
445 - 458 40
459 - 472 41
473 - 485 42
486 - 499 43
500 - 512 44
513 - 526 45
527 - 540 46
541 - 553 47
554 - 567 48
568 - 580 49
581 - 594 50
595 - 608 51
609 - 621 52
622 - 635 53
636 - 648 54
649 - 662 55
663 - 676 56
677 - 689 57
690 - 703 58
704 - 716 59
717 - 730 60
731 - 744 61
745 - 757 62
758 - 771 63
772 - 784 64
785 - 798 65
799 - 812 66
813 - 825 67
826 - 839 68
840 - 852 69
853 - 866 70
867 - 880 71
881 - 893 72
894 - 907 73
908 - 920 74
921 - 934 75
935 - 948 76
949 - 961 77
962 - 975 78
976 - 988 79
989 - 1 002 80
1 003 - 1 016 81
1 017 - 1 029 82
1 030 - 1 043 83
1 044 - 1 056 84
1 057 - 1 070 85
1 071 - 1 084 86
1 085 - 1 097 87
1 098 - 1 111 88
1 112 - 1 124 89
1 125 - 1 138 90
1 139 - 1 152 91
1 153 - 1 165 92
1 166 - 1 179 93
1 180 - 1 192 94
1 193 - 1 206 95
1 207 - 1 220 96
1 221 - 1 233 97
1 234 - 1 249 98
Qualifying limits for acceptance based on different numbers of test results for each grouping of
characteristics are listed in Table 4 given as a percentage of the results, assuming an acceptance
probability of at least 0,95.
Table 4
Number of test results
of each characteristic
Qualifying limits shown as a
percentage of results.
Acceptable level of 1 % of
non-compliance
Qualifying limits shown as a
percentage of results.
Acceptable level of 6,5 % of
non-compliance
1 250 1,68 7,91
2 000 1,52 7,61
4 000 1,37 7,29
6 000 1,30 7,15
8 000 1,26 7,06
10 000 1,23 7,00
20 000 1,16 6,85
40 000 1,12 6,75
80 000 1,09 6,68
100 000 1,08 6,65
1 000 000 1,02 6,55
(*1) The assessment shall in general cover series production LED light sources from individual factories. A
manufacturer may group together records concerning the same type from several factories, provided these operate
under the same quality system and quality management.
(*2) In case a LED light source has more than one light output function the grouping of characteristics (dimensions,
power, colour and luminous flux) applies to each element separately.
ANNEX 7
MINIMUM REQUIREMENTS FOR SPOT CHECKS BY THE TYPE APPROVAL
AUTHORITY
1. General
The conformity requirements shall be considered satisfied from a photometric, geometrical,
visual and electrical standpoint if the specified tolerances for production LED light sources in
the relevant data sheet of Annex 1 and the relevant data sheet for the caps are met.
2. The conformity of mass-produced LED light sources shall not be contested if the results are
in agreement with Annex 8 to this Regulation.
3. Conformity shall be contested and the manufacturer requested to make the production meet
the requirements if the results are not in agreement with Annex 8 to this Regulation.
4. If paragraph 3 of this annex is applied, a further sample of 250 LED light sources, selected
at random from a recent production run, shall be taken within two months.
ANNEX 8
COMPLIANCE APPROVED BY SPOT CHECK
Compliance approved or disapproved shall be decided according to the values in Table 1. For
each grouping of characteristics LED light sources shall be either accepted or rejected
according to the values in Table 1 (*).
Table 1
1 % (*1) 6,5 % (*1)
Accept Reject Accept Reject
First sample size: 125 2 5 11 16
If the number of non-
conforming units is greater
than 2 (11) and less than 5 (16)
take a second sample size of
125 and assess the 250
6 7 26 27
(*) The proposed scheme is designed to assess the compliance of LED light sources to an
acceptance level of non-compliance of 1 per cent and 6,5 per cent respectively and is based
on the Double Sampling Plan for Normal Inspection in IEC Publication 60410: Sampling
Plans and Procedures for Inspection by Attributes.
(*1) The LED light sources shall be inspected and test results recorded following the grouping of characteristics as
listed in Annex 6, Table 1.
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