ڏࣆݽ࣌ߘᆗᇖൌү ࣅݣე 2011௰Ѧऔ࢛Ӭ
བੁ।൘ܧ༙ڵખ࿅۽ǖ ݹ ߔྲྀ (Ivan KUAN) +852 2830 6620 @ ૡḍ (Michael LIU) +852 2830 6634 @ ҽॻ ᅢ (Lilian YU) +86 10 6642 1099 * 229 @ Ⴚ࿔ᕃ (Vivian YANG) +86 10 6642 1099 * 235 @ ණ߽ ࡢ (Jerry CUI) +86 21 3887 9988 * 396 @ ގఄ (Yolanda GE) +86 21 3887 9988 * 290 @ ૡ္ᅶ (George LIU) +86 21 3887 9988 * 119 @ ቾࣧᜃ (Crystal ZHOU) +86 21 3887 9988 * 535 @ 2Willis Insurance Brokers Co., Ltd. – FINEX Practices
ଆ ༀဲ߶࣠··························································································6 ቲۧ୭৶࣒··················································································7 ߶ݽ౷ل················································································10 њ൮ຟ৻܊················································································15 ොؙ৶࣒························································································17 ቼ॑დჟ························································································18 ѠྩҲ൱························································································19 རฅ···························································································20 ቩሙட·····················································································21 ቲᆚ························································································22 ᆦౘ֑٫ࢲ····················································································24 ොর૦························································································25 ಗؙୢჟ························································································26 ֔࿒························································································27 ҇ืᄄ···························································································29 3Willis Insurance Brokers Co., Ltd. – FINEX Practices
߷························································································31 Ⴠ৶࣒························································································32 ߽ਭҽ৻߽Ⴟᅮჟ·····································································34 ዊ༹ᆚ························································································35 نࣅ༙························································································37 ූޠத························································································38 ۂᆐืଵᄩฺ················································································39 ؙઘݓฉ·····················································································40 ຏѨූྡ(ቲ߶അ॔ᆚ)·····························································41 ڍ൘·····················································································42 ᅈჟ߶࣠·····················································································43 ཆهಽս·····················································································44 ቲ߶ဋ܀Ѡഩ··············································································45 ڍᦿࠩ·····················································································46 ٞქᆚ·····················································································48 Գۙყდ·················································································49 डԒቨ·····················································································50 4Willis Insurance Brokers Co., Ltd. – FINEX Practices
Ѡ܀৶࣒·····················································································51 ᑒ්ି൮·····················································································53 ቲ߶ᆚ࣒ฯ··············································································54 ૦໐ਣჟ·····················································································55 њޏ܆·························································································56 ۺࡢү·····················································································57 ॹ৶ᆚ·····················································································59 ቲ߶ಽս࿅༇··············································································60 ৶ᆐम·····················································································61 ቲ߶ᅘࢲჟ··············································································62 ဵᆚגԚഺ··············································································63 ܖቼב·····················································································64 ᆚූྡن·····················································································65 த৶࣒ࣅ༙··············································································66 5Willis Insurance Brokers Co., Ltd. – FINEX Practices
ༀဲ߶࣠ Tongxin International Limited (OTCBB: TXIC) ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ1ᆨ3LjAbraham, Fruchter & Twerskyଓྣຑᇀ୨߶ٜۨ۽ᆠڶༀဲ߶࣠ۢಲષࣅLjԌटؠӹ2009௰5ᆨ15ባ2010௰12ᆨ14ಜ଼ࣺ߹ༀဲ߶࣠߅و༊ዊሣă ༀဲ߶࣠กქࣨ႓ኀಽս൘ዊާ๖وࡍၦާ๖ăݡާ๖ቤᅢᅳᅢቲ߶Ăᄩڪࢪڍ႓ખ୳وԩऔդჟᆱᄲವჟ६ှࣼԌĂዊӊयᄁĂ߅ദฏದດ੮وඨჟࠩԌăާ๖ᅢ2008௰6ᆨ19ࠟᇀ๑ؕ৻ණชLj୧ۢှࣱཛྷ୨ᆐă 1ᆨ26Ljༀဲ߶࣠ฏҴ୨ᆐLj߅ࣱᆿך௰ူّăༀဲ߶࣠52ቾ߅ࣱઘၦ࿒ؒᅑᅢསࣆ෫໗यჟࢾҴބᇍ๑ؕ৻ঁބLj߅ࣱेઘؙܹ࿒ؒă 2011௰4ᆨ12Ljٜۨ۽ߕJudge Ramon E. Reyes, Jr.สቚǖༀဲ߶࣠ཛྷฑ྿ᆓބăᇀሦಲቲSaxena White .ཛྷฑ྿ଓLjPomerantz Haudek Grossman & Gross LLPཛྷٜ۽ଓă 2011௰5ᆨ25Ljݡఊᆢڍԩٜۨ۽ᆠኪفࣩቿቲႷۨᆠă 6ᆨ30Ljༀဲ߶࣠࿘ဂާቼᄨՂོو໘େLjҪਸ਼ǖྐۨࣆ෫໗यSECეഓوࠩԌྣҴӹĂ๑ؕ৻ชթᇮప༟ชĂ࿒ٻ2010௰ᆊಜฏ൩ĂߔऒݽߘӇஊׅĂާԦᅳൌCEOĂCFO༠Ѧᅘߔۨوଓă ᄜױԥઉဋྲLjༀဲ߶࣠ಗ߅ࣱ࿒ࡤմ߹75%Lj୨।/߅࿒ټባ୨।/߅ă࣎ޔ֎وࣅნᇀࣩቿቲႷഘѦă 6Willis Insurance Brokers Co., Ltd. – FINEX Practices
ቲ߶ۧ୭৶࣒ China Valves Technology, Inc. (NASDAQ: CVVT) ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ2011௰2ᆨ4Lj Rosen Law Firmଓྣຑटڶದॿᄲࠧྣኴਦ६ှٻՓLjԌटؠӹ2010௰1ᆨ12ባ2011௰1ᆨ13ಜ଼ࣺቲ߶ݽ౷ل߅و༊ዊሣLjဂದۢಲࣅă ቲ߶ۧ୭৶࣒ۢࠧညตᄮᅋᅢۢ٫Lj෩ᅕࡧޠLjࡧޠLjๆઉLjഹLjმ।ှٌჟوݽڭ।ฮۧ୭ăާ๖֑1959௰ص෫ཛྷ߶ᅘವჟᄜާױ๖դ౹ᇀቲ߶ۧ୭ှჟቲᅘृݽቌணڪă 2011௰1ᆨ14ဵಜྗLjቲ߶ۧ୭ڶ1ᆨ13ާԦوქܝཌҴބ६ှᄮLjဂ༊ዊሣ໗ޥߔᅢާ๖ฏࠧ।֖وഅடă ቲ߶ۧ୭CEO Mr. Jianbao WangӹLj“ቲ߶ۧ୭وߘՍࣷৈ്ܱዲཌԓ৽Ҵބާڶ๖وቬჳLjሦܝҴބ໗فوຑᅘฏڞกؠӹዅഩާ๖߅ڍઉᄐLj྄୯үቆྣҴބوሪ෯ჾࣆฏዊդቬફă” 13ཌණوҴބቬჳቲ߶ۧ୭ڶChina Valves Technology (Changsha) Valve CoDŽױணཛྷAble Delight (Changsha) Valve CoDžوฏกԥುصوߔખयᄁLjԌೲ്լඏۧ୭وྣืযӇਔؙă ڶᅢױ੮ํۨLjቲ߶ۧ୭ӹࣷৈܱڊăዔቲ߶ۧ୭ྈۧת୭DŽఄԒDžᅘާ๖DŽWatts Regulator Co.DžฏChina Valves Technology (Changsha) Valve CoჾੂLj(Changsha) Valveᇀቲ߶ۧ୭وߘ࿒ॿᄲનࠝăቲ߶ۧ୭ߘՍዮֽᇞॿᆊࣜ(Changsha) Valve 2010௰ᄲฏᆢཛྷ2000ཆ୨ᆐLjۚࡍੂटᆊಜٻݽባ3000ཆ୨ᆐăᆓᄜกLjቲ߶ۧ୭ฏ(Changsha) Valveቐ෫(Changsha) ValveᇞᇃॿᄲLjۚᅘქܝࣱ5900ཆஙӞوࠩༀୣᅘှǗ༶Ljቲ߶ۧ୭ཛྷዮؙڪٜ໗ݽჟྣရༀLjᇞဂ(Changsha) Valveኪുქܝࣱ7000ཆஙӞوࠩༀǗ2010௰(Changsha) Valveᇜࣩષ7000ཆஙӞညตېăࢱᅢቲ߶ๆහوॴၖഓࠧቲ߶ۧ୭وชթᄲညLjߘՍဳլඏۧ୭وդ౹ชթংߟਹă 7Willis Insurance Brokers Co., Ltd. – FINEX Practices
ྈۧת୭DŽఄԒDžᅘާ๖DŽྈๆתޠჟࣅ༙ಮ࿒ዓާ๖Džԥླཏ଼۽กქࣨණชާ๖LjᄜױLjቲ߶ۧ୭ड़ኜAble Delight Investment Limitedዷཛྷ߹ੂګؠӹ༾֑ฏयᄁă Qing Luዩቑ֑Able Delight Investment LimitedLjกBin LiوಠዓLjۚBin Liཛྷቲ߶ۧ୭ާ๖ڏլMr. Siping Fangوӹॗăቲ߶ۧ୭ཡ༤Qing Lu֑Able DelightLjԌटݡާ๖ዷཛྷฏޠăݡާ๖ቁԌ൩ቲ߶ۧ୭ާ๖ቐLjದਈቨദ჻ॿߥቲ߶ۧ୭ăષ۽ӯयᄁLj ቲ߶ۧ୭ဂAble Delight๖ާ໗ޥฏຑၖዊ।ăটခቐوLjQing Luؠӹާ๖ฏفષ50Lj000୨ᆐੂ֬صAble Delight༊ዊާ๖ཚქ߅ڍăAble DelightဂChangsha Valve๖ާݔฏڶࣱཛྷ607ཆ୨ᆐLj ෝᅨ888ཆ୨ᆐฏዊ।ᅋੂԣฏयᄁ֑ӊDŽҪਸ਼ၖ֘اوᇲྣDžăটฏChangsha Valve๖ާوॕLjױዜཛྷ1500ཆ୨ᆐLjዷཛྷዜ֑ӊوქԩܖLjຑݔԣխዊ।ᇀݡާ๖2010௰1ᆨ18ဂSEC໗यو8-K/Aऔྲྀቲዷષ࿈ॖงํடă ቲ߶ۧ୭ާ๖وߘ༙ڵ჻ॿ2009௰11ᆨটᅳؙ߅ڍ--ණ߽Hanhuang Valve ࠧණ߽ಘڍ HanweiValve๖ާಮ࿒Hong Kong Hanxi ๖ާඨຮLjۚᇀༀქ෫ࣺნᅘࠝ࣎ࣨঌሽڶฐฏHanwei ๖ާăቲ߶ۧ୭ᇀ2009௰5ᆨᅳHnwei๖ާสॳቒٻՓရᄓDŽdue diligence agreementDžLjԌᅢ200910ဂHanweiݔ1000ཆᆐஙӞዷཛྷڊ।ăᇀสሦရᄓࡍLj ቲ߶ۧ୭ާ๖ߘՍৈڊฏHanwei๖ާLjቲ߶ۧ୭ާ๖2010௰3ᆨቐዜޮဂHanweiݔષ1950ཆ୨ᆐฏ।ăᅑᅢױ״ฏዊ।وݔ༾ഩᅑHanhuang๖ާࣶਈLjޗযص෫ڋوዊդኪുရᄓLjHanxi๖ާቓف2010௰4ᆨ8ԯቁԌ൩ቲ߶ۧ୭ާ๖ă ቲ߶ۧ୭ࠞዊ730ཆ୨ᆐฏYangzhou RockዊդLjڶױݡҴ്ބཛྷቲ߶ۧ୭ߘՍयᄁ।ې߹ඵLjሦቸቬჳกࠛྐޗযوăቲ߶ۧ୭ฏዊդোกࢱᅢࠩووă Ҵބቬჳቲ߶ۧ୭وઉ൱"ݽوಙ"Ljᄜཛྷດ୯ก"ඨ౹ှჟ(commoditized sector)” ዮݽوăߘՍ߀આൌࠨ്ሪوྨܖԸߗާ๖ූوդහࢱٜLjԌ߹྄ࠧ୯৽ڶࡨLjޚࠝوષॖާ๖ݽڭդ౹ᇀࠥ٫կؙࠧျๆණوᄮᅋࣆ၂ӹă ዮࡍLjҴބ֎ቲ߶ۧ୭।ڮയLjಊᅢႅ࢙६ှٞ۠״߅ۢှă෯ණLjौባ12ᆨ31ᅘؙᆢ2890ཆ୨ᆐ।ăާ๖ዮ॰༾֑ષქ״1000ཆ୨ᆐ߅ۢှLjዊ।टӇᅋᅢजᇒූդࠥ٫ሂෳᅋوؙျഒۧූوդහă 8Willis Insurance Brokers Co., Ltd. – FINEX Practices
"ቲ߶ۧ୭ከኢᅢ֑ཛྷቲ߶ዮؙࠧዮݒᆹوᅘ࿘ᅍوޠჟۧ୭ޥᄮඨLj"CEO Jianbao Wang࿘ූํă"ཛྷષ྄֞୯སੂݽ֑լࠧۢᇽ྄୯໎ᄌࣩષާ๖ྣ࢙༙ࠧࣜڵوફLjᇀ2010௰ሔ౺ષืணᅘؙ࢙ࣜྣຑҿংوݽ࣌ॿLj॰ಜൌதGang Weiཛྷާ๖CFOăᅘሦဗ༙وڵLj୯྄ಜཏᇀԥকൌதؙቐქཛྷාࣜާ๖Lj྄ᅘဳဲሦဗ౿ེ߹ګട֑هޢă྄୯وዊդݘᇲӹનࠝLjᅘዣوዊ।ੂ෯وݽᇜլă" Wangԣ֬ํLj"྄ླཏ྄୯و߅ڍဳຓ୯ዮֽوఴڱLjԥეുԥ৹৯ૣوႠಈຈࠀຓ୯وઉᄐ"ă 2011௰6ᆨ29LjۨᆠۢԦቚࠩԌൻޔةڢوLjҪਸ਼࿒઼ྲྀѦࠟǖ11 Civ. 0796 (LAK), 11 Civ. 1116 (LAK), 11 Civ. 1564 (LAK)ăױ༶ۨᆠҒBristol Investment Fund, Ltdཛྷฑ྿ᆓބLjᄜཛྷBristol Investment Fund, Ltdᇀױ״ࣅቲ֞ᅘዮۂྣઉᄐăༀ෫ۨᆠࠥኼFederman & Sherwood ࠧThe Ball Law Firm LLP ዷཛྷฑ྿ଓ 8ᆨ29Lj໗ಲوࠩԌࡍوࣅӇถă 9Willis Insurance Brokers Co., Ltd. – FINEX Practices
ቲ߶ݽ౷لChina MediaExpress Holdings Inc. (NASDAQ: CCME) ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ2011௰2ᆨ4Ljቲ߶ݽ౷لᇈႜࢲMuddy WatersቬჳLj߅ࣱ܅ફ࿒ؒ%ă჻ᅘHolzer Holzer & Fistel, LLC, Law Offices of Jeffrey A. Berens, LLCࠧ Robbins Geller Rudman & Dowd LLP ൻࣨଓྣຑटڶದॿᄲࠧྣኴਦ६ှٻՓLjԌटؠӹ2010௰11ᆨ8ባ2011௰2ᆨ3ಜ଼ࣺቲ߶ݽ౷ل߅و༊ዊሣဂದۢಲࣅă ቲ߶ݽ౷لกቲ߶ქࣨॿᄲ֏࣠ѻսᆾ٫ญوבާ๖Ljದᇀࡢ෯๖ާணཛྷ݁जܖቼבᅘާ๖DŽ࿒֎“ज݁ܖቼ”Džăݡާ๖֎ದก߶ࣨयԩཚქቚڊوսᆾญ౷ăნกࡘིญĂڍིญഩ߶ཚქսᆾ٫ญࠩዷࢧҗă 2011௰2ᆨ3LjႜࢲMuddy Watersटቲ߶ݽ౷لದಂ࣌ཛྷ“ା־”ಂ࣌LjӶࣱ୨ᆐăMuddy Watersቚᇖ߆ᄌቨᇒᄲฏࠧઉ൱ၗݽ࣯ဃჾӯߘՍؙܹࢩઉLjԌᇀݽตăഹቲ߶ݽ౷ާلԦದ2009௰ᄲฏืযཛྷ9590ཆ୨ᆐMuddy Watersࣜದ2009௰ሪ෯ᄲฏ४ཛྷ1700ཆ୨ᆐă CCME֎ದኙეჟྣกઉᅋ֏࣠ѻսᆾ٫ญዶߟބLjMuddy Waters֎CCME෯࣠ᄽᅘوߟބദوսᆾඵᅢದާԦืફ27200وქҙăMuddy WatersᇀҴބቲ֎Lj“୯྄്ཛྷCCMEᄽᅘߟބദوѻቲᅘմ߹Ԍԥԏ܅CCME໗ޥو൛۴๖ࢲիԏ֓܅৽໗ޥDVD൛ă” ׅױቐ༶LjMuddy WatersቚᇖCCMEߘՍಝᇭLj֎CCME჻ॿजಲქޔᇀྡ౿ພԌᅳ౽߷ާ๖ࢪ౽߷وॿညඨᅘڋქܝࠩዷရᄓă Muddy Waters֎Lj“౽߷჻ဂ྄୯ቆ෯LjದᅳCCMEԌས֑ؕൌࠨࠩዷߔ࿅ăԥ४ױLj౽߷ڶቲ߶ٜഘॿညඨߘࣁཛྷႛޏᇀቲ߶४ᅘࣨดദॿညඨLjԌೲୣᅘᆿܖညၛ৹ă” CCME༊ዊߔ࿅ݘᇖ۽Lena Cati སটױۢӹൌࠨಂଥăༀ෫LjMuddy Watersӹཛྷቲ߶ݽ౷ل߅ਅ۽LjԌटᄜದҵټؙܹࢩઉ 10Willis Insurance Brokers Co., Ltd. – FINEX Practices
Muddy Watersᇞᄜቚᇖቲ߶ᇀ୨ණชާ๖ڍ۽ჟࠧଖఙ৶࣒ྣᇒࣱணؙᇑLjࣨާ๖߅ࣱোӇჳᇒࣱॿઈԼቺҵټLjದቲLjᄜ࣯ۚዔᇀ2010௰11ᆨ17పLjԌᅳ12ᆨ9ኪባܛةชթă ࣎ቾLjქࣨႜࢲCitron Research ნᇞڶCCMEӹ੮ቬჳLj֎ದဂቲ߶ࣶߘࢲĂဳᅋಂ࣌Ăჾࣆྣྨܖࢲ֒١ྲྀوऔԌԥ༌டާԦوॿᄲืযԌԥ۴ᄻದާ๖ॿᄲኴă ሆྲྀቬჳቲ߶ݽ౷لᇒ࣯Lj֎ದ“ჟࢾࠝفௗჾብဳ”ăCitron Researchᇀ2010௰8ᆨܝნԸᅳቲ߶ූྡDŽᅞใ।ූྡDžෂᇒ࣯ѦوٻՓăቲ߶ݽבᇀ߶ॿᄲوኙާ๖Ljᅞண݁जܖቼבDŽᅳქණชާ๖ܖቼבࠛྐߔ࿅Džăሆྲྀᅢ୨෫ࣺ1ᆨ30ۢ־ăቲ߶ݽ౷ل1ᆨ28ؙټ%ࡍLj1ᆨ31ᆿҵټ%ă ሆྲ്ྀཛྷLjቲ߶ݽ౷لوߘՍ֎Ljᇀ߹ണو4௰Ljᅳༀᇀ୨߶ණชوದຓቲ߶ާ๖ӔLjݡާ๖ᄽᅘޚݽوᇜլڪࠧޚؙو।ૣăॳߘᇀࢱׇߟބࢩهࠧजᇒ۽எو༊൩Ӕༀှඵ࠶ۂLjدกቲ߶ݽ౷لഹट॥௰وᆊಜઉ൱Lj200ཆ୨ᆐ໗ݽف8500ཆ୨ᆐᄲฏᇘཛྷ2ᄄăޗযݡާ๖ҴLjᇀ߹ണو8ޔࣔLjׅዊӊ־ࠧ।ࡍLjݡާ๖ዜޮդූષ9500ཆ୨ᆐ।ૣă߷ሦޔฮ෯Ljሦާ๖و༊ዊҴଔटกഩज़ዮݽوăۚೲLjሦާ๖ڶกቲ߶ชթو་Ⴞᄷઉෑባႅؽષর་ܖቼבLjഹቲ߶ݽ౷لوߢனࠧઈڞᆜԥܖቼבă ሦቝᅘქོޔ໘ǖᇀቲ߶࣎ࡏୣ߹ሦާޔ๖ă߷ሦࣨާ๖ᇀ୨߶ॿᄲLjّױٻLj߅ࣱᇍټ්ف߄ષă ڶዶਅሣੂํLjෝᅨོو໘টก“ᇛଡ଼ቆடሦާ๖ᅘོ໘Ǜ”ሆྲྀ֎Ljቲ߶ާޮयوߟބன჻ॿ܇իईۚةೲഅྫྷLj৹ჾޗযቲ߶ݽ౷لዔާჾࣆ҇ڪĂ߄ކຏဳྲLj६ှڶሙ༚Ռă ޗযڶӔLjዷሣ໗־وჳོกLjཛྷ෬ଡ଼ቲ߶ݽ౷ل୧ޔಃுդූوฏ൩৹ჾӔڶฐݽӂǛቲ߶ݽ౷لؙᆢᅘཆف6ཆਙಃுLjۚࡢญבᇘᅘؙᆢ12ཆਙăᇀ2010௰Q2Ljࡢญבوᄲฏཛྷ3100୨ᆐቲ߶ݽ౷لݽؕ5300୨ᆐეቌلಃுกᇀҽॻٌࠥဲ֏ชާوयսණLjۚቲ߶ݽ౷لኙกᇀ֏2Ă3࣌ชթوBUSණă 11Willis Insurance Brokers Co., Ltd. – FINEX Practices
༶Ljዷሣნڶቲ߶ݽ౷لو“ቂࠩዷ”໗־ჳོăݡާ๖ᇞၩב჻֑ཛྷቲ߶यԩ࿒ฮವჟو“ڢࣨሁଞࠩዷࢧҗ”ăد෯ණLjດቝกࠧქࣨญ౷ဲDŽTTAVCDžާو๖ࠩዷLjۚ܇ᅳቂڢࣨ࣊ෳࠧቂ࿒ฮوವჟڢࠩዷLjნԥ৹ࢩهޕٜ۽BUSوߟބॿᄲوᅍ࿘ദă ዷሣෑባ്ཛྷLjቲ߶ݽ౷لوணዖӊLjნ࠶ߒᄖ——ཛྷષുሦޔ߆ޚࢫ၂LjࢪํുCCMEᇀ༶ဲቲޚ“ਊҺ”୯྄ቚ־ქဗ܇ի߁ߒوഉăᇀቲ߶ቲ߶ݽ౷لሦޔணࠟ࿒෯࣠ᆱᄲާو๖ཛྷ݁जܖቼבᅘާ๖——݁जกຓ୯ຑᅢوෛܝăܖቼבกቲ߶ዮؙᅘᆆوߟާބ๖LjሦটࠝӔᅘᇀఊᆢષქࣨ൫औާ๖Ljടணཛྷ“ఊᆢཔ൫”ăሦಲੂԌԥခླޔཏजዔ࣐౹పާو๖ຑཛྷLjޚခกᅋಝᇭؠໜ౹పज Citron Research ቬჳҴۢބԦࡍLjCCMEӹۢட֎ದા۴ڶCitronํوLjۨԌವ༐ํܾ༊ዊሣၦဳާ๖ဂSEC໗यྲྀऔوሪ෯၂ă 2ᆨ7CCMEԦۢ“ቤ߅ڍဳ”LjኒქᄮቐوቬჳLjट߅ࣱቺူ໗ስባ14୨ᆐă“ާ๖ቁᇀ߹ቁիۨوଓ֔ၠᅳቬჳࢲޱă”CCMEྣዜࣶቅఒํ ᇀ“ቤ߅ڍร”ቲLjCCMEᄮષ10ቬჳLjሦဗቬჳҪਸ਼ਔؙࠩዷߔ࿅Ljᇀࡢ่ྣҴӹᅳ୨߶ާዊԥܻLjᄽᅘوսืڵફᅳާዊԥٌܻă Muddy WatersࢩടوქܝĖݽ౷ل჻ݐݥଁࣆຐڊսપட࿈ė౮ڱLjCCMEज݁սપዜืཛྷ1564પăۚCCMEᇘ߹־ქܝԮوLj֎Muddy WatersوԮੂᆚԥடLjჳ࿅ལᇒ “ሦဗԮڊԥก྄୯ާ๖وLjӹ་ࠧಜٌڞԥڶă”๖ާྣዜࣶቅఒ֎ă Chimin Sangก୨߶ქ๕ூࢱ।ॿLjຓቬჳوกCCMEዔ֎ཛྷ“߶ࣨयԩཚქቚڊوսᆾญ౷”وዊޏă“CCMEᅘํयԩExclusive LisenceDŽڢࣨపሙDžLjد෯ණຓ୯־४กქሉቌă”Chimin Sangăํ Chimin Sang໗ޥوᅒऔᆓྲྀࡱLjާ๖CFO Jacky Lamᄮ֎ǖ“ज݁ܖቼԥก྄୯ཚქوዓާ๖ă”ۚྣዜࣶቅఒӹLj“ज݁ܖቼกCCMEᇀࡢཚქو෯ާ๖LjᇀದຓٜഘቝᅘҚă” 12Willis Insurance Brokers Co., Ltd. – FINEX Practices
“ຓ୯ื״ӰࡳષӹะLjቲটቌلຓ୯ฎ༐Ⴆจ෬ଡ଼ă”Chimin Sangნ֘Lj്ეዶ෯ቬჳLjߞ৯ሦჅو༐ۨௗჾ෯ă ዔ2008௰ಲLjCCMEটᅳദདྷߟބٻႜࢲCTRࠩዷLjࡍሣᇀ2008௰ܖӼާڶ๖־߹ܝٞൻ۽ҴބLjದቲქܝ֎Ljौባ2008௰6ᆨCCMEᆢوսપዜืཛྷ13673પLjሀᅘսᆾLCDญ౷ืફ30354ਙLjถቼߢன5300ཆ״/ᆨLjದൻؙชթܖӼཛྷණ߽Ă०ࠧҽॻă ԥ߹Ljઘሦࣨٞൻ۽ࢲوദདྷ၂ნถفષቬჳLjMuddy Waters֎ݡࢲถفષCCMEو“ೃઘ”ă ࣝሣዲቤ٫ᇀ2010௰9ᆨԸࣩCCME༊ዊሣࢦڑوCTRණ߽ܖԩႜᆗመ॔Ljመ֎CTR४2008־߹ܝڢྨܖҴބLjቐࡍᅳCCMEୣᅘ६ქԧوખ࿅ױ״ถჇႩदቝຮࡄߗஎLjԥෂࣆൌࠨCCMEوॿᄲഉਦă CۚTRቿ݁ܖԩوႜᆗ֊ఒํLjCTRᅳCCMEوࠩዷქቓ،ᇀLj॥௰ൻᆨܝटᆿ״־ქܝҴބLjد४ٻႜާ๖وഩ߶ߟބԏ־ഉਦLjԥෂࣆݡާ๖ชթݐݥٌഉਦă “୯྄ࢲֱჅCCME๖ާ໗ޥوսᆾᄺరLjԌ६ှٻႜă”֊ఒํLjባᅢࠨവ്ާ๖໗ޥوᄺరࣆืযوሪ෯၂Lj֊ఒ֎ԥ৹ڶഩ߶ຑᅘսપ६ှՓٻႜLjቝᇀާ๖໗ޥوࢱׇණ६ှྨܖă ڶױLjChimin Sangݮف࠶ನߒLj“ᇞ྄ቤ٫CTRዜԩLjຓ୯༾ഩԥቌلሦޔ৽DŽቚCCMEDžLjሦଡ଼ؙߢனާو๖ലቝกᅳCTRቿ݁ܖᅘࠩዷߔ࿅Ljௗԥನߒଡ଼ă” ԥ߹LjණะCTRႜᆗোমާൌࠨٻႜዊLj֎ױٻႜቝกཛྷ৽ܾྣLjቝᅑ৽ৈڊกܱާăۚCCMEྣዜࣶቅఒӹާ๖ԥ࢙ᄮ༶ज़ეഓާ่ྣĂٌዊLj“ሦෂࣆفӊ๖ࠧ৽ާ๖وă” 2011௰4ᆨ4ۨᆠҒಲࠩԌಲࣅLjྲྀѦࠟ11 Civ. 0804ă4ᆨ15LjۨߕVictor MarreroสதLjटൻԌ൩11 Civ. 0804ޗযۨߕVictor Marrero6ᆨ7وޗয1979௰10ᆨ1สوရᄓTrust FBO Lansing Davis ࠧDavis Partnership LP("Davis Entities")ཛྷฑ྿ᆓބLjJohnĂJennifer HoughtonĂEthan Lamar PierceࠧSusan Shaffer (CME Investor Group)ཛྷૅ෫ݛࣩᆓބLjHagens Berman Sobol Shapiro LLPཛྷDavis Entitiesኙ྿ଓă 13Willis Insurance Brokers Co., Ltd. – FINEX Practices
Cohen Milstein Sellers & Toll PLLCཛྷૅ෫ޮوༀۨଓă 2011௰10ᆨ25Ljฑ྿ᆓބ໗־၌ڋࠧዛࠩ༊LjᇜࣩષຏెېࠧӇބޔă 14Willis Insurance Brokers Co., Ltd. – FINEX Practices
њ൮ຟ৻܊ China Agritech, Inc. () ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ2ᆨ11LjRosen Law Firmڶದॿᄲࠧྣኴਦ६ှٻՓLjԌटؠӹ2010௰28ባ2011௰2ᆨ3ಜ଼ࣺњ൮ຟ৻߅و༊ዊሣဂದۢಲࣅă њ൮ຟ৻DŽቲ߶Dž܊ᅘާ๖ᇀቲ߶ӊ༕ከჟݽ৶࣒ଖඇүዊդ౹وႜۢĂූդĂညต࣒ࠧฯዉၻܾྣLjኙᄲჟྣกჾݍቕཛྷࢱׇᆓوᅘࢲ܊ႜࠧă ҽॻ෫ࣺ2ᆨ10Ljњ൮ຟ৻໗ޥޚۂ࿈ဳྲᄮLM Research๖ާوҴބDŽLM Researchቬჳާ๖ืযᇒ࣯LjԌዶਅષݡާ๖߅Ljವ༐ቲࢩઉDžăჾ࿒ཛྷњ൮ຟ৻டو൛ᇮეǖ ሯڶLM ResearchҴބLjާ๖ߘՍവ്ާ๖ಮ࿒ޠկഩԩڞᇀᆱᄲLjฏ൩ნกޗয୨߶ქґާ്࢙ࣜᆓᇘԌॿڢාࣜLjԥ،ᇀൌࠨོ໘ăާ๖ୣᅘLM Researchे๖ࢪሣეഓོާ܃๖ޠկဳྲوൌࠨࣝଆLjݡࢲױዶਅષާ๖߅Ԍವ༐ቲࢩઉăLM ResearchԌ܇ქࣨᅘዣዊቬوႜă༶Lj྄୯ࡱᅘ٧ეடǖ DŽ1Džߔᅢާڶ๖ฏ൩ᇒ࣯وቬჳǖᇀ߹ണ௰Lj྄ާ๖ฏ൩กѢሙ୨߶ქґާᅋ࢙ࣜኼᇘࣝଆԌॿڢ࢙ࣜྣຑාࣜوăњ൮ຟ৻୧௰ڞቆࣶ࢙ეഓဢ10-KsLj୧ࣔڪဢ10-Qsăާ๖2010௰12ᆨ31ॕาوණქ௰ҴྣӹቁᇀѠᅈࡢட࢙ࣜྣຑාࣜLjݡྣຑกؙ࢙ࣜྣຑቐă DŽ2Džߔᅢ྄ڶ୯ಮ࿒ޠկوᆱᄲوቬჳǖ྄ާ๖ຑฮޠկڞᇀᆱᄲLjୣᅘქؘࣨࢪ჻Ӈ־ตăຑᅘڞቁիăׅષوڢාࣜާ๖༶ၛۂྨܖĂࠧከჟ༊ዊሣڞᇞᇒ܃߹ާ๖ූوդޠկă 2ᆨ3Ljњ൮ຟ৻ҵټ%LjҴ୨ᆐLj֑यફཆLjާ๖صӹۢட֎टটױྣᇈቬჳऔۢӹ֖അํடă ႜࢲLM Research॰ካྲྀ֎њ൮ຟ৻ྣᇒ࣯LjԌ്ཛྷњ൮ຟ৻߅ࣱዮۂ୧߅2୨ᆐă 15Willis Insurance Brokers Co., Ltd. – FINEX Practices
2011௰2ᆨ3Ljॿԓ৽ZeroHedgeटݡྲྀয়ًᇀದཌሂණăჾ࿒ཛྷҴބᆓྲྀǖ --њ൮ຟ৻ชᄄ୨ᆐLjާ๖ᇀഩ߶ॿᄲଖඇࡧ܊LjԌ֎2010௰ഩညตېᄄ୨ᆐă෯ණLjњ൮ຟ৻ืۂޠկกብوă --ዔާ๖ᅢ2005௰൘ዊ7000ཆ୨ᆐჾੂLjቝᅘ࣎҇ཆืېᅋᅢ଼ඵફූوդහӄǗӔृLjᅘባඵ400ᅋᅢཛྷޔߘՍխݔዢܑჾࣆۿդߔܑᅋă --୯྄སᇀชஎණLj߹ൌࠨ༒ঈLjෑባกದዜԩ்ሖفњ൮ຟ৻وൌࠨդ౹ă --ဗ்Ӈњ൮ຟ৻֎ዷཛྷದ৽ާو๖ნӹᅳњ൮ຟ৻ԥ،ᇀൌࠨࠩዷߔ࿅Ljઋ߶ᅘࡧ܊կSinochemᇞဂ྄୯ӹLjԌས־ตൌࠨњ൮ຟ৻وࡧ܊դ౹ă --ቲߔቂߕᆗဂ྄ቆ෯њ൮ຟ৻ԌୣᅘએኴDŽgranular fertilizersDžූդၛ৹Ljۚњ൮ຟ৻ല֎ሦกದዮኙეූوդă --྄ص୯ຳ܃њ൮ຟ৻ූդࢱٜ෫LjലۢկۿࢱӊብLjෑባୣᅘූդහӄă -њ൮ຟ৻CFOᇀੂާױ๖ൌቒLjᇞԸᅳࣨާ๖ණช߹֔Ljದޔࣱմ߹ಡืLjۚሦࣨާ๖ࣱዮቷཛྷăྨܖ֎ሦნᇞॿઈ“ຝ߅”LjዮቷԼټă --2010௰ֽLj୨߶।൘ࣶߘࢲნᇞቬၻ߹њ൮ຟ৻ෂࣆுयᄁ۽எوჵă --୯྄ޖњ൮ຟ৻টױوຑؘو٫ࡨࠧᅒࣚوᅒऔLjোୣᅘฏفൌࠨݒă --ຑᅘቆযӹடLjሦࣨާ๖Ԍ܇ქ֑ࣨޢࡠܑညตඨԌೲ،ᇀಝᇭჳ 5ᆨ16ۨߕR. Gary KlausnerমࠩԌསৈوჾࣆቚڊฑ྿ᆓބࠧฑ྿ଓă622Lj၌ڋࡍوࣅӇถă၌ڋࡍࣅᇜࣩષணوӇބĂؙષቚ֎وഘࣺĂҪࠆષې༶و ޗযۨߕR. Gary Klausnerᇀ2011௰10ᆨ27สوminute orderLjᆓބYongوຑᅘຏెӇԟăባᅢದຓᆓބLjۨᆠఴڊǖӇބњ൮ຟ৻ࠧޔӇޗযਞ(12)(b)(6)ٞქ״ຏెӇমޔӇޗযਞ(12)(b)(6)ٞ۠״ຏెমǗᆓބޗযਞ(12)(b)(1)ٞൻ״ຏెমᆓބ(12)(b)(6)ൻ߹Ljۚޔᆓބޗযਞ(12)(b)(6)ٞ״وຏె߹ă 16Willis Insurance Brokers Co., Ltd. – FINEX Practices
ොؙ৶࣒ShengdaTech, Inc. (NASDAQ:SDTH) ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ2011௰3ᆨ18LjRobbins Geller Rudman & Dowd LLPଓྣຑؠӹ2010௰3ᆨ15ባ2011௰3ᆨ15ಜ଼ࣺොؙ৶࣒DŽNASDAQ:SDTHDžಗ߅وLjڶොؙ৶࣒໗־ቆഭࣅă ොؙ৶࣒กქޔူާך๖ăާ๖ᅳഅࡢؙၳ֑ޢۢ־ص॥ज़ܛቨᇒوࣸڭฯ——பܖൾཔॕ۴ᄮಹቨӄາݤ࣒ฯă ಲ൛Ҫਸ਼ǖ1Ljොؙ৶࣒ԩᇀҴوߘණᅘยࡐǗ2Ljොؙ৶࣒ᇀ2010௰وྣடୣᅘ༾ഩѢሙGAAP६ှ༇ࣜLjԌೲ،ᇀ߆ᄌྥـჳǗ3Ljොؙ৶࣒Ҵቲوઉࠝဋྲയۦ৹ဳቆয֍ă 2011௰3ᆨ15Ljොؙ৶࣒ާ๖ၩԦྐۨࣆ෫໗यದौባ2010௰12ᆨ31ॿාࣜوڪྣҴާބ๖ԩቁᇀಶڑქߔᅢӊާ๖ࣆದݛฮާ๖2010௰ഩྣࣝଆ،ᇀ“ႛቺᄖࠧསடവོ໘”وٻՓăݡဋྲۢԦࡍLjݡާ๖߅Ӈቛयᄁă 17Willis Insurance Brokers Co., Ltd. – FINEX Practices
ቼ॑დჟRadient Pharmaceuticals Corporation (Amex: RPC) ዊੂᆚǖખཌLjॿབੁሿ ୨߶ఊᆢ෫ࣺ2011௰3ᆨ11LjThe Rosen Law Firm, .ଓྣຑၩԦLjؠӹ2001௰1ᆨ18ባ2011௰3ᆨ4ಜ଼ࣺ॑ቼდჟ(NYSE Amex: RPC)وಗ߅ڍLj॑ڶቼდჟ໗ಲࣅă ಲ൛Ҫਸ਼བྷ۴1934௰ቆഭۨLjԩާܖ๖ڏĂݽߘᇀࠧMayo ሳຑࠩዷڶOnko-SureૅوטฎႵቲؙફԥܻ෯وҴلăᇀ2011௰1ᆨ18Ljቼ॑დჟۢԦူཷوރቲၩԦ“ᅳMayo ሳຑૅטฎႵቁ६ှ”๖ާၩ֎ѦઋฎႵቁᇀ६ှLjMayo ClinicटቓेӔृOnko-SureࠧქޔฎႵوပ߷ă 2011௰3ᆨ1LjԦۢட۴ԟ“Mayo Clinicቁቚ॑ـቼდჟ६ှૅטฎႵ”LjᇀྲྀሆቲࡱᄧᅋષMayo Clinicو֊ะǖ“MayoୣᅘࠧჟᅘߔوԌೲࠧ॑ቼდჟნୣᅘڋࠩዷရᄓă”LjMayoࡱԣ֬لǖMayoၖეဂ॑ቼდჟ໗ޥܾྣو჻ॿഩԩှ༾ӛăൌࠨߔᅢOnko-SureૅטฎႵوҴބटᅑLjۚԥกMayoăᄜཛྷሦᇘԥઉူ॑ཷቼდჟو߅ࣱ࿒ࡤLjຈࠀ༊ዊሣദᄐă 3ᆨ17Lj॑ቼდჟၩԦᅑDLA Piperଓྣຑؠӹާ๖ᄮױ״ࣅă๖ާᅳٞൻ۽وߔ࿅༾ഩ༌டLjާ๖ԥ४ᇀူཷރቲԦLjԌೲᇀާྲྀعቲ໗ࣆடവوࠩዷԌೲݛණષရᄓăDLA Piperटӳă 6ᆨ6LjۨᆠҒቚڊQuintana Groupཛྷฑ྿ᆓބLjThe Rosen Law Firm, .ཛྷฑ྿ଓă ᆓބᅢ2011௰7ᆨ8ࠟ໗ಲو၌ݢࡍوࣅ჻ॿӇถLjቚ֎ცযቆഭှཛྷઋLj॑ቼდჟབྷ۴10(b) and 20(a)Lj໎Ӽก10b-5ă 2011௰10ᆨ20LjۨᆠఴڊমӇބԟوഋഓ 18Willis Insurance Brokers Co., Ltd. – FINEX Practices
ѠྩҲ൱China Integrated Energy, Inc. (NASDAQ:CBEH) ዊੂᆚǖખཌLjॿབੁሿ ୨߶෫ࣺ2011௰3ᆨ25, The Rosen Law Firm, ၩԦؠӹ2010௰3ᆨ31ف2011316଼ࣺྩѠҲ൱DŽNASDAQ:CBEHDž߅و߅ڍڶದ६ှࣅLjቚਈྩѠҲ൱ۢԦߔᅢާ๖ჟྣوၗ࣯ᆓဳྲLjཛྷຝݽާ๖ࣱLjབྷ۴ષખҜቆഭۨă 2011௰3ᆨ16LjSinclair Upton ResearchӹۢષქܝҴބ֎LjྩѠҲ൱ᄨୁષؙફާ๖ᅳާ๖ݽߘࣆڏቐࣺوߔખयᄁLjሦဗߔખयᄁـቤષާ๖و।ૣဂݽߘჾăױ༶Ljॿຓ୯Փቆቲ߶ࣨޠඨှቂߘনྲྀऔࡍLjྩѠҲ൱ෂ༵ചದྣჟࢾࠧඨჟংޖ༊ዊሣăᇀوಝᇭᇒ֑߅ࣱޏ࿒ऩLjຈࠀષ༊ዊሣઉᄐ ᇀݡҴބቲSinclair Upton Research໗ޮ־ષҪਸ਼“ѠྩҲ൱߹ฏቺഌ൱ූྡ՛ᅕޠկࣩࠧᅕሂDŽোᇀ2010௰10ᆨ༾֑DžLjट2300ཆ୨ᆐ߅ڍዊդኪჰާޖ๖CEOݽူ֑ۛوዓݽԒDŽᄞᄕDž”෨ٌؙቬჳă ዅेLj3ᆨ17LjRosen Law Firm, .ၩԦLjದቁᇀྩڶѠҲ൱ෂဂާቼ໗ޥԥኼവဳྲქᇽٻՓăصฏర෫LjྩѠҲ൱Ҹټ%ă 3ᆨ21ྩѠҲ൱ၩԦटᇀ3ᆨ23ᇀާ๖ཌሂණާქܢ๖CEOቤ߅ڍوჾᄮ॰ಜქဗቬჳݡާ๖وݘஎҴބăྩѠҲ൱ڏ࢙وාࣜཡᆗ࢙ӹሯڶSinclair Upton໗־وቚਈ६ှڢٻՓༀ෫टүૠڶะቚਈوዷሣಶڑქദઉă 8ᆨ29LjۨᆠҒቚڊPuerto Rico Teachers Retirement Systemཛྷฑ྿ᆓބԌࠥኼຓၭᇗوଓă 19Willis Insurance Brokers Co., Ltd. – FINEX Practices
རฅNIVS IntelliMedia Technology Group, Inc. (Amex:NIV) ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ2011௰3ᆨ29LjGlancy Binkow & Goldberg LLPࠧLaw Offices of Howard G. Smithଓྣຑ࿘ࡍؠӹ2010௰3ᆨ24ባ2011௰3ᆨ25଼རฅDŽ(NYSE Amex:NIV)Džಗ߅وڍLjڶརฅ໗־ቆഭࣅăݡࣅ჻Ӈ໗यޖ୨߶ࣩቿቲႷٜഘۨᆠăݡ֎ဂชթ໗ޥၗ࣯ᆓืযĂཛྷຝݽ߅ࣱLjབྷ۴ખҜቆഭ10(b)Ă10b-5ਞჾࣆ1934௰ቆഭयᄁѦۨ 20(a) ߔઋă ዔ1998௰֑ჾੂLjརฅቲ߶ከኢᅢႜۢĂූդĂညตᄸᄞ੮ဋܑ٫ዓդ౹ăդ౹Ҫਸ਼٫ዓᄞዩࠩĂ3Gჰڑႂቷڭ٫ญࢲڇࠪDŽDVBDžĂDVDԏ܅ಹLjቾӫහӄࣆైऔઋჍਈĂۜࢲǗჾࣆӯဝޔᅱդ౹MP3 / MP4Džă ױ״ڶརฅۢಲࣅLjኙეਈބརฅዷ־ષၗ࣯Ăྥـ၂֊ะLjჾࣆས෯ဳྲă(1)ڶஹဗयᄁوҴԥኼവǗ (2)ᄮฏሏਞᅳ෯࣠ԥܻǗ(3)ᇀ࢙ࣜࣝଆᅳᄢှሏةᅳ෯࣠ᅘ־൩Ǘ (4)ྣҴބԥܻࠩGAAPኼᇘ (5)യۦᅘပࠩوԩߘࢲቨǗ (6)ऎᅢჾණ࣎٧Ljརฅᇀߔ෫ࣺوྣჟࢾLjো،ᇀؓྥĂـ၂ቚـă 2011௰3ᆨ25Ljརฅᇀޖቆഭयᄁཡᆗ࢙ዮ॰و8-KҴބቲާLjාࣜཡᆗ࢙჻ॿ߹ৈᄓॖ߉NIVSوڢාࣜMaloneBailey LLPăԌೲརฅቚ־ᇀ323MaloneBailey჻ॿဂ໗־Ljڢාࣜ჻ߔኢོف໘Lj໗ၖეޚۂوႂྲࠧ֔ၠLjҪਸ਼ٻՓჾവүާ๖ྣҴӹوኼവ၂ăױ༶LjMaloneBaileyဂརฅ໗־֒Lj“๖ާؠӹᅳ࿘وᅘߔຓ୯॥ࡍटԥᆿ৹ဳăༀ෫ຓ୯ნԥ࢙ᆿ֞2010௰3ᆨ24໗־ාࣜᄌऑᄜཛྷሦဗᅳຓ୯ߔ” 7ᆨ7LjۨᆠҒቚڊAllan Lyonsཛྷฑ྿ᆓބLjSaxena White, .ཛྷฑ྿ଓLjGoldberg LLPཛྷصٜଓăױ༶LjۨᆠࠩԌᅘჾࣆटੂߔوă 20Willis Insurance Brokers Co., Ltd. – FINEX Practices
ቩሙடChina Intelligent Lighting and Electronics, Inc. (AMEX:CIL) ዊੂᆚǖખཌLjॿབੁሿ ୨߶෫ࣺ2011௰4ᆨ1Lj Rosen Law Firm, ଓྣຑؠӹ2010௰6ᆨ18ف2011329଼ቩሙட(AMEX:CIL)وಗ߅ڍLj໗ಲࣅă ቩሙடූդኡᇰࠧඨᅋሙடහӄăާ๖֑ᅢ2006௰Ljቲ߶ߟڍෛቿชLjᇀ୨߶໎ࡢቿӇࠩԌă ױ״ڶቩሙடوቚਈLjኙეሯڶቩሙடབྷ۴ખҜቆഭۨLj֘ညඨᇀާ๖ާྲྀऔቲާԦષؙફؓྥࠧـ၂وဳྲăᇀ2011௰3ᆨ29ާ๖ۢӹடॆດوාࣜMaloneBailey LLP჻ॿቒLjԌೲMaloneBailey LLPտ࿘وߔᅢ๖ྣҴӹوාࣜᄌऑăMaloneBailey LLP֎Lj“ဳާ๖وྣࣝଆ჻ॿӇལᇒLjሦ჻ॿ֑ષབྷۨ”ຓნۢྣᄖ৹ჾӹடᇀ߹ണ־Ҵӹቲᅘؙફؓྥԥᆿဳާ๖ؠӹቩሙடᇘӹܾቆഭयᄁཡᆗ࢙ٻՓă 2011௰3ᆨ24Ljާ๖߅यᄁ჻ॿӇቷቛLjሦـቤާ๖߅ࣱ࿒ؒԌຈࠀ༊ዊሣઉᄐă ੮ٜLjࣅნӇ໎ࡢቿٜۨ۽ᆠถă 7ᆨ7ۨᆠҒቚڊPerritt Emerging Opportunities FundLjUniversal Invest Quality SICAVLjAcerco SALjࠧAntoine de Sejournet 18 (the de Sejournet Funds)ཛྷฑ྿ᆓބăױ༶Gold Bennett Cera & Sidener LLP ࠧthe Rosen Law Firm .ༀޮଓ 9ᆨ6Ljฑ྿ᆓބ໗ಲوࠩԌوࣅӇถă 21Willis Insurance Brokers Co., Ltd. – FINEX Practices
ቲᆚAdvanced Battery Technologies Inc. (NASDAQ: ABAT) ዊੂᆚǖખཌLjॿབੁሿ ҽॻ෫ࣺ2011௰4ᆨ01Lj୨߶ქࣨ߅ႜާ๖Variant View ResearchDŽ࿒֎“Variant”DžۢӹྲྀሆቬჳቲᆚDŽNASDAQ:ABATDžLj໗ဿ༊ዊሣኢᄌቲᆚ৹،ᇀஹဗಝᇭှཛྷăᅑױᄧۢوࣅ჻ॿ໗य୨߶ఊᆢഘۨăᆓބ۽ཛྷዔ2009௰3ᆨ16ባ2011௰3ᆨ29ಜ଼ࣺቲᆚ߅و༊ዊሣă ቲᆚ৶࣒ᅘާ๖֑ᅢ2002௰9ᆨLjኢՋዊӊ6835ཆᆐஙӞLjዜዊդཛྷ2ᄄஙӞLjกࣅ৶Ăޠ࣒Ăཛྷქوݽူ࣒ฯஙᄲವჟLjኙეভࠩ᭾ྡዓ٫֠ࣆߔդ౹وႜۢූդࠧညตă Variantوኙეቬჳᅘǖ 1. ቲᆚوஹဗॿညѠྐۨॿ߹Variantࠥ෯Ljᅘ৹กၗ࣯وǗ 2. ڶᅢዮ॰3௰ქߢனؕื҇ཆ୨ᆐوԌݡާ๖ୣᅘ෯ದቲوቺؙ෯LjҪਸ਼ӇԌާ๖ᅳದߔખ၂ቬࠧྣኴਦǗ 3. ๖ާڶದዔࢪሣڏլڶஹዓوຑᅘദԥ෯֊ะ ᄜױLjصชթهቌሦဗԥઉဳྲ෫Ljቲᆚو߅ࣱࣇহ࿒ټLj30ቲᆚ܅ફҵټ%Ҵฏ୨ᆐLjຈࠀષ༊ዊሣദᄐăࡍLjۂࣨྣຑढ़൩ڶݡ๖ާوٻՓăThe Rosen Law Firm, ଓྣຑኙეሯڶݡާ๖กܱ༊ዊሣԦቺؙၗ࣯ဳྲ६ှٻՓă 4ᆨ6Ljቲᆚާ๖ۢӹާބڶVariant وቬჳҴބ६ှᄮLj്ཛྷVariantԦۢቬჳҴބᇀ߹ዶਅ߅ࢩઉLjᇀݡҴބฑۢ״Ԧ෫ቲᆚوߘՍটዐ࿈ාՓષሦܝҴބLjݡܝҴᅳದຓାਅሣوҴބქჅׅષڶቲᆚयޖSECوቲྲྀوऔوߔืয६ှᄸවࠧఈച༶Ljྐದຓൌࠨᅘઉቆযă 4ᆨ7LjVariant Viewڶቲᆚوᄮᅞዷ־ષ۴ԟLjຓ୯്ཛྷቲᆚوᄮ൛ࠧದ໗ޥوSECऔྲྀLjڞ࠶ۂوಝᇭࠧྥـ၂֊ะLjԌ໗ޥષߔཌሂઠे༊ዊሣԸ৬ă ცযۨߕColleen McMahon9ᆨ9สوቚLjڊSandersonཛྷฑ྿ᆓބLjࠥኼSandersonၭᇗوฑ྿ଓLjༀ෫মષPehlkeༀوഋഓăߔوࠩԌཛྷქޔăሦޔቚคᅋᅢࠩԌࡍوჾࣆᅳױߔڢኙეྲྀऔNo. 11 Civ. 2279 (CM)ăۨᆠቚڊRuble Sanderson ("Sanderson")ཛྷฑ྿ᆓބLjࠥኼSandersonၭᇗوPomerantz Haudek Grossman & Gross, LLPଓă 22Willis Insurance Brokers Co., Ltd. – FINEX Practices
ᆓބᇀ9ᆨ28໗ಲષٞქޔ၌ڋࡍوࠩԌLjԌᇀٞ۠၌ݢષă 23Willis Insurance Brokers Co., Ltd. – FINEX Practices
ᆦౘ֑٫ࢲ China Electric Motor. Inc (NASDAQ:CELM) ዊੂᆚǖખཌLjॿབੁሿ ҽॻ෫ࣺ4ᆨ1ဋྲLj The Rosen Law FirmྣຑၩԦؠӹᇀ2010௰1ᆨ29ባ2011௰330ಜ଼ࣺᆦౘ֑٫ࢲ߅وᅘ߅ஙLjڶᆦౘ֑٫ࢲ(NYSE:CELM)໗־ࣅăݡ჻ॿ໗यࣩቿቲႷۨă֎: ױಜࣺLjᆦౘ֑٫ࢲڶชթߔᅢާ๖ᆱᄲࠧྣኴਦ߹֔،ᇀၗ࣯ဳྲۚޠຝષާ๖߅ࣱوණላLjױফབྷ۴ષખҜቆഭۨă ᆦౘ֑٫ࢲᅘާ๖กቲ߶པျ٫ࢲቨᇒವჟLjդ౹ኢՋඨӶཛྷ“ߞჀ”ăާ๖ዔ1999௰Ljዹମᅢ්ᑒ݁ᅈݽူ࣒ฯۢഘă ᄽᅘූࠧंՌහӄ200ۂພໍ,ᆗޠ॰1000ದҪਸ਼ከჟوႜۢ֔ޠĂ౹ቬࠧޕ࣌ߘᆗ200դ౹ညཌྷఛኀĂ୨ኀĂӊĂࠅ߶Ăڍ႓Ăݹພٌ༹߶ٜࣨഘă 2010௰1ᆨ31Ljݡާ๖߹WestPark Capitalड़৷“CELM”ᇀ୨๑ؕ৻༾֑APOණชூࣅዊ।2600ཆ୨ᆐă ҽॻ෫ࣺ3ᆨ31ဋྲLjᆦౘ֑٫ࢲၩԦ჻ॿဂSECބԥᇀ2011௰3ᆨ31໗य10-K௰ڪҴބᆓᄜก“๖ާාࣜᇀාࣜौባ2010௰12ᆨ31و༇ࣜҴ߹֔ቲLjۢષᄢှቆடቲ৹،وᄖă” ნᆰၛو႟լಜ415༾֑໗यă ๖ާᄜාࣜᇀාࣜࠩԌࡍو2010௰ڪҴӹ෫־وᄢှڶሏةᄖۚ႟֡໗यă ๖ާڏ࢙჻ॿ֑໎Ӽཡᆗ࢙ٻՓሦޔ߆Lj໎Ӽཡᆗ࢙ᅑணڢڏJames M. Lee, Tony Shen, Liang Tang ,Guoqiang Zhangዩ֑ă໎Ӽཡᆗ࢙Ӈดദड़ᅋۨଓࢲࠧದຓوქဗከჟࢲရኜԩٻՓԌဂSECޠҴބષᅘߔԩٻՓوဳྲă৬فԩٻՓዮ॰ԯLjާ๖ԥᆊࣜفྣӹกܱၖეዶൌࠨሿLj߷ၖეሿกܱ࢙ᅘ෯ቬ၂ᄸă ๖ާნट႟֡١य2010௰ࣔڪࠧഩ௰وྣҴބLjާ๖ࠧ߇ོ୯ቁᇀႄوԳടှڑॖৈාࣜቲ־ོو໘Ljدᇀࡱԥޖ־໗य෫ࣺă ᅑᅢᆦౘ֑٫ࢲॖ߉ದڢාࣜࢲLjӹடದቼོۂ໘སॖৈ 7ᆨ26LjۨߕManuel L. ReaࠥኼࠩԌߔوቆഭLjቚڊฑ྿ᆓބࠧฑ྿ଓăฑ྿ᆓބᇀ9ᆨ2໗ಲࠩԌă 24Willis Insurance Brokers Co., Ltd. – FINEX Practices
ොর૦China Century Dragon Media. (AMEX:CDM) ዊੂᆚǖખཌLjॿབੁሿ ҽॻ෫ࣺ4ᆨ1LjThe Rosen Law FirmଓྣຑၩԦොর૦ (AMEX:CDM)ᄜದབྷ۴ቆഭۨ टؠӹ2011௰2ᆨ8ባ2011௰3ᆨ25ಜ଼ࣺොর૦߅وຑᅘ༊ዊሣLjᇀ୨߶ࣩቿٜۨ۽ᆠLjဂದۢಲࣅă ҽॻבԏࢲዔᅘညตؕᄄDŽCCTV-3ዩࠩDžLjವჟቲႷ٫ญພཛྷኙـLjਸ਼ഩ߶ޕෛི࣌ญ౷لLjؘᇒ٫ญᄲည౿ພă2009௰ᇀ୨߶ؕࡢቿࠩԌዜԩᇀቲቿă 3ᆨ21Ljഩ୨ቆഭयᄁຑᇃષCDMوयᄁăቌದࣶߘԩ୭ቁᇀޗযާቼၖഓڶԩܖವჟ६ှಂLjჾৈڊกܱคࠩၦණชयᄁLjयᄁຑوयᄁߢᇘეವჟӤၙᇀಂ߹֔ቲైࠩ໗यဳྲዊăቌቲ֎჻ሯڶกܱྣ۽எ،ᇀؓྥࢪยٌཛྷԳടቁާ܇ٻՓٻՓوॕ߷ඬསهቌLjدქོح໘Ljާ๖टेถۣࢪԣচؑ 3ᆨ28Ljොর૦ၩԦದڢාࣜMaloneBailey LLPDŽMBDž჻ዔ3ᆨ22ಲቁቒॖׅᅳާ๖وࠩዷߔ࿅ăᇀቒဳቲLjMB֎৽വ്ဳྲ،ᇀԥქቤLjೲದྐۨቓेႵቆᄢှࣝଆوሪལLjሦӹடྣืযᅘ৹ӇལᇒăۚೲMBᇀဳቲቚ־Ljණะဳྲԥქቤᅘ৹ቐوҴӹቲ،ᇀؓྥMBٻԥᆿߘՍቐҴቲو֊ะLjᄜದᅳ،ᇀߔખăMBნԥᆿ֞ದ08ࠧ09௰ބߗ٧ă ොর૦وڏ჻֑໎ӼٻՓዩLjڶMBຑ໗ࣆོو໘६ှٻՓLjᇀٻՓዩه־ॕଥLjާ๖ԥᆞᄌڶױዷ־ൌࠨಂଥă ොর૦ቁࣜࡦၼሖူوාࣜă 4ᆨ8ොর૦ၩԦᅢ4ᆨ5ฏفNYSE Amexঁوބᄜದᇀ႟լಜԥ໗य2010௰ྣ௰Ҵăቆयຑوߕᆗ֎ᄜොর૦ൌාࣜMBฏ॰ಜާڶ๖وාࣜॕଥLjާ๖ူوൌාࣜၙე༾֑ഩԩྣҴLjدොর૦ྐۨࣜࠨ෫৹ჾ໗यҴބሦกԥࠩߢዶۨăऎᅢሦဗയࠧ෯ቆयຑ჻ಶുڑದ༟ชૣ֔ă 4ᆨ8Ljොর૦ၩԦ჻౺ഋMcKenna Long & Aldridge LLPዷཛྷದۨଓ߇LjོཛྷದSECوٻՓჾࣆᄮڶൌාࣜMB໗־وߔོ໘ă 7ᆨ8LjۨᆠҒቚڊષฑ྿ᆓބࠧฑ྿ଓă 817ฑ྿ᆓބ໗य၌ݢوă 25Willis Insurance Brokers Co., Ltd. – FINEX Practices
ಗؙୢჟPurezza Group, Inc. (AMEX:PUDA) ዊੂᆚǖખཌLjॿབੁሿ ୨߶෫ࣺ2011௰4ᆨ14LjGlancy Binkow & Goldberg LLPࠧThe Rosen Law Firm, .ၩԦڶಗؙୢჟ(AMEX:PUDA)໗ಲࣅLjᆓބཛྷ2009௰11ᆨ13ባ201148଼ݡާ๖߅و༊ዊሣăቚਈದབྷ۴1934ખҜቆഭयᄁۨLjೲༀ෫ቚਈದ༊ዊᄢှࠧාࣜLjҪਸ਼Macquare Capital, Brean Murray, Carret & Co., Newbridge Securities Corp. ࠧMoore StephensLj֎ದሯާڶ๖ᆱᄲསქဗԥનᄜࢪᅘྥـ༊ዊሣوှཛྷă ಗؙࣅ༙กჾୢີԳĂࣩޠĂۢᆱࣆୢࡧޠդ౹ۢཛྷኙᄲჟྣوქࣨቲ߶ב༇ᆚವჟă2009௰ࣅ༙ӇྩෛቂവཛྷӄୢਣࣼԌቺዩዊޏቺ٧ஙᄲᄽᅘዜዊդ॰60ᄄᆐLj࿒֑ᆗವჟ12ࣨă ୨ڍ෫ࣺ4ᆨ8ಗؙୢჟၩԦާ๖ቁᇀාՓქቚਈLjݡቚਈᅢ୨ڍ෫ࣺ4ᆨ8ާԦᇀქޔ༊ዊሣཌሂණLjสணཛྷ“Alfred Little”وዷሣຓۢӹષქ౬ቬჳಗؙୢჟྲྀوሆă “Alfred Little”ሯڶݡڏլࣼCEOመடو״߅यᄁ໗־ቬჳăӹݡާ๖ཛྷષ൘ዊฏ2009௰჻ॿटᇀቲ߶ᆱᄲ෯49%߅ദตԌೲٚႆෝ࿒و51%߅ദLjާ๖֑ཛྷ“৷”๖ާăྲྀሆ६ქԧቚ־LjಗؙୢჟᅳCITICDŽቲ߶๕ூࢱ।DžوयᄁLjෳ֘اષؙફᇲྣԌೲෳྩີࣅ༙وᄷઉଔ90%ऩባ51%ăༀქಗؙୢჟӹटڶױਈॳਜ໗ޥቁݒăถቬჳऔᄸLj4ᆨ8PUDAୢჟ߅ࣱّዟLjौቛฏరҵټ34%Ҵ6୨ᆐ ቚਈ֎ǖDŽ1Džާ๖وڏլመட߹ქဗ઼यᄁटྩୢີࣅ༙و߅ܝኪჰفዔ࣐ண࿒Ǘ2መட־ตષྩୢີࣅ༙49%و߅ദǗDŽ3Džಗؙჟԥᆿᄽᅘྩୢີࣅ༙و߅ദǗ4യۦӤეوԩྣࣶߘ5๖ާᇀණะߔ෫ಜާԦષؙફؓྥ༵ࠧചوဳྲă ༀ෫Ljቚਈ൛ࡱҪਸ਼ಗؙୢჟوාࣜࠧ༊ዊᄢှསॳفዮࢱӊوᄏྣLjསဂ༊ዊሣॆᅳዓާ๖ߔဳྲă ୨ڍ෫ࣺ4ᆨ11ಗؙၩԦLjާ๖ڏ࢙ქቤኼාࣜཡᆗ࢙ڶ॰ಜوቬჳᇽഩஎٻՓăාࣜཡᆗ࢙ӹᇀ୨߶ࠧቲ߶ዉၻߔከჟရኜٻՓăڏ࢙֑ᆗLjҪਸ਼ถቬჳوመடༀᄌైࠩٻՓăාࣜཡᆗ࢙ༀ෫ӹLjֽԧቆযቬ֞ჳ࣊መடڶ෯ຑᅘദ६ှۨ܇ኪുLjۚयᄁࡍوຑᅘദᅳާ๖ණҴޖ୨߶ቆࣶྲྀوऔ൛ԥქቤăᇀ६ှಜࣺटᇃԥاൌڏ࢙ኙ྿ქቒă 26Willis Insurance Brokers Co., Ltd. – FINEX Practices
֔࿒Universal Travel Group (NYSE:UTA) ዊੂᆚǖખཌLjॿབੁሿ ୨߶෫ࣺ4ᆨ15LjRosenଓྣຑၩԦ჻໗ಲሯڶ֔࿒(NYSE:UTA)໗ಲࣅLjᆓބ۽ཛྷᇀ2010௰1ᆨ19ባ2011௰4ᆨ12଼ݡާ๖߅و༊ዊሣቚਈ֎֔࿒བྷ۴1934௰ቆഭयᄁۨă ֔࿒ཌกࣅඨྣࠧ။ᅖཛྷქوှܾާྣ๖Ljࣅඨྣࠧ။ᅖཛྷქLj߹ණሂ࿒ࡎॄቲဲ࢙ᆗ໗ޥഩ۽Ăქሂوᆊڋዉၻܾྣă ֔࿒Ӈቚਈབྷ۴ખҜቆഭۨăڶᅢާ๖وྣࠧᄲᆱഉਦLjݽߘۢԦષಝᇭ၂ࣆྥـ༊ዊሣوဳྲăԌೲڶ࿒઼ྡዷષؓྥ֊ะǖDŽ1Džᇀࣅቚ֎ಜࣺຑฏާ๖၂ቬǗDŽ2Džާ๖ԩਈቨăᅑـױቤ֔࿒ޖSECࠧާو֊ะྲྀऔᅘ෯ቬؓྥࣆـă ᇀ3ᆨ8LjქႜࢲGlaucus Research GroupӹۢષქޔҴބLj֎֔࿒ᅖჟྣ।ૣࠧၩ֎وᅳქؙျᇀᅖާ๖وߔ࿅ቲ،ᇀ࠶ۂಝᇭࠧྥـوဳྲăҴބࡱ֔࿒ᇀ2010௰ޖቲ߶ቂದฏާ๖ዊդĂฏ൩ࠧޖ༊ዊሣ־ࣼԌާ๖Ҵބืوযԥܻă3ᆨ29֔࿒ၩԦ༚֡2010௰12ᆨ31ॕาوྣڪҴă 4ᆨ12LjޗযयᄁຑާوބLj֔࿒Ӈఊयຑૅ෫పă4ᆨ14Lj֔࿒ᇀSECو8KҴބLjᆓڢ࢙ࣜྣຑWindes & McClaughryDŽई֎“Windes”Dž໗यቒෆഋᇀ4ᆨ11ᅑݡާ๖ාࣜཡᆗ࢙߹ූပWindesᇀቒဳቲӹୣᅘၦ༾֑ݡާ๖وා֔ၠLjᆓᄜ࿒ǖԩܖกᅑᅢާ๖وߘՍჾࣆාࣜཡᆗ࢙ාࣜ֔ၠቲӹੂ־ԥᄮĂԥഉᆞࢪوຢڪLjԌೲහብ۶ཙቨăާڶ๖ڏ࢙ࠧාࣜཡᆗ࢙֎و“ᅘပާ๖ተࠧ৹৯ྣืয”֘وఙඁဳဲ ᇀቒቐLjWindesᇀාࣜ߹֔ቲ჻໗־ჾ࿒ቬჳǖஹဗവ്وሪ෯၂Ǘᇀஹဗ৹ჳوഉਦ࿒وവ്֔ၠو৹৯၂Ǘஹဗᅖ༙ࠩༀࠧߔ।ݔٌቆযയăۦWindesটჾණོ໘໗־ݡާ๖ၖ֑ڢාࣜཡᆗ࢙ٻՓੂ༾֑ԣ֬وාࣜၠ֔Ljدದ്ཛྷާ๖ԥᆞᄌቖှದڑ۽ѦăቒဳዮࡍӹLjާ๖ߘՍࠧཡᆗ࢙ᇀ2011௰3ᆨ29ࠧ١यቒሦڰ෫ࣺوஹဗடຈࠀષWindesࣜޠዷوڢ၂ă ֔࿒ᄮWindesوቒဳቬჳLj്ཛྷዔ࣐ᇀWindesාࣜ߹֔وሿޔोڰү֞ዅࢵࣁĂීቺైࠩຢڪăWindesڶױӹ്ܱă 27Willis Insurance Brokers Co., Ltd. – FINEX Practices
4ᆨ14Lj֔࿒ާԦ๖ൌதEFP RotenbergDŽई֎“Rotenberg”Džཛྷದൌူڢާޮ࢙ࣜྣຑLjҝኜॕ৽Ⴕฏ֔ၠLjൌதᇀ2011௰4ᆨ12ပූăᆿ״႟֡ौቛባ2010௰12ᆨ31و10-K௰Ҵ١य෫ࣺă 6ᆨ24LjۨᆠҒटױѦჰयޖSusan D. Wigentonߕۨ 28Willis Insurance Brokers Co., Ltd. – FINEX Practices
҇ืᄄ Subaye, Inc. (NASDAQ:SBAY) ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ2011௰4ᆨ15ቾྗLjRosenଓྣຑၩԦืڶ҇ᄄ(NASDAQ:SBAY)໗ಲࣅᆓބཛྷᇀ2009௰12ᆨ29ባ2011௰4ᆨ7଼ื҇ᄄ߅و༊ዊሣăቚਈದࣆݽߘབྷ۴ખҜቆഭۨLj־ᅘቺؙؓྥࣆ၂ـوྣҴބޖዔ4ᆨ7ಲLj๑ؕ৻ၩԦᅢ୨ڍ෫ࣺ17:19:04ᇃ҇ืᄄयᄁăᇃयᄁዮࡍქةयᄁࣱޏཛྷ୨ᆐă๑ؕ৻ༀၩԦLjื҇ᇀ༾ഩୄዣ๑ؕ৻ې༶ဳྲऔटԥᆰၛᆿ״यᄁăื҇ᄄ4ᆨ8ቾټ%LjҴ୨ᆐLjరࡍҵټ46%Ljᇒ֑༊ዊሣຈ ཌᄲညާ๖ื҇ᄄዜԩᅢߟቿLjᅑ୨߶ဵ࣠߅ܝᅘާ๖ᅢ1997௰༊ዊ2000ཆ୨ᆐහLjದඨჟனཛྷከჟB2B2Cܾྣ౿ພă߹ವჟญ౷ٌ۽ཛྷದವჟ࢙ᆗࢭሂရኜವ࢙ᆗ෯ܧཌණตࢭჟྣ ҇ืᄄ20103ᆨ16ᇀ๑ؕ৻OTCBBชթෙҔባഩഒชթชयᄁ ޗযื҇ᄄ3ᆨ14໗यو8KऔྲྀLjݡާ๖ᆓCFO James T. Crane჻ॿᅢ3ᆨ14ቒLjާ๖֎Jamesቒᆓᄜཛྷದޔቒჟ္ഢăJames T. Craneዔ2007௰10ᇀื҇ᄄൌCFOქăާ๖ڏ࢙჻ॿൌதAlan R. Lun ཛྷާ๖CူFOă 4ᆨ1Ljื҇ᄄڢ࢙ࣜྣຑಗࡢᅈلቌื҇ᄄቒăಗࡢᅈلዔ2010௰1223اൌާ๖وኢՋ࢙ࣜྣຑLjدባ॥ඬསۢ־ൌࠨ௰ڪࢪቲಜಜࣺوྣҴބăಗࡢቬჳื҇ᄄौባ2010௰12ᆨ31وٞࣔҴLj৹،ᇀާ౿ࠧሪ෯၂ོ໘ăާ๖ڏ࿒ฮාࣜཡᆗ࢙ेถષಗࡢᅈلو֒ă ಗࡢᅈلዷཛྷާ๖وڢኢՋ࢙ࣜྣຑಜࣺLjާ๖ୣᅘᇀჾ࿒ൌქ۽எᅳդූܖǖ࢙ࣜᆓᇘࢪ෯ྣLjҴӹوࢪාࣜ۶ཙࢪ֔ၠă ಗࡢᅈلބቌާ๖Ljᇀ६ქԧوٻՓቲჾ࿒൛৹࢙ڶ2010௰ٞࣔڪྣဳྲާو౿၂ࢪ৹৯၂դූቺؙᄸLjෳهಗࡢᅈلԥᆞᄌဳߘՍوॖงă๖ོ໘ኙეҪਸ਼ǖ DŽ1Džಗࡢᅈྐۨلࢩهဳྲࢪቆடྲྀऔࠥ෯ညตؠާ๖و।ॕ; 2๖ާ֞၂ྲྀऔLjࠥ෯ዮቷᅋ଼ષާ๖ܾLjྣࢪሣާ๖ဂዮቷ৽໗ޥષܾྣ; DŽ3DžڶᅢࣝଆᇀѦوݔޖညตؠඨܑوᅋୣᅘ֬ܖྲྀوऔቆடದชթᄲညࢦڑو،Ǘ 4๖ާୣᅘڶߔ৽ࠧޥᄮඨቐࣺާ౿၂यᄁዷ־ॖงǗ DŽ5Džൌࠨާ๖ᇀቲ߶໗ܾྣو่ቆடă 29Willis Insurance Brokers Co., Ltd. – FINEX Practices
҇ืᄄوාࣜཡᆗ࢙ᇀ4ᆨ1টჾණޕ٧ࠧಗࡢᅈلᅘ߹໌ଥLjดദಗࡢᅈلဂ࿒ქൌڢؖຑᅘჳོăዷཛྷڶჾණޕ٧وؖLjื҇ᄄဳԌބቌාࣜཡᆗ࢙DŽ1Džާ๖჻ॿ໗ޥષᅘပྲྀوऔ،عǗDŽ2Džڶஹဗ৽ࠧޥᄮඨቐࣺާو౿၂यᄁԥ،ᇀൌࠨ໘ǗDŽ3DžຑᅘӤე่ਞ჻ॿݔă ҇ืᄄቁᇀࠧქ࢙ࣨࣜާ๖ࠧქޔ࢙ࣜ߇ོ६ှ໌ଥLjဳຓ୯৹ჾᇀڮ෫ࣺेฐăؘᇀڮ෫ࣺ߹໗यҴބෳዔ࣐ܻࠩߢڊăื҇ᄄეഓಗࡢᅈلဂSECடํกܱༀᄌ8KҴބቲوடă ऎᅢާ๖ಗयᄁ჻ॿӇቛLjቤෳื҇ᄄ߅ࣱ࿒ࡤLjຈࠀ༊ዊሪઉᄐă 9ᆨ16LjۨᆠҒቚڊฑ྿ᆓބࠧଓă 30Willis Insurance Brokers Co., Ltd. – FINEX Practices
߷SkyPeople Fruit Juice, Inc. (NASDAQ: SPU) ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ2011௰4ᆨ20LjThe Rosen Law Firm, .ၩԦؠӹᇀ2010௰3ᆨ31ባ201141ಜ଼ࣺ߷(NASDAQ: SPU)و༊ዊሣ໗ಲࣅLjഋഓ჻١य୨߶ఊᆢഘۨᆠă ߷ࣅ༙߅ܝᅘާ๖ᅢ2001௰8ᆨ8֑LjኢՋᅢඞྩෛݽူ࣒ฯդჟۢഘăާ๖กქࣨዛࠩ၂Ă༶ဂျๆ߷ࣩޠವჟᄽᅘዔኙ६־ਊദLjդ౹ኙეܖཛྷൻؙ੮ǖఌຍ߷࿅઼߷ᄥ࿅઼Ă߷นࣆݛࣩդ౹࿅઼ăާ๖ट౹ቓेညตޖঘٮĂؙାթLjნቓेညตޖဋܑሣă߷ࣅ༙กᇀቲ߶ۢᇽዮਜو߷ವჟቐქă ቚਈ֎߷Ըᅳષߔખ۽यᄁدསབྷҿષખҜቆഭۨăᇀ2010௰3ᆨ31LjۢԦو2009௰وҴ֎Lj߷ୣᅘᅳߔખ۽وयᄁăدᇀ2011௰4ᆨ1Ljᇀ2010ቲާ๖ષ2009௰ዮቺეԌቐქLjࣨާ๖ਈ߅Yingkou Trusty Fruits Co., Ltd.و46%ăۚሦࣨާ๖ᅑ߷CEOਈ߅80%Ljქޔڏਈ߅20%ă 2011௰4ᆨ1LjRoth Capitalࠩࢧ৬فߔખ۽यᄁLjट߷وӶࣱޏ13୨ᆐ࿒ٻف୨ᆐă2011௰3ᆨ314ᆨ4DŽޔयᄁDžLj߷و߅ࣱ୧߅࿒ऩف୧߅୨ᆐLjຈࠀષ༊ዊሣઉᄐă 31Willis Insurance Brokers Co., Ltd. – FINEX Practices
Ⴠ৶࣒ZST Digital Networks, Inc. (NASDAQ:ZSTN) ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ2011௰4ᆨ25LjThe Rosen Law Firm, .ၩԦؠӹ2009௰10ᆨ20ف2011421଼Ⴠ৶࣒وಗ߅ڍ໗ಲࣅLjჀ৶࣒བྷ۴ખҜቆഭۨـቤ༊ዊሣຈă ቅቿชჀ৶࣒ᅘާ๖Ljךजᅢ1996௰Ljኙეॿᄲჟྣᅘǖཌ֔ޠޠLjߞेฏࢲࣆ܅ؙಹዩኰĂූդǗᅘ٫ญĂߟԏ٫ญಹԮĂޠࣶਈդ౹ۢĂ࣒ฯኪുĂ࣒ฯዉၻǗѠഩ࣒ฯ܀۶֔ޠوහࣜޠᅳཞ၌Ǘࣜࢲဳྲ࿅༇ࣅ֑൫औහࣜۢࠧཌजහืዖӄႜۢLjGPSڊಹوහĂႜࠧූդLjѠኰᅳཞ၌ٌă߹࠭ෛ80%ჾණช࣌ߟ٫ཌבพჟྣࣆۂဳྲჟăྣ ֎Ⴠ৶࣒བྷ۴ખҜቆഭۨLjດوڏࣶᇀާ๖໗ޥྲྀوऔࠧSECو،عҴބቲۢԦષؙફؓྥࠧـ၂وဳྲă4ᆨ21Ljชթྨူܖ־ҔوҴॆބષჀ৶࣒،ᇀᇀಝᇭăሦဗᇀಝᇭᅳ2008ࠧ2009ྣჟࢾᅘߔăާ๖ᇀSECوعቲҴބوฏ൩กດဂቲ߶ࣶߘԩ୭Ҵބืو҇ӂăༀ෫LjჀ৶࣒ቲ߶ୣᅘݔ߹่LjدޖSECوҴބലऽݔؙફܑ่ҴބნۢԦქ࿅઼ኙሉჀ৶࣒৹ট৽ྥـષ༊ዊሣăصሦဗԥઉဋྲۢԦࡍჀ৶߅ࣱ࿒ؒຈࠀષ༊ዊሣઉᄐă Ⴠ৶࣒჻ॿेفؙફሯڶชթ༊ࢲ଼ାࠧ߅ࣱޏӰࡧوቬჳLjሦဗቬჳӇ്ཛྷก༊ࢲሣཛྷऩّჀ৶࣒߅ࣱޏوăჀ৶്࣒ཛྷLjሦဗާڶ๖ԥઉوቚਈქԩܖชթԸᅳሣຑཛྷLjሦဗቚਈกୣᅘޗযوăჀ৶࣒ྣኴਦࠧᆱᄲޗӊණڞกकഩوăԌೲटᇀ࠭IPTVࠧඨჟGPSชթණၦүᇜ֞լă ҽॻ෫ࣺ4ᆨ27LjჀ৶࣒ާ๖CEOࣼڏլMr. Zhong Boӹǖ“๖ާߘՍᅳ྄୯ۨوଓዉၻ߇ོქلቁᇀఐࣅӤეو֞ྲྀऔࠧဳྲੂڶ॰ಜዶਅሣوቬჳዶ־ქޔഩஎೲ༾ഩჾ෯ཛྷࢱׇوᄮă টခቐ྄୯ຑடوქჅLjሦဗกୣᅘ෯ცযوLj྄୯ಜཏᇀ྄୯߅ڍஎӹடLjቁᇀఐဂຓ୯໗ེޥकوҴჟࢾࠧᇜࣩ߅ڍࣱ” ҽॻ෫ࣺ4ᆨ29LjჀ৶࣒ؖષوჳོǖ ቲ߶ޠඨှቂߘዜনࠧSECҴބᄖ ᇀوҴބቝกქቸ֔ၠLjوกူާޚ๖وᄲჟቖሙăާڶ๖ۚႠLjᇀሦޔٜ۽،ᇀก܇իಗӵăᄜཛྷ߅ࣱ࿒ۚټࢩ32Willis Insurance Brokers Co., Ltd. – FINEX Practices
ᄐو༊ࢲሣLjॿիቚ־ሦဗᄖLjዷཛྷऩّާ๖৹ဳڪوქቸۨ۽ăۚሪቁᄮݡߔኢLjกᇀSEC߹ාࣜوҴބă୨߶ቝၖᇀޔٜҴӄާބLjቲ߶ާ๖ၖეᄜཛྷޕቸჅ६ှӄدᅘSECҴބષ෯وྣืযă ޚۂߔᅢᇀޠඨှቂߘዜনĂ่ྣনࠧSECو،ᇀᄖဳྲLj৹ჾԸ৬Roth Capital Partnerᇀ2010௰7ᆨ12ٻՓҴބLj໘ཛྷ“Comparing PRC Filings and SEC Filings – A Primer”ăሦ౬Ҵބዜॕષާ๖ቲ߶ࠧSECوҴބիիᅘ־൩وᆓᄜă ଼Қާٜ٧ ခຑᅘބۢᇽާو๖ქჅLjჀ৶࣒ዮ॰ብષې༶وҚާٜ٧ă྄୯ᅘ၀ᇀༀქח૯ብҚާفٜ٧ሦ྄ڶ୯ੂํกዮᅘပॖৈҚۨױ༶Lj୯྄၀ჾّᅢದຓ৹Ӕृو౿োة଼ࣱفሦ2010௰3ᆨ଼ષ27-29ՍLj౿ো୧۽5,300 RMBăࡍLj12ᆨ྄୯ብષ3-4ՍLj୧౿۽ةࣱ18,000 RMBă ௩୯ნ໗فLjჀ৶࣒ࠨᇀۢඨࢩهညตၛ৹ቐট଼࿒ҚާฌLjࢱᅢ྄୯ڶդദوષॖჾࣆຓ୯࿘ԥڑդयᄁLj྄୯ڶຓ୯ടهၛ৹ቆᅘဳဲăԌೲLjᇀࢩهညตၛ৹ቆቐLj྄୯ใ۽്ڋรLj྄ࢩهޚઉوةࣱă ߔᅢ৽സํوட ᇀ୧ޔ߶ࣨLjᅘၛۂቂࢲࠧชթࢲ࢙ă྄୯ე֖അوቝกᇀ࠭ෛ்وԩܖăট྄୯ຑቌVCOMᇀ࠭ෛዢᅋቲ߶ખوߞཌۢᇽIPTVࢲڇࠪჟྣăVCOMوኙე৽กصٜوቂۢطᇽԩLjกཛྷطᆗ໗ޥዛࠩीᆅ࿅༇ ZST৽กصٜቂࢲߔLjઋᅘ٫ญພă྄୯ኙე৽กYijan, Huaxian, ࠧKaifengٌوăᅑױ৹ऑ྄୯ࠧVCOMوԥༀوă 9ᆨ28Ljฑ྿ᆓބ໗ಲ၌ݢوLjቚ֎Ⴠ৹ჾབྷ۴ቆഭှཛྷ10(b)ࠧ 20(a)ă 33Willis Insurance Brokers Co., Ltd. – FINEX Practices
߽ਭҽ৻߽Ⴟᅮჟ HQ Sustainable Maritime Industries, Inc. (AMEX:HQS) ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ2011௰4ᆨ28LjHagens Berman Sobol Shapiro LLP ၩԦؠӹᇀ2009௰5ᆨ11ف2011௰4ᆨ1ಜ଼ࣺ߽ਭҽ৻߽Ⴟᅮჟ (AMEX:HQS)ಗ߅و༊ዊሣ໗ಲLj֎ದབྷ۴ષ1934௰ቆഭۨă ߽ਭҽ৻߽Ⴟᅮჟᅘާ๖กქࣨࣅๆդჄቕᅳๆդࣩޠᅢქوᅘؠࡧ࿘६࣒ฯوವჟăದූդĂࣩޠĂᆱዷࢱٜᅢ߽ෛăާ๖وॿᄲ۶ཙҪਸ਼ઉᅋ৹ᆿූႿዊᆚ,ᇽࠩዷຢๆդჄቕ,६ှᅫ੮౹وᅳညตٌჟྣăާ๖ᄽᅘ߽Ԡਗ਼ࠧๆჄቕ࣒ฯ,กቲ߶ဂ୨߶־ਊᅍቬନ܇ᅫ་ವჟ ቚਈਭҽ৻ᅮჟஹဗݽߘབྷ۴ቆഭۨăਭҽ৻ᅮჟஐะዔ࣐ཛྷ“ქޔዛࠩդๆჟࠧๆූդ౹ާ๖Ljცযቲ߶߽Ljෛؾᅴوঅᆱዷă” ቚਈ֎Ljᇀቚ֎ಜࣺਭҽ৻ᅮჟୣᅘߔᅢާ๖ሪกྣኴਦĂჟྣࠧংوԥઉو෯ăದቲLjቚਈᅘǖ(1) ქԩާܖ๖ฏ൩ӇਔؙǗ (2) ਭҽ৻ᅮჟྣҴܻބࠩ୨߶ქґ࢙ࣜኼᇘLjԌೲؙફؓྥࠧـ၂وဳྲǗ(3) ާ๖ڶӹႛቺയۦਈǗ(4) ࢱᅢะቚਈLjڶᅢوংࠧۢᇽLjᅮയۦ৹ဳوቆয֞ă ᇀ3ᆨ16Ljਭҽ৻ᅮჟۢԦူཷރ֎Ljާ๖टᇀSECԦާቌLj႟֡15Ljࢪሣ41١य2010௰Ҵă ᇀ4ᆨ1ฏชჾࡍLj༊ዊሣॼ႔ٜۢਭҽ৻ᅮჟࡱୣᅘޗযખҜۨଓࠧ୨߶ቆഭयᄁຑණߢᇘ໗ޥ௰ҴLjـቤާ๖߅यᄁӇ୨यຑᇃăਭҽ৻ᅮჟوಗ41෫୧߅୨ᆐăపԌೲ९ቛयᄁă ᇀ4ᆨ6ާوဳቲDŽ4ᆨ118-KҴބDž໗فLjਭҽ৻ᅮჟڏ࢙ාࣜཡᆗ࢙ኙ྿Andrew Intrader༏ഹቒLjԌೲષქဗ࿘ୣᅘوுࡍོ໘ăAndrew Intrader໗ف๖CEOࠨܢຐާ๖ڢාࣜාՓӤეညตืযࠧညตฏ൩ăॕ߷LjAndrew Intraderݮف“ᇈનဲᇖ”Ljണࣜཡᆗ࢙ኙ྿ާ๖ڏቒྣفױཛྷቛLjਭҽ৻ഹୣᅘ١यྣҴބഹԥܻࠩખҜۨଓ୨यຑߢᇘLjԌೲާ๖߅ഹୣᅘࢎݒᄁă 34Willis Insurance Brokers Co., Ltd. – FINEX Practices
༹߽ዊᆚ Gulf Resources, Inc. (NASDAQ:GFRE) ዊੂᆚǖખཌLjॿབੁሿ ҽॻ෫ࣺ4ᆨ26LjThe Rosen Law Firm, .ၩԦؠӹᇀ2009௰3ᆨ16ባ2011௰426ಜ଼༹ࣺ߽ዊᆚDŽNASDAQ:GFREDžو߅ڍ໗ಲă ༹߽ዊᆚกቨᇒညตឫႚĂᆓႚLjቨᇒညตᅋᅢᅕዊᆚۢĂᅕዪঀĂๆĂᇒࡧၳኜࣗĂྐࢲࡧၳٌࡧၳդ౹ާو๖ă༹߽وؙჟྣกညตឫႚᆓႚූوդLjჾࣆդ౹ූوShouguang City Haoyuan Chemical Company Limited (SCHC)ก༹߽ዊᆚഩዊዓާ๖Ljݘᇖቨᇒညตឫႚդ౹ǗShouguang Yuxin Chemical Industry Company Limited (SYCI)ნก༹߽ዊᆚوഩዊዓާ๖Ljݘᇖූդညตࡧၳդ౹ă ኙეوቚਈᅘǖ(1) ༹߽ዊᆚෂୣᅘާԦߔખयᄁǗ (2) ޗয༹߽ዊᆚᇀቲ߶ࣶߘԩ୭ҴބLjوߢனᆜӔದᇀSECऔྲྀቲ໗فوဏă 2011௰5ᆨ2༹߽ዊᆚቁዶ־ᄮLjڶ༶ާԦષߔԣ֬ဳྲჾቆடSeeking Alphaණ426ڶوቬჳǖ 1.ޗযAlphaوҴބLj༹߽ዊᆚෂԥቁصԩयᄁLj߹ۂݔޖქࣨ๕ವჟLjᅑ༹߽ዊᆚڏլࠧຓࣨਈ߅ăҴބࡱቚ־ᅳSECوҴބوӔLjSAIC وҴބᇀԌ෫SYCIوդࣱृဏă ᇀ2007௰2ᆨ5LjSCHCԌSYCIޗযࠩԌༀوਞLjSCHCཛྷടهSYCIوዊդLj༹߽ዊᆚဂSYCIو߅ڍڊဂۢှ8,094,059߅Ԍݔ҇ཆ୨।ăߘՍဂSEC໗ޥષ2006௰ߔᅢSYCIᇀSAICҴބቆடSYCIᇀԌ෫ฏ൩ࠧᄷઉ၂ă 2.ޗযAlphaණوҴބLj༹߽ዊᆚوߢனӔᇀSECوҴބቲෆҴوဏă༹߽ዊᆚLj୧ࣨޠկԳਣࠧූդᅺჟྣᇀSECوҴބቲෆLjدกLjAlphaوҴބቝූդᅺᆊă໗ޥષGuangdong ZHI & XING Law Firmۨوଓᄌऑዷཛྷԣ֬ҴބLjሦቆடષ༹߽ዊᆚ୧ࣨޠկߢனă 3.ޗযAlphaණو༹߽ዊᆚཡ༤֘ޔҪቖှޔࢱׇजහوǖქޔก2009௰ྍๆ֔ޠǗქޔก ๆ֔ޠLj2010௰6ᆨ༾֑Lj2010௰صഹ༊൩ෳᅋăዷཛྷ֘ҪوXuzhou Bishui Environmental Science Technology Co., Ltd. ("XBE Tech") ࠧShouguang City Shengkun Construction Co., Ltd. ("SCS Construction"), ୣᅘԸࣩሦ֔ޠLjዷཛྷ֘ज۽ăҴބ६ქԧቚ־Ljߘ۽ѿሦޔࢱׇ֔ޠजහዷཛྷ༹߽ዊᆚኪ־ዊ।وޠ 35Willis Insurance Brokers Co., Ltd. – FINEX Practices
༹߽ዊᆚѿSCSوजᇒᄲჟቖሙĂߘሣࠧ߅ڍዷཛྷԣ֬ဳྲާԦᇀSECوҴބቲăሦဗྲྀऔቆ෯ષSCSوजᇒLjԌೲດԥก༹߽ዊᆚوߔખ۽ă༹߽ዊᆚࡱट໗ޥࠧXBEᅘߔ֞ྲྀऔዷةڢᇀSEC،عă 7ᆨ26LjۨᆠҒቚڊZachary Lewy, Sampson DaruvallaࠧWilliam Spiegelberg ("Lewy Group")ཛྷฑ྿ᆓބLjThe Rosen Law Firm, .ཛྷฑ྿ଓă 2011௰9ᆨ12Ljԣ֬၌ڋષབྷ۴ખҜቆഭۨوࣅă 36Willis Insurance Brokers Co., Ltd. – FINEX Practices
نࣅ༙ Deer Consumer Products, Inc. (NASDAQ:DEER) ዊੂᆚǖખཌLjॿབੁሿ ୨߶ڍԩ෫ࣺ2011௰4ᆨ29LjThe Rosen Law Firm, . ၩԦؠӹᇀ2009௰3ᆨ31ባ2011317ಜ଼ࣺنࣅ༙(NASDAQ:DEER)߅و߅ڍ໗ಲăنࣅ༙བྷ۴ષખҜቆഭۨă نࣅ༙(DEER)กߟቿوქࣨᅋդ౹හӄࣅ༙ާ๖Ljդ౹Ҫਸ਼ǖᇩࢲĂ٫۹ߴĂवҖࢲٌ॰࣎෨ቸդ౹Ljԥ४ᇀቲ߶ؙଇညตޚ־ਊఛ୨Ljᄽᅘߟۺوᆆăާ๖ဏࣨ٫ှჟࣅහࣜĂූĂညตᅢქو࿘ವჟ103ߔከઉLjդ౹െည40ۂޔ߶ࣨă ቚਈ֎نࣅ༙ဂ༊ዊሣྥะྣҴӹĂඨჟংࠧྣኴਦLjԌᄧᅋષنࣅ༙ဂቲ߶ࣶߘԩ୭ҴӄوҴބቆடሦქቚਈăቚਈࡱቚ־Ljنࣅ༙ԥುصوஐะฏ൩བྷ۴ષGAAPă 2011௰3ᆨ91417ྨܖࣨAlfred Little ާԦષქ࿅઼ྲྀሆنࣅ༙ಝᇭှཛྷLjሦുنࣅ༙و߅ࣱ࿒ؒLjຈࠀષ༊ዊሣઉᄐă ୨ڍ෫ࣺLj5ᆨ2Ljنࣅ༙ާၩާ๖჻ᅘ६ქԧቆযሦกۨ܇ڮಜ଼ାنࣅ༙و߅ăنࣅ༙ဳ๖ಗ߅ॿӇՃዝLjሦဗՃዝሣ୨߶߽ࠧ༶وࢱ।Ăޔ༊ዊሣຓ୯߹ཌĂԓ৽ൾԦᅳߔوၗ࣯ဳྲLjದቲLjҪਸ਼߹Ljქޔჾඇ઼ާSeeking Alpha Ltd.ཌሂă The Rosen Law Firm ؠӹ༊ዊሣ໗ಲࣅกڶ߅Ճዝှཛྷوქԩܖăሦ״ቚਈLjഹกࢱᅢᅳާ๖ᅘߔؓྥوࠧၗوҴބăۚሦဗҴބዷሣกޔو“Alfred Little ”LjSeeking Alpha LtdԦާષሦဗྲྀሆॳߘSeeking Alpha Ltd჻ॿකׅષஹဗᇀSECބҴބăنࣅ༙ӳଓ჻ॿቌThe Rosen Law FirmቚਈҪࠆષቼؓྥۂࠧԥኼവوኙሉă߷ᆓބࠧThe Rosen Law Firmԥ༾ഩտಲLjާ๖࢙६ှቨԭ 7ᆨ21LjۨᆠҒቚڊฑ྿ଓă 96ฑ྿ᆓބ໗ಲوሿࡍوӇถă 37Willis Insurance Brokers Co., Ltd. – FINEX Practices
ූޠதާ๖Artificial Life, Inc. (: ALIF) ዊੂᆚǖખཌLjॿབੁሿ ୨߶ڍԩ෫ࣺ2011௰4ᆨ15LjThe Rosen Law Firm, .ၩԦؠӹᇀ2010௰4ᆨ15ባ2011411ಜ଼ࣺArtificial Life, Inc. (:ALIF)ಗ߅و໗ಲࣅă֎Artificial Life, Inc.བྷ۴ષખҜቆഭۨă Artificial Life, IncDŽჾ࿒ާ๖Dž.ዔ1994௰ᅢ୨߶ԒڻךჾੂLjქቓกޠቩࠧૣڑ৶࣒و࿘ഝăດกქࣨ୨߶ණชާ๖Lj๑ؕ৻ࣆن߶ۨ৻ቆ݁ഭयᄁຑ(Frankfurt: ; Xetra: )ߎపዜԩࠧቨዷቲဲোහᅢݹLjᄊᇀن߶҆ૂDŽఛኀĂቲڍࠧ܇ኀዜԩDžĂଯ᫊ӊڍॻහညตҚăດกฑജქቚو߶࣠ವჟLj໗ޥਝ౷ჰڑ൛࣒ࠧฯ۽ѦLjԌۢࣆޕቸᆔ3GĂ ࣆ4Gཌوჰڑ(ቩ)٫ࡨᅖ࿇ᄮᅋ֔ၠă 4ᆨ13Ljާ๖߉ᄾKPMGዷཛྷڢාࣜᇀڶ2010ྣ௰ڪ६ှාࣜ෫LjKPMGڶوᄮฏሎਞࠧฏ൩വ്و࢙ӹ۴Lj֎ದ܁ћKPMG־ྐүૠᄌऑාࣜॕ߷ăާ๖মݢӰሦဗࣝଆو࢙ࣜԌೲᇀ2011௰4ᆨ6ॖ߉ષKPMGă4ᆨ7Lj߅ࣱ࿒ࡤմ߹25%ຈࠀષ༊ዊሣઉᄐă 4ᆨ18Ljާ๖ၩԦ჻ॿࢩྴ4ᆨ15ሯާڶ๖ࠧCEOوࣅᇀۨᆠѦă ๖ާ്ཛྷቚਈกୣᅘᄌᄏԌೲާ๖ӊნटࢵࣁ৩ӳăާ๖ቁᇀኼӄෆഋտညױ״ăوߘՍ്ཛྷLjሦဗۨଓ֔ၠԥ࢙ᄸիᆱᄲă ๖ާوCEOӹLj“୯྄࢙ᅋຑᅘပ༒ঈཛྷާ๖ຑᇈถྐوޗযوቚਈӳ”ă 4ᆨ21Ljާ๖ၩԦൌதBDO AGዷཛྷާ๖وڢාࣜăBDO AG กBDO International Limited֑وᆗާ๖ăBDOटාՓ2010ྣ௰ڪوྣҴބLjާ๖ࠧBDOᆊಜාࣜट࢙ᇀ2011௰5ᆨ15ቐ༾֑ăާ๖2010௰ࠧ2011௰ٞქࣔڪҴ்෫໗यSEC ๖ާᇀ5ᆨ4ၩԦLjሯާڶ๖وࣅ჻ᇀ4ᆨ29ᅑᆓބࣆᆓބӳଓഩԩտညă 38Willis Insurance Brokers Co., Ltd. – FINEX Practices
ۂᆐืଵᄩฺDuoyuan Printing, Inc. (: DYNP) ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ2011௰4ᆨ27LjTerry W. MacKeyࠧBarroway Topaz Kessler Meltzer & CheckଓྣຑၩԦؠӹᇀ2011௰4ᆨ27ಲ଼ۂᆐืଵᄩฺ(: DYNP)و༊ዊሣ໗ಲࣅă ۂᆐืଵᄩฺDŽ႓ኀ।൘ާ๖ഩዊᄽᅘوᆱᄲዓާ๖DžLjኙეቤᅢᄩฺ࿅༇ሿ۽ѦوႜࣆහӄوႜۢĂቨᇒࠧညตܾྣޠዷăۂᆐኙეوդ౹ࣅቲᅢਝܹۂඇमҔᄩฺࢲLjༀ෫ნᇀེԧٜဂืଵᄩฺࠧҪኰᄩฺහӄ۽ဂᇽăׅױቐ༶Ljࡱཛྷ৽໗ైޥऔܾྣཞ၌үჄĂዉၻܾྣĂ༊ዊߢࡦĂౄႁܾྣĂ۽Ѧቖှٌԥༀ൛وդ౹ă2009௰11ᆨ9Ljۂᆐ߹APOᇀఊयຑණชჾ୧߅୨ᆐۢှ650ཆ߅ಗ߅ூࣅ4230ཆ୨ᆐ।ăದᅳ༶ქቝఊयຑوණชާ๖ۂഒๆྣDŽDGWDžༀฮ༙ಮ࿒ዓާ๖ 2011௰4ᆨ4ಲLjᆐᄩฺӇᇮపኪባܛةयᄁLjؠଵ၌ݢཛྷDYNPLjᆓᄜกӇቬჳᇒ࣯ă ༊ዊሣ֎ާ๖ڶᅢฏ൩ࣆܑᅋۢԦؓྥࣆـ၂֊ะLjབྷ۴ષဳ༤ᇖൌǗᇀ࢙ࣜ෯एቲ߆ᄌࡐଞடࠧಗӵོو໘LjയඵคصوྣԩਈቨLjᅐದڶᅢߟބࠧᇽ࢙֘ညඨܑوᅋǗསԈ֞ࢵࣁఐണቁሦဗؓྥჾየቛᆿۢූ״སѢۨଓߢڊLj୧௰ফှ߅ڍؙ࢙ă ׅױቐ༶༊ዊሣၩ֎ڶᅢབྷ۴ဳ༤ᇖൌLjქဗޔوӇބ߆ᄌෳᅋԥคصوྣҴބ࢙ࠧࣜ෯एLjൾԦؓྥࠧـ၂وབྷ۴SECࠧGAAPኼᇘوྣҴބLj߆ᄌෳᅋԥቁവوԩਈቨLjቓेቤާ๖ᇈ ถ࠶ؙوຈă 39Willis Insurance Brokers Co., Ltd. – FINEX Practices
ؙઘݓฉFushi Copperweld, Inc. (NASDAQ:FSIN) ዊੂᆚǖખཌLjॿབੁሿ ୨߶෫ࣺ2011௰5ᆨ6Lj Kaplan Fox & Kilsheimer, LLPଓྣຑؠӹ2007௰8ᆨ14ف2011௰3ᆨ29଼ؙઘݓฉ(NASDAQ:FSIN)وಗ߅ڍLj໗ಲࣅăݡᇀఊᆢԩٜۨ۽ᆠѦă ؙઘݓฉವჟࣅ༙जᅢ1985௰LjกࣅූդĂညตĂᄁĂीᆅĂԷᄥᅱཛྷქوۂᆐࡧۢᇽوವჟࣅ༙ăާ๖ךज॰20௰ੂLj࿘ࡍ֑ષؙઘ।ቿھॿᅘާ๖ĂؙઘᒆԒਣനๆჟᅘާ๖ؙઘݓฉඨᅘާ๖ݓฉঘٮᅱݓฉჿฯၳထĂؙઘઉມಽսཞ၌Ăใ।ฮቨᇒٌಡࣨ෯ă ቚ֎Ljؙઘݓฉࠧດوஹဗݽߘབྷ۴ષ1934ቆഭۨă֎ؙઘݓฉၗ࣯ஐะԌჯષᅳྣኴਦߔوؙફဳྲă3ᆨ11LjާํடດቁცযGAAPቺူಂҪਸ਼2007Ă2008ࠧ2009وྣॕ߷ჾࣆ࿘و2010௰ൻޔࣔڪوҴބăؙઘݓฉࡱષᅳ١႟ຑ่هĂ༶࢛यᄁ।ૣĂ2010ฏᄐᅘߔ࢙ࣜާۢބԦࡍLjؙઘݓฉوಗ߅ࣱ࿒ࡤ%Ljሟࠩ୧߅࿒ࡤ୨।3ᆨ14ฏᅢ୨। 3ᆨ29ฏชࡍLjؙઘݓฉۢӹடǖ“๖ާ࿘ާԦو2007Ă2008ࠧ2009௰ྣҴބLjჾࣆསॿාࣜو2010௰ൻࣔڪҴกԥ৹৯LjԌटቺะ”ăޗযGAAPྣҴӹቲ،ᇀჾ࿒ؓྥǖDŽ1Dž༶࢛यᄁభූྣǗDŽ2DžԌDalian Jinchuan Electric Cable Co., Ltd. ("Jinchuan") ࠧ Shanghai Hongtai Industrial Co., Ltd. ("Hongtai")و࢙ࣜăᄜཛྷሦဋྲLjؙઘݓฉوಗ߅ࣱᆿ״࿒ؒ%Ljᆢࠩ୧߅࿒ࡤ୨।3ᆨ30߅ࣱฏᅢ୨। 9ᆨ20ᆓބ໗ಲԥ܁ћዔᆞտާوބă 40Willis Insurance Brokers Co., Ltd. – FINEX Practices
ຏѨූྡSino Clean Energy, Inc. (NASDAQ:SCEI) ዊੂᆚǖખཌLjॿབੁሿ ୨߶ڍԩ෫ࣺ2011௰5ᆨ6LjThe Rosen Law Firm, .ଓྣຑؠӹ2009௰4ᆨ6ف201155଼ຏѨූྡ (NASDAQ:SCEI)وಗ߅ڍLj໗ಲࣅăቚ֎ຏѨූާྡԦષؙફؓྥࠧـ၂وဳྲLjݡᇀࣩઉ݁௧႓ٜۨ۽ᆠѦ ຏѨූྡDŽቲ߶അ॔ᆚDžกქࣨූդࠧညตๆୢठوವჟLjๆୢठกܻࠩүეഓူوျүᆚLj֬ܖᄮᅋفիࢦޠჟූդቐቲटڶٻሿᆚդჟॕࠧդ౹ෙ࣌ࡳؠಲفࢵࣁዷă ቚਈ֎Ljᇀቚ֎ಜࣺLjຏѨූۢྡԦષؙફؓྥࠧـ၂وҴބLjਔؙષ๖ާฏ൩ࠧᆱᄲă 4ᆨ28LjAlfred Little֎Ljޗযॳو෯ࣆ่ྣࣝଆLjຏѨූྡ࣎ࡏୣᅘᆱှLjნୣᅘညตࢪઉ൱ăዅຏѨූྡሪኴਦӇ߅ࣱႛቺ࿒ؒăᇀ425ባ4ᆨ28ಜࣺ߅ࣱ୨। ຏѨූྡᇀ5ᆨ3ۢӹާဳᄮષቬჳLjާဳჇഋ߅ڍߗүѠခࢲࣝଆوޠկᆱᄲഉਦăຏѨූྡو߅ࣱቐؙܹෙă5ᆨ4LjAlfred LittleӹLjүѠခกལᇒوүѠଆခቲࣝଆوಜᇀ࿒ᅲLjഹۚѢሙຏѨූྡၩ֎و෫ࣺLjص෫Ԍୣᅘ࿒ᅲལᇒӇॆLj55߅ࣱ࿒ټባ୨ᆐ 41Willis Insurance Brokers Co., Ltd. – FINEX Practices
ڍ൘Longtop Financial, Inc. (NYSE:LFT) ዊੂᆚǖખཌLjॿབੁሿ ୨߶ڍԩ෫ࣺ2011௰5ᆨ23LjThe Rosen Law Firm, .ଓྣຑؠӹ2009௰6ᆨ29ف2011425଼ڍ൘(NYSE:LFT)وಗ߅ڍLj໗ಲࣅă֎ڍ൘ෂۢԦၗ࣯ဳྲԌྥـ༊ዊሣৈՉă ڍ൘ᅢ1996௰ᇀ࿓୭֑Ljกቲ߶࿘و।൘ITዛܾࠩྣ໗ޥඨLjཛྷᄢှĂүĂࢱ।Ăቆഭٌ।൘ှჟჾࣆؙျವჟྣާ๖໗ޥሿॖৈ۽Ѧࠧ൫औդ౹Ljჟྣ۶ཙࠇݥߢࡦዉၻĂ൫औۢ෯Ă࣒ฯܾĂIT༶ҪᅳᆱᄲܾྣĂ࿅༇ࣅ֑ࣆ࿅༇ཞܾྣLjกቲ߶।൘ࢲቺეوITዛࠩྣඨࠧሁଞࠩዷࢧҗă 2007௰10ᆨ24ڍቁᇀఊᆢቆഭयᄁຑߎపLjयᄁؠଵཛྷ“LFT”Ljཛྷٞქًࣨଇఊयຑو൫औವჟăIPOှࣱۢཛྷADS ୨ᆐDŽ1 ADS=1ಗ߅DžLj൘ዊᄄ୨ᆐăݽොࠧنᄌበᄢದኙ֘ညඨă ֎ڍབྷ۴ષખҜቆഭۨLjດوڏࠧݽߘୣᅘ෯ஐะާ๖وሪ෯ྣኴਦLjڶቚ֎ಜࣺߔयᄁو൛ნསă2011௰4ᆨ26ಲLjCitron ResearchԦۢქ࿅઼ႜҴބǖᇀྣᇒࣱĂསߔખ۽यᄁნქქӇॆă 5ᆨ17Ljڍ൘ૅ෫పă5ᆨ23Ljڍ൘ާۢӹடǖDŽ1DžڢාࣜنണቒྣǗDŽ2Džฑ྿ྣߕ໗־֒ǗDŽ3DžटถفSECوٻՓǗ4ฏेڢٻՓăޗযާބLjنޖ־وቒᆓᄜᅘൻǖ1ݡ๖ᅳᄢှ،ਞࠧءਞᅨېߔوဳྲၗ࣯ࡱᅘ৹ෂࣆညตฏ൩2ڍ൘ߘՍஹဗᆗ֑߆ᄌݧൃنාࣜޠዷǗDŽ3Džۨ܇ႆنوාࣜྲྀऔă نༀ෫ნடLj“ቐྣҴބቲوߘՍ֊ะԥᆿ৹ဳLjنوාࣜҴބნԥᆿ৹ဳăԌೲنমڶ2010௰Ă2011௰ྣҴބዶ־ॖงă” 5ᆨ27Lj२ेዅRosen Law Firm's ڶڍ൘ྣᇒ࣯وಲLjKaplan Fox & Kilsheimer LLPؠӹᇀ2007௰10ᆨ25ف2011௰5ᆨ16ቐ଼ࣺದᇀఊयຑᄁ߅وҪਸ਼୨߶ᆊ༤ቆഭو߅໗ಲLj֎ڍ൘བྷ۴1934௰ቆഭۨă ६ქԧቚ־Lj4ᆨ26Ljዅქ࿅઼ާބLjڍ൘وሪ෯ྣኴਦӇॆLjـቤڍ൘و୨߶،༤߅୨।/߅࿒ټባ୨।/߅Lj࿒ټ୨ᆐ/߅ट॰26%ă 2011௰9ᆨ20LjᆓބสષኙڑտညྲྀوऔLjݡѦऔصዔڑॕѦă 42Willis Insurance Brokers Co., Ltd. – FINEX Practices
ᅈჟ߶࣠Yongye International Inc. (NASDAQ:YONG) ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ5ᆨ26ဋྲLj୨߶ଓྣຑCurtis V. Trinko LLP ࠧRobbins Geller Rudman & Dowd LLP࿘ࡍၩԦؠӹᇀ2010௰8ᆨ11ባ2011௰5ᆨ11ಜ଼ࣺᅈჟ߶࣠ಗ߅ۢڍಲࣅă ᅈჟ߶࣠กქࣨዜԩᅢҽॻوቲ߶ჟᄲჄާ๖Ljާ๖ූوդࢱٜᅢቲ߶ୱ߁ࡎࠧࠠ໎ชăᅈჟᄽᅘᅘࢲդ౹ǖფᅋᅢో൵ᇀቔྡრஎوᄲჄLjܛயኴࣩ൩ྡڑᄲჄăሦჅդ౹ڞჾ“த”౹ప६ှညตᇀቲྲྀ“தූ”ᄌཛྷ“தූوॽࡢ”๖ާᄽᅘืᅘከઉࢪሣቁෆഋከઉై۽ࣆᔁടޠჿLjಮ࿒وդ౹ᇜࣩዷྡوફĂ६ෘၡوकăާ๖ኙე߹ෛ࣌ࢪሣഘᅺ࣌ܖညඨ६ှညตLjܖညඨ६ۚဂॽဲၭĂڢᆱዷوᅈჟ৶࣒ܾྣሂཌ६ှăᅈჟ߶࣠ᅢ2009௰9ᆨኪባ๑ؕ৻ ֎ᅈჟ߶࣠ᇀࣅቚ֎ಜࣺLjದ෯࣠ჟྣࠧྣҴބණ،ᇀԥ෯ဳྲჾࣆྥـ၂֊ะLjـቤݡާ๖߅ࣱၗݽ2010௰11ᆨ8ฏరࣱؕفષ୨ᆐă 2011௰5ᆨ9Ljᅈჟ߶࣠ާԦષ2011௰ٞქࣔڪҴăҴLjݡާ๖وᄲฏཛྷ5020ཆ୨ᆐઉ൱ཛྷ840ཆ୨ᆐă5ᆨ11Lj୨߶༊ዊႂࣆྨܖཌሂSeeking Alphaණয়ًષქ౬ቬჳྲྀሆLj֎“ᅈჟ߶࣠ࣆದખᄲವჟوդညફԥ৹ؕفದҴާԦืوફ”ăถױᄸ512ᅈჟ࣠߅ࣱ5ᆨ10ฏరࣱ୨ᆐټف୨ᆐăױࡍᄮቬჳದྣืযࠧ৽ॿညඨٌྲྀوሆLj۴ԟلሦก“ྐቬჳ” 43Willis Insurance Brokers Co., Ltd. – FINEX Practices
ཆهಽսWonder Auto Technology, Inc. (NASDAQ:WATG) ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ2011௰5ᆨ31LjPomerantz Haudek Grossman & Gross LLPၩԦLjؠӹᇀ2008514ባ2011௰5ᆨ6ቐ଼ࣺ൩ཆهಽս߅و༊ዊڶཆهಽս໗ಲࣅăݡᇀఊᆢԩۨᆠѦă֎བྷ۴1934௰ቆഭۨ10(b)Ă20(a) ԩܖLjࠧߢᇘ10b-5 ă ཆهಽս࣒ฯ߅ܝᅘާ๖กቲ߶ಽսۢ٫ࢲಲڑࢲှჟᅢኙـٜوޥᄮඨLjާ๖ቤᅢႜቨූդޕቸျࠟ֓وᅋࣆඨᅋսۢ٫ࠧಲڑࢲLj৹ූդ135ᅨቸျࠟوಽսۢ٫ࢲ౹ࠧ70ᅨቸျࠟوಽդ౹ă ਈ֎Ljᇀࣅቚ֎ಜࣺLjཆهಽս໗ޥષؓྥĂـ၂وҴބLjნୣᅘؙફާڶ๖यᄁĂᆱᄲࠧংوԥઉ෯ă໎Ӽეቚ־وกǖ(1) ᅑᅢཆهಽսوዓؓྥٜࣝଆષညตࣝଆ֑ࠧӊLjཆهಽսᇀྣҴބಜࣺ໗ޥષԥቁവฏ൩Ǘ(2) ཆهಽսԥᇀୣᅘ෯ߔખ۽وഉਦ࿒LjષԩयᄁǗ(3) هಽയۦዣوਈࠧྣࣶߘǗ(4) ࢱᅢะᆓᄜཆهಽսᇀߔಜࣺوҴྣބ،ᇀؙફؓـྥ၂֊ะă ॥௰3ᆨ1LjཆهಽսۢԦާބ֎ױو2008௰ࠧ2009௰Ҵᅑᅢ“ؓྥၭᇗॕሏಜـቤҴԥ৹ဳ”Ljၖეڶᄲฏവ്۽६ှٻሿă3ᆨ25Ljཆهಽս“ฏفNASDAQቌ๖ԥܻࠩߢეഓă”ཆهಽսୣᅘޗযNASDAQეഓࣆ෫໗ޥ2010௰ྣ௰Ҵă5ᆨ6LjNASDAQटཆهಽսపă5ᆨ20Ljཆهಽսӹާ๖ාࣜཡᆗ࢙჻ሯڶᅘҴބቚਈ࣎ߔખयᄁསѢߢڊᇽٻՓă 44Willis Insurance Brokers Co., Ltd. – FINEX Practices
ቲ߶ဋ܀Ѡഩࣅ༙China Fire & Security Group, Inc. (NASDAQ:CFSG) ዊੂᆚǖખཌLjॿབੁሿ 2011௰6ᆨ1LjBahram KashefࠧJames P. TessitoreၩԦؠӹ଼ቲဋѠಗ߅وڍ໗ಲࣅቚਈቲ߶ဋ܀Ѡഩࣅ༙(ჾ࿒ई֎ቲဋѠ), ದڏࣆݽߘࣆದດࠧವჟ DŽዷཛྷޮༀӇބDž࣊ԸᅳBain Capital Partners LLC(“Bain Capital”)Ԍᅘߔو߅ڍࠧߔࢲă Bain Capital Partners LLC߹ዔ࣐وாާ๖Bain Capital Asia Fund, .ࠧBain Capital Fund X, .وዓާ๖Amber Parent LimitedჾࣆAmber Parent Limitedوქࣨഩዊዓާ๖Amber Mergerco, Inc.६ှષԥާ౿ࠧԥคصو߅यᄁLjຈࠀષާ๖߅ڍوઉᄐă ቲ߶ဋ܀Ѡഩࣅ༙กཚქ୨߶ණชوቲ߶ဋ܀ѠഩವჟăቲဋѠࣅ༙ᇀᄽᅘ“ฑ”Ă“ဋ”ٌۂࣨከჟާ๖Ljᇀ߽༶හᅘۂࣨܖࢲǗࠥဲᆗ֑“ฑ”჻֑ཛྷቲ߶܀Ѡഩդوฑ౹ప“”ᄽմᆣҙޔۂࣣوဋ܀Ѡഩդ౹ဳᆆǗࣅ༙ᄽᅘ॰҇߶࣠Ă߶ከઉLjҪਸ਼߶࣠ࠥဲۢடከઉăቲဋѠᇀजوᅍှჟٜࠧዊӊ౿ພࢱׇණಀड़ᅘഩഒญლქૣߘ༙ڵࠧ࿘৶࣒Ljበ֑ཛྷቲဋ܀ѠഩդჟوᆣሿࠩሣLjཛྷ৽ĂࠩዷሣĂ༊ዊĂᆗޠࣆස࢙ךᇒዮࣱؙă ᅳױ״Ԍᅘߔو୧߅ฏᄐกԥާ౿وLjᆓᄜᅘჾ࿒࣎٧ǖ (i) Bainᇞॿजᄓࢱᅢާ๖ᇜլংĂާ๖ᄷઉĂྣჟࢾࠧསੂوྣᆊՌLj୧߅وࣱޏմ߹9୨ᆐǗ (ii) 9୨ᆐ/ڊࣱණԌୣॿ߹ቁชթڊࣱૣۚ֔กBainࢱᅢჾዮࣱّޏฏۚྖڱوڋޏă 8ᆨ2LjۨᆠҒࠩԌྲྀѦࠟཛྷ11-CV-61400 ࠧ11-CV-61580وཛྷქޔă 9ᆨ13Ljᆓބ໗ಲԥ܁ћዔᆞտوეഓLjۨᆠࠥኼױഋഓăባױLjѦ჻ॕă 45Willis Insurance Brokers Co., Ltd. – FINEX Practices
ڍᦿࠧ Yuhe International, Inc. (NASDAQ: YUII) ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ6ᆨ24LjChapin Fitzgerald Sullivan & Bottini LLPࠧ Robbins Geller Rudman & Dowd LLPଓྣຑၩԦLjटڶڍᦿࠩ໗ಲࣅLjቚਈڍᦿࠩႛቺབྷۨખҜቆഭۨLjާ๖ߘՍࠧڏෂဂ༊ዊሣۢԦᅘߔާ๖ॿᄲჟࢾĂྣኴਦوၗ࣯ࠧྥـဳྲăԌࡎᅽ2009௰12ᆨ31ف2011௰6ᆨ23ቐ଼ࣺ൩ڍᦿࠩ߅و༊ዊሣԸᅳױ״ăༀქ෫ࣺLjRosenଓྣຑԦۢާބቁڶ໗ಲࣅă ᦿ֑ࠩᅢ1996௰Ljกቲ߶ዮؙو׃ࢼޥᄮඨăᦿࠩܵࡧԌညต׃ࢼă৽଼ࢼஏቐ६ှൠࢼჄቕLj६ှ༔ᆽLjࣩޠჾࣆညตăᦿࠩوӊԩහᇀڍෛཝۻชLjާ๖଼࿘හӄࢩهISO9001ቬફ࿅്ቆߘՍੂዔჄࢼᅺࣈԋ܀ᆁࠧྡڑߘوከࣨࠧॽᄪăौቛ2011௰3ᆨٛLjᦿࠩդූߢனؕف315ཆќѼᄐٌࣩᅍન౹ቸݖாؠቸࢼჄLjᅘ43ޔჄቕթLj3ܵޔࡧկă ቚਈ֎ڍᦿࠩབྷۨખҜቆഭۨLjާ๖ߘՍࠧڏෂဂ༊ዊሣۢԦᅘߔާ๖ॿᄲჟࢾĂྣኴਦوၗ࣯ࠧྥـဳྲăၩ֎ (1) ڍᦿࠧSEC໗ޥو2009ࠧ2010ҴቲLj،ᇀؙફԥ෯ࠧྥـ၂وဳྲǗ(2) ࠩڶฏWeifangshi Dajiang Qiye Group Co. Ltd. (“Dajiang”)13ޔჄቕթქಝ౯ષ༊ዊሣǗ(3)ჟྣߢனୣᅘѢሙڍᦿࠧஐะوڪᇜլă ᇀ6ᆨ16Ljᅘྨܖဋྲ֎LjᆔᄧDajiangڏլوࡨLjڍᦿࠧԌୣᅘခSECऔྲྀࣆದດާྲྀऔቲຑํฏDajiangăݡဋྲෳو߅ࣱ࿒ټմ߹ದชوქҙă6ᆨ17LjڍᦿࠩӇ๑ؕ৻పLjప෫߅ࣱཛྷ୨ᆐLjݡࣱृޏयᄁฏరࣱ࿒ټ%LjపᆓᄜཛྷT12࣊ᅘ๑ؕ৻ეഓڍᦿࠩޚۂߔဳྲLjဳྲܻࠩӶኼࡍԯ৹ݒపă6ᆨ23Ljڍᦿࠧದාࣜ໗־֒ᆓᄜก“ڍᦿࠧڶߘوԥ෯֊ะLjԥ४ୣᅘᅳױฏߔوؙફቺე෯Ljᇀዊդݘᇲӹݛኢቲნୣᅘ໗ࣆױߔખ۽ă”ױ༶Ljාࣜӹڍᦿࠧ2010௰ྣҴބԥᆿ৹ဳLjԌೲԥᆿᅳྣҴބߔખă ڍᦿࠩᅢቾྗరফှ٫ࡨ࢙ᄓᄮქयᄁو߅ࣱҵټăନฅቆഭᇀࡍޖ־وႜҴቲӹǖڍᦿࠩߘՍ്֘Ԍୣᅘฏؙडࣅ༙وჄࢼթLjݔ46Willis Insurance Brokers Co., Ltd. – FINEX Practices
وฏਞნ჻۵ࡱǗدกݡާ๖وCEOट۵ࡱዊ।൩ዔ࣐و๕ሏLjԌᅋሦဗዊ।༶଼ષ13ࣨჄࢼթǗຑჾନฅቆഭቛޘዙݡ߅ă ୨߶ཌሂGeoInvestingԦۢߔᅢڍᦿࠩوٻՓҴބLjဂ༊ዊሣۢԦܧঁLj֎ݡާ๖ԥه༊ዊăݡཌሂڶฏ13ޔჄቕթქ໗־ቬჳLjԌ჻ሊ྇ዣቆযடLjާ๖ԌསᅳჄቕթوຑᅘሣؙडࣅ༙֑ؕ߹ൌࠨ੮ရᄓăᄜױLjڍᦿࠩױԦو1210ཆ୨ᆐ“ฏܑᅋ”৹෯࣠ණӇఖዷຓᅋăGeoInvestingࡱቚ־Ljᇀݡާ๖١यޖSECوದຓྲྀऔቲნ۴ᄻ־ۂದ༊ዊܧă ཛྷᄮቬჳLjڍᦿࠩާષᅘߔާ๖ᇜફฏྲྀوऔăྲྀऔLj2009௰12ᆨLjڍᦿࠩဂཝۻؙडࣅ༙൩13ޔჄቕթăཛྷቆடेߘ߹֔ڍᦿࠩࡱༀ෫ާԦષ༶ྲྀܝऔǖ1DžൌதူฏᆗާޠބဳLj2DžڶದቲქူޔฏჄቕթوኰ၌ᆢDŽࠆޠዊ،ޗDž 6ᆨ23LjڍᦿࠩၩԦාࣜᄜཛྷ“ߘՍၗ࣯֊ะĂᄨୁԌयᄁࠧዊդݘᇲӹ༶ߔખयᄁ”ۚቒăױ༶LjၩԦ2010௰وྣҴӹटԥᆿ৹৯LjාࣜნԥᆿڶྣҴӹݘᇖ ੮ٜLjݡᇀࣩቿቲႷۨᆠѦă 10ᆨ5ࣩቿԩۨᆠცሙᆓބԥ܁ћዔᆞॖׅடLjၩԦݡտăᇀࣩቿቲႷۨᆠLjഹᅘߔᅢӇބ܁ћቆഭۨوă 47Willis Insurance Brokers Co., Ltd. – FINEX Practices
ٞქᆚA-Power Energy Generation Systems, Ltd. (NASDAQ:APWR) ዊੂᆚǖખཌLjॿབੁሿ 2011௰7ᆨ6LjRobbins Geller Rudman & Dowd LLP, Curtis V. Trinko LLP ࠧ The O'Mara Law Firm, .ၩԦؠӹᇀ2009௰8ᆨ27ባ2011௰6ᆨ27ቐ଼ࣺٞქᆚಗ߅وڍ໗ಲࣅLjቚ֎ٞქᆚࠧದქဗڏབྷ۴ષ1934ખҜቆഭۨă ٞქᆚዩजᅢ2003௰3ᆨ14LjกქࣨჾെĂ٫ખդ٫ሂĂഹۢ٫ሂĂ٫ๆሂĂူ ٫ሂوහࣜĂजහĂॿᄲཛྷኙوؙျजහವჟăާ๖ᇀܖԦᆚཔཌᆱှᆚޥᄮ࿅༇وࠧᆱှ۽எᅘڢ໎و࣒ฯLjกቲ߶ชթཚქከჟوܖԦཔ٫ཌᆱှ٫ሂዜ֘ҪजහሣLjก٫ှཚქटහࣜࠧޠߘქࡧوವჟLjกቲ߶जහჟཚქᄽዜ֘Ҫዊቬوஙᄲವჟă ቚਈ֎ᇀණะಜࣺٞქᆚۢԦوާ๖ྣࠧྣॕ߷ဳྲกؓྥوLjԌೲᅘྥـ၂ă ᄜཛྷሦဗԥሪ෯ҴӹLjٞქᆚو߅ࣱᇀױಜࣺӇཛྷՃዝණላᇀ2009௰12ᆨ22ݽؕ୨। 2011617LjSeeking Alpha Ԧۢட֎ׅױቐ༶ǖٞქᆚوԩਈྣቨქቓჾੂ،ᇀയـቤٞქᆚوڢාࣜڶດ֞۴எᄌऑǗٞქᆚ໗यޖቲ߶ࣨޠඨዜনوྣҴބቲ໗فᄲჟฏ൩ኚّᅢ໗यޖ୨߶ቆഭयᄁཡᆗ࢙وҴބă 6ᆨ27LjٞქᆚۢԦူཷރ֎ާ๖وڢාࣜMSCM LLPቒLjMSCM LLP֎ದቒกᅑᅢԥᆞڶ2010௰Ҵቲߔᅢᅘჟྣ໗ྐޥүૠᄌऑوාࣜҴބă ױ༶ᄜཛྷMSCM LLPቒLjट༚֡य௰Ҵو෫ࣺăᄜױԥઉဋྲLj๑ؕ৻ቛષٞქᆚ߅यᄁ߅ࣱڊޏᇀ୨। ޗযLjٞქᆚڶᇀࣅቚ֎ಜࣺ༊ዊሣᄨୁષჾ࿒෯ǖDŽ1Džާ๖ྣҴӹၗ࣯ஐะᅳߔખ۽وयᄁབྷ۴ષGAAPǗDŽ2Džٞქᆚၗ࣯֊ะฏ൩ࠧฏᄐབྷ۴ષGAAPă 48Willis Insurance Brokers Co., Ltd. – FINEX Practices
Գۙყდ China Medicine Corporation () ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ2011௰7ᆨ15LjAbraham, Fruchter & Twersky LLPၩԦؠӹᇀ2006௰11ᆨ30ባ2011௰3ᆨ23ಜ଼ࣺԳۙყდوಗ߅ڍ໗ಲࣅLjቚਈ֎Գۙყდབྷ۴ખҜቆഭۨຈࠀષ༊ዊሣઉᄐăݡ჻ᇀ୨߶ࣩઉ݁௧႓ۨᆠѦă Գۙყდกქࣨ୨߶ࡢؕኢՋާ๖LjԳۙညตؙᆢ2100ቸდྡࠧდᅋ౹ྡLjҪਸ਼۽ࠧ܇۽დĂቲდĂՇდĂᄲჄ౹ٌă ֎LjᇀණะಜࣺLjԳۙყᄨୁࢪྥะષჾ࿒ǖDŽ1Džާ๖وڢාࣜFrazer Frost, LLPས໗ܻޥࠩණชާ๖࢙ࣜཡᆗ࢙ࢪාࣜኼᇘཡᆗ࢙ӶኼوҴބǗDŽ2DžԳۙყდഩዊዓާ๖و߉ᆗԸᅳࠧྣҴބߔቺეჵ3ჾණـቤԳۙყდྣҴؓྥބLjԌᅘྥـ၂ă ᇀ2011௰2ᆨ22LjဂSEC໗यҴބǖFrazer Frostᇀ2011௰2ᆨ15ቌԳۙყდমاൌڢාࣜăถױԥઉဋྲᄸLjԳۙყდو߅ࣱ࿒ࡤLj2011௰2ᆨ22وฏరࣱ୨। ࡍLjᇀ3ᆨ23LjԳۙყდۢӹடၩԦڏ࢙ৈڊLj࿘ާԦوྣҴބҪਸ਼2008Ă2009௰ҴLjჾࣆ2008Ă2009ࠧ2010௰وࣔҴԥᆿ৹ဳă ױ༶LjԳۙყდၩԦቲ،ᇀؓྥوᅳഩዊዓާ๖وქဗ߉ᆗှཛྷᅘߔᄜሦქဋྲLjԳۙو߅ࣱᆿ״࿒ؒ3ᆨ23ฏరࣱ୨। ࢱሦဗடLjᆓބӹԳۙყდ࿘ާԦާوބ،ᇀؙફྥะوဳྲLjჾባᅢᆓބᇈถષຈă 2011௰10ᆨ21LjۨᆠۢԦቚटསৈوѦऔዚࠟ11-CV-01061ăױ༶Ljᆠۨࡱቚڊષฑ྿ᆓބኼષฑ྿ଓă 49Willis Insurance Brokers Co., Ltd. – FINEX Practices
डԒቨდ Jiangbo Pharmaceuticals, Inc. () ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ2011௰7ᆨ15LjThe Rosen Law Firm, ၩԦؠӹᇀ2010௰5ᆨ17ባ2011531଼डԒቨდوಗ߅ڍ໗ಲࣅLjቚਈ֎डԒቨდབྷ۴ખҜቆഭۨຈࠀષ༊ዊሣઉᄐă กქࣨࣅූդĂညตĂႜۢཛྷქوؠࡧყდವჟăLjާ๖ූդ౹ࠇݥ౮ࣗĂ৵એࣗमࣗຽठࣗĂࣻݾٌࣗۂቸࣗျާ๖जષჾڍĂࡢቲĂࡢڍࡢҽྩྩҽڍҽಡޔညตؙഘཛྷቲဲوညตߘ࿅Ljᇀഩ߶30ޔෛቓชĂዔተഘහષෛ࣌ާܖ๖LjૅטĂOTCಭ་Ԍ६ܖည࿅༾ජLjܾྣ࿅कഩă ቚਈҪਸ਼ǖDŽ1DžडԒቨდوݽ࣌ߘՍমైࠩٻՓLjԌೲୣᅘࣆ෫ݔӤეۨوଓࠧದຓከჟܑᅋǗDŽ2DžडԒቨდوݽߘཛྷڢٻՓ໗ޥߔྲྀऔLjҪਸ਼߉ᆗဳྲĂᄢှڶሏةࠧവ്ǗDŽ3DžडԒቨდݽߘমᅳქӖ200ཆஙӞDŽؙᆢሟࠩ31ཆ୨।ᅘߔوयᄁLjݡयᄁෂࣆडԒቨდࠧດوખ۽ă ቚਈ֎डԒቨდࠧქဗڏབྷ۴ષખҜቆഭۨLjဂ༊ዊሣ໗ޥષؓྥĂᅘྥ၂ـوҴބஐะާ๖ჟྣĂྣኴਦࠧԩਈቨوയă5ᆨ31Lj๑ؕ৻ᇃષडԒቨდو߅यᄁă ໗ާބ֎ᅢ2011௰7ᆨ26ฏفષ๑ؕ৻ۢੂوဳࠉă๑ؕ৻ᇀဳࠉቲ֎LjडԒቨდو߅ԥᆿୄዣᇀ๑ؕ৻ၦණชऔLjৈڊटದ༟ชă ๑ؕ৻ޖ־डԒቨდ߅༟ชوᅑกǖ 1. डԒቨდࣆದڏլየාࣜཡᆗ࢙ดദوԩڢٻՓوᇽLjෳාࣜཡᆗ࢙ྐۨှᇖൌࠧᄏྣǗ2. डԒቨდୣᅘዱሙĖቆഭयᄁۨėࠧ5605ߢᇘݑᅰාࣜཡᆗ࢙وቒദ3. སѢ5605ߢᇘߢڊዩजාࣜཡᆗ࢙ă ׅ܇डԒቨდᇀ2011௰8ᆨ2ቐڶ๑ؕ৻وৈڊ໗־ණLjܱᇘದ߅टᇀ2011௰8ᆨ4ቁ༟ชă डԒቨდᇀާބቲӹLjԥ࢙ڶ๑ؕ৻وৈڊ໗ಲණă 8ᆨ31LjۨᆠҒट11-CV-22788ࠧ11-CV-22556ࠩԌ 50Willis Insurance Brokers Co., Ltd. – FINEX Practices
Ѡ܀৶࣒ China Security & Surveillance Technology Inc. (NYSE: CSR) ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ2011௰7ᆨ21LjWeiss & Lurie ࠧO'Kelly & Ernst, LLC ၩԦؠӹᇀ2011௰4ᆨ21ባ2011௰7ᆨ21଼Ѡ܀৶࣒ಗ߅و༊ዊሣ໗ಲࣅLjቚਈ֎Ѡ܀৶࣒ࠧດوڏᇀქಲฏѦቲབྷ۴ષ1934௰ቆഭۨ14(a)ࠧ20(a)ăݡฏѦᅑѠ܀৶࣒լࣼCEO Guoshen Tuഩዓާ๖Rightmark Holdings Limitedჾ୨। ቲ߶Ѡ܀࣒ฯᅘާ๖ѠഩĂकཛྷࠥဲLjቤᅢཛྷቲ߶౿Ѡ֏ชĂืዖ֏ชባቩ֏ชजහLj໗ޥሿॖৈ۽Ѧࣆዛࠩჟྣ֍ăѠ܀৶࣒߹ԥڱሿࠩդჟዊᆚLjఃভቌணವჟྮᅍၑԯLjႄ໗ෙࠥဲ࣒ฯๆĂූդቨᇒĂ࿅༇ࣅ֑ࣆዛࠩᆱᄲLjजஈوഩ߶ᄲည࿅LjܾྣࠧѠഩܾྣቲLjဲഩؘᇒቩĂืዖᅳ౿Ѡ֏ชă 4ᆨ21LjѠ܀৶࣒ၩԦާ๖჻ॿ६൩ฏѦوዮࡍोڰLjटৈڊᅑჾ୨। Tuᄽᅘؙᆢ%و߅ദă ֎བྷҿષဳ༤ᇖൌLjჾّᅢާ๖߅ᇀࣱوࣱޏ६ှױԌă ໎Ӽၖეቚ־وกѠ܀৶࣒وྣኴਦનࠝĂฏ൩ེकĂઉ൱ᇜլĂᄲჟઉᇜլჾࣆညตংߗLjሦဗڞӹடѠ܀৶࣒و߅ࣱӇّăGuoshen Tuჾ୨। ᄜཛྷGuoshen TuกѠ܀৶࣒وڏլࣼCEOLjԌೲᄽᅘ%ૣو߅Ljດާڶ๖ॿᄲᅘৈڊദăᄜױLjᅘᅑဳ࢙وৈڊԥӄڢ၂Ԍೲԥዮؙ֔ڪණؠӹާቼ߅ڍوઉᄐăᇀ2011௰1ᆨ31Ѡ܀৶࣒ၩԦཛྷױ״ฏ֑ከ୭ཡᆗ࢙LjԌ֎ݡཡᆗ࢙ൻணڢڏዩ֑ă ֎ױከ୭ୣᅘӹದกܱၼഓದຓ৹ှ۽Ѧཛྷಗ߅ڍ໗ާޥ౿وयᄁࣱޏLjࡳႠቐݡཡᆗ࢙ၼഓݡयᄁү֞ڢ၂و৹ăୣᅘቆযӹடݡከ୭ཡᆗ࢙ዶ߹ࢵࣁوชթٻႜLjާঌనࢪሣᅳঌӶሣᅘ߹ާቁوຮఴă ֎2011௰7ᆨ8ࠟѠ܀৶࣒໗ޥوױ״ฏߔوཡ༤รLjؓྥԌྥـ၂ٜஐะષױ״ฏࠧฏҿংă 51Willis Insurance Brokers Co., Ltd. – FINEX Practices
ࡱ໗فLjཛྷષࢩهኼױ״ฏLjѠ܀৶࣒ۢԦષԥቁവوཡ༤รLjݡཡ༤รෛଞĂၗ࣯֊ะǖѠ܀৶࣒و߅ڍ৹ჾهفߔဳྲLjڶױ״ฏዶ־ቌഉৈՉă६ქԧ ࢪሣوရኜሣབྷ۴ဳᇖൌă 2011௰10ᆨ18Ljᆓބ໗यષዔᆞտቌรLjۨᆠၩԦॕѦ 52Willis Insurance Brokers Co., Ltd. – FINEX Practices
ᑒ්ି൮ Mindray Medical International Limited (NYSE: MR) ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ2011௰7ᆨ21ဋྲLj Robbins Geller Rudman & Dowd LLPၩԦ჻ဂԩٜഘખҜۨᆠ١यኴؠӹ2010௰1ᆨ11ባ2010௰8ᆨ9ቐ଼ࣺ߅و༊ዊሣ්ڶᑒି൮໗ಲࣅă ൮ିާ๖กቲ߶࿘وݽ৶࣒ყલහӄႜۢቨᇒկඨLjༀ෫ნกഩഒყલහӄوူךـሣቐქă ዔ1991௰֑ჾੂLjି൮ާ๖ቷቤᅢૅטوႜࠧۢቨᇒLjդ౹ࠇݥූதဳྲᅳ֞ĂૅंטႵࣆฎࣗĂืዖմĂ܅වᄸခؙᅺट၂ᅳࣱޏ༾୨౿࠼وყલ٫ዓդ౹؞فज़୧ქऻମă෫ባ॥Ljି൮๖ާᇀഩഒ۶ཙوညต჻ᇽባ190ۂޔ߶ٜࣨࠧഘă ቚਈ්ᑒି൮ࣆஹဗݽߘབྷ۴ષ1934௰ĖቆഭयᄁۨėLjᇀණะ෫ಜটާ๖وჟྣኴਦࠧংዶ־ષቺؙၗ࣯ࣆྥـ၂֊ะăᅐದก්ᑒି൮ၗ࣯֊ะࢪሣསჾ࿒ǖDŽ1Džቲ߶ቂሔӶࠧ܇մӶ܅ࡲـቤ߶ညફ࿒ऩǗDŽ2DžሳڱմԒහӄوညตԥᆊಜǗDŽ3Džஎૅੂዔყᆠ࿅༇وঌሽ4ණـቤ්ᑒି൮ᇀߔᅢާ๖ჟྣࠧংوҴބയۦ৹ဳ၂ă ᇀ2010௰6Ă7ᆨLjߔᅢჟྣࠧᆱᄲوဳྲૣ൩ชթLjـቤ߅ࣱᇀሦڰಜࣺ࿒ࡤăࡍᇀ2010௰8ᆨ9Lj්ᑒି൮ۢԦષ2010௰2ࣔڪྣҴބăާ๖Ԧሦޔࣔڪฏ൩୨।҇ཆฏᄐ୨।҇ཆǗࢱӊ୧ฏᄐࠧྱง୧߅ฏᄐܖӼཛྷ 9ᆨ28Naomi Reice Buchwaldߕۨቚڊthe Local 191 . Joint Trust Fundsཛྷฑ྿ᆓބLjRobbins Geller Rudman & Dowd LLPཛྷฑ྿ଓă ޗয2011௰12ᆨ20ۨߕNaomi Reice BunchwaldสوቌรLjᆓބࠧದؠӹଓ֎ದዔᆞտညڶӇބوă 53Willis Insurance Brokers Co., Ltd. – FINEX Practices
ቲ߶ᆚ࣒ฯ SinoTech Energy Limited (NASDAQ: CTE) ዊੂᆚǖખཌLjॿབੁሿ 2011௰8ᆨ19LjBeatie & Osborne LLPࠧBernstein Liebhard & Lifshitz LLPၩԦؠӹᇀ2010௰11ᆨ3ባ2011௰8ᆨ16ቐ଼ࣺቲ߶ᆚ࣒ฯಗ߅و߅ڍ໗ಲࣅቚ֎ቲ߶ᆚ࣒ฯབྷ۴ષખҜቆഭۨLjຈࠀષ༊ዊሣઉᄐă ቲ߶ᆚ࣒ฯLjᅞணူݽٜLjךजᅢ2004௰Ljกქࣨࣅ෩ᅕৡຳĂዪԳޠჿࣆ෩ᅕٌܾۢ֔ྣޠཛྷქو෩ᅕ࣒ฯܾާྣ๖ቤᅢཛྷವჟ໗ޥ໗ݽᆓԳฏଔDŽEORDž࣒ฯܾྣăူݽٜኙეᄮᅋEOR࣒ฯǖᇀቲ߶ᅘڢࣨෳᅋദو࠻ဂფႅዪਇ࣒ฯ(LHD)ࠧᅘቲ߶ከઉദوܖዓபഝᅕ࣒ฯDŽMDFDžă2010௰11ᆨ3Ljူݽًٜଇ๑ؕ৻Ljۢှࣱ୧ADS ୨ᆐLjದቲ1ADS=2ಗ߅Ljޮூࣅዊ।ᄄ୨ᆐă ֎ቲ߶ᆚ࣒ฯࠧດوஹဗݽߘབྷ۴ષખҜቆഭۨLjާԦષؙફᅳާ๖ኴྣਦᅘߔؓྥوဳྲă 8ᆨ16LjAlfred Little وཌოණქ౬ҴلLj֎ቲ߶ᆚ࣒ฯሪ෯ჟྣဏᅢᇀSECާބණஐะăۚႠ(a)ӹஎ߶5ޔዮؙوܖҪඨกྐۨࠥ෯ᆱᄲഉਦࠧቝᅘዮّᄲჟฏ൩و৷ާ๖Ǘ(b)ቲཚქࣨࡧၳ౹ޥᄮඨӹஎกქޔਅ৷ާ๖Ljቝᅘქޔ಼وҚާฌLj࣎ࡏୣᅘᄲჟฏ൩ĂୣᅘූդࢦڑǗ(c)ቲ߶ᆚ࣒ฯᇀቲ߶໗यྣҴބດوॿࢦڑ࠶ဏǗ(d)ದຓو෯وჟྣࢦڑဏᅢດᇀSECҴބቲ໗فوă8ᆨ16LjNASDAQᇃષ߅ᄁLjეഓದ໗ޥ६ქԧဳྲቚਈࡱቚ־ᄜཛྷሦဗԥઉဋྲLj༊ዊሣઉᄐถفຈࠀă 8ᆨ17Ljቲ߶ᆚ࣒ฯၩԦດटۢԦူཷރԌফှ٫ࡨ࢙ᄓLjᄮქᇀཌሂණوҴلăༀ෫Ljާ๖ნؘॳਜ໗ޥNASDAQეഓوဳྲLjླཏ߅ᇀڮಜࢎݒयᄁ ݡާ๖ںದ༊ዊሣᇀڶᅢದຑ֞ᅘާو๖ቆഭԳടൌࠨှڑቐᄮዐ࿈ාՓࠧ৬ă 54Willis Insurance Brokers Co., Ltd. – FINEX Practices
૦໐ਣჟ L & L Energy, Inc. (NASDAQ: LLEN) ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ2011௰8ᆨ26LjSmith & Lowney, PLLCࠧRosen Law Firm ၩԦؠӹ2009813ባ2011௰8ᆨ2ቐ଼ࣺ૦໐ਣჟಗ߅ڍ໗ಲࣅă֎૦໐ਣჟབྷ۴ષ1934ખҜቆഭۨ10(b)Ă 20(a)ࠧ10b-5LjҪਸ਼ဂชթާԦષؙફྥـ၂ဳྲĂཛྷՃዝ߅ࣱٌă ૦໐ਣჟ֑ᅢ1995௰Ljᄽᅘմ߹1000ணᆗޠLjกქࣨୢਣԳĂഅ࿄Ăभࡧࠧۢާو๖Ljݡާ๖ᇀᆬࠧ߯ቿᄽᅘූդࢱٜăವჟኢՋٜᇀ୨߶ࡢؕቿLjᇀࡢොڻቿྩ႑༐ჾࣆቲ߶وߟĂ්ᑒĂݹোහᅘҚă ֎૦໐ਣჟດوქဗݽߘဂชթާԦષؙફྥـ၂ဳྲLjሦဗဳྲᅳާ๖ਈࠧሪ෯ྣوĂྣኴਦᅘߔă 2011௰7ᆨ29Lj૦໐ਣჟ၌ݢષ2010௰10-KҴބLjާ๖ਈ،ᇀയăᇀؙᆢ82ྨާܖ๖Glaucus ResearchԦۢާ֎૦໐ਣჟቲ߶و2009ྣҴބوྣኴਦӔᇀ୨߶وႃඇ࠶ۂăҴބࡱ૦໐ਣჟ،ᇀქဗོ໘LjҪਸ਼ქဗᆱᄲࢲԌԥ૦໐ਣჟண࿒ᄜױԥઉဋྲLj߅ࣱ࿒ؒຈࠀષ༊ዊሣوઉᄐă 8ᆨ1Lj૦໐ਣჟ߅ࣱ࿒ؒ୨।/߅(%Džă8ᆨ2Ljქޔڢྣٻႜާ๖ۢӹҴބ֎Lj૦໐ਣჟᇀ߶و2009௰ฏ൩ࠧઉ൱ืযԥኼവLj ᄜཛྷ૦໐ਣჟᇀቲ߶وቂҴބާ๖ညตېࠧ틑୨߶وҴބӔܖӼّષ6500ཆࠧ1900ཆăࡱ૦໐ਣჟާ๖ዊդቝᅘާو๖ዊդوܖቐქLj ညตېნӔຑو।ّېષӂăሦܝҴބࡱષޚོۂ໘ᅘߔ૦໐ਣჟᇀ୨߶و௰ڪҴބቲ،ᇀಝᇭLjืযԥฮ෯ă ᄜױဋྲ8ᆨ2ف8ᆨ4૦໐ਣჟو߅ࣱޮ࿒ؒ୨।/߅(%)ă 2011௰12ᆨ15LjۨᆠۢԦქቌLjᇀዛࠩષူوᅘߔ૦໐ਣჟوቆഭѦࡍLjൌதષฑ྿ᆓބࠧኼوฑ྿ଓă 55Willis Insurance Brokers Co., Ltd. – FINEX Practices
њޏ܆AgFeed Industries, Inc. (NasdaqGS:FEED) ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ2011௰10ᆨ18LjBone McAllester Norton PLLCࠧRobbins Umeda LLPၩԦؠӹᇀ2009௰3ᆨ16ባ2011௰8ᆨ2଼њޏ܆وಗ߅໗ಲࣅLjቚ֎њ܆ޏࠧದქဗڏབྷ۴ષ1934ખҜቆഭۨă њޏ܆߶༙࣠กէٜ৶࣒ᅘާ๖ࠧէٜ৶࣒ۢᇽᅘާ๖,ቤᅢᅋᆊࢤĂीՅĂఌຍوႜቨĂූդĂညตࣆߢனࡧቸࠧඨ౹ჄቕLjಮ࿒౹పᅘ“҇໐”ăާ๖ዜԩහᇀቲ߶էLjᇀቲ߶जᅘ5ޔؙျූդࢱٜĂ॰40ޔཆ་թ2007௰୨๑ؕ৻ණชă ქܝᇀ2011௰10ᆨ18ࠟۢԦူཷوރLjቚਈњޏ܆ߘᆗࠧქဗڏབྷ۴ષખҜቂوቆഭۨߢă ੂํਈބ֎ݡާ๖وߕୣᅘڶದ༊ዊሣຑᅘቺე෯LjҪਸ਼ǖDŽ1Džದާ๖ᅳದฏࣅఐࠧဳᅋयᄁԥคᅋLjᄜཛྷದ๖ާც৯“ާཛྷࢱׇྨܖ”ᇀവڊሏᄮؚࠧሏӄණกയوǗDŽ2DžؚሏኼӄӇߟّۺǗDŽ3Džሏᆊಜ߹ݽLjӇّLjᇒ֑ҴބቲዊդࣱӇݽࡠܑۚوഉਦ4ದާ๖ॕࠩݽቐլّܑᅋۚਔؙષຓوชթᅍLjजષქቸݽڪᄷઉࠧؓেས໗ޥქޔ”լಜ༐౮“ާو๖ă ቚਈ֎2009௰3ᆨLjњޏާ܆๖ࠧದާ๖ஹဗᆗࠧڏۢ־ષქ࿅઼ቺؙၗ࣯ࠧྥـ၂وᅘߔದྣኴਦوҴބLjᇀಝ౯ชթ༊ዊሣLjۚᇒњ֑ޏ܆و߅यᄁࣱޏၗݽă 2011௰8ᆨ2Ljݡާ๖ၩԦو2011௰ٞ۠ࣔڪֽوԧྣҴބದާ๖وӹّᅢᆊಜԌࣩષ500ཆ୨ᆐሏܑᅋऋஊ।ېLjຑჾದާ๖ᆊ࢙ࣜᅘ1700ཆ୨ᆐوਧຈăױ༶2011௰8ᆨ9Ljњޏ܆ڶ୨߶ቆഭयᄁཡᆗષದቂሪ෯ഉਦLjৈڊտದྡڑᄲჄჟྣوኢՋடăᅑᅢණะLjњޏ܆و߅ࣱ࿒ؒષ72% 2011௰12ᆨ20LjK. Ivan F. Gothnerصၭཛྷݡާ๖وڏ࢙ኙ྿LjԌӇཡൌཛྷૅ෫ฑ྿ቖှߕă 2011௰12ᆨ16Ljݡާ๖وාࣜཡᆗ࢙ዷ־ॕଥ֎ݡާ๖ቐᇀ6ᆨ30ຑዷ־وསॿාࣜوࣔڪDŽौቛف3ᆨ31DžྣҴӹࠧ2009ࣆ2010௰ڪྣҴӹᄮӇቺะăҴӹटญཛྷ࿘ᇀ11ᆨ10ဂཡᆗ࢙໗यوForm 8-Kوԣ֬ă 56Willis Insurance Brokers Co., Ltd. – FINEX Practices
ۺࡢүCNinsure Inc. (NasdaqGS: CISG) ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ2011௰10ᆨ17Lj Dyer & Beren LL, Holzer Hozler & Fistel, LLCࠧBorrin Geller Rudman & Dowd LLPၩԦؠӹᇀ2010௰3ᆨ2ባ2011௰9ᆨ14଼ۺࡢү୨߶،༤߅وڍ໗ಲࣅLjቚ֎њ܆ޏࠧದქဗڏབྷ۴ષ1934ખҜቆഭۨă ۺࡢүܾྣࣅ༙กቲ߶ؙଇዮ࿘ᄧ൩“ࡍᆔ౿ພ+ޔךჟ”னੂᇽүቲढ़ܾྣوࣅ༙ާ๖Ljಮ࿒ᄽᅘۺࡢĂۺࡢณĂۺࡢާĂۺࡢॿٌؙࣣᄲჟăۺࡢᅢ2007௰10ᆨ31ቁًଇ๑ؕ৻LjӇ֎ཛྷ“߶ቲٞქ߅”Ljޮۢှ1180ཆܝADSDŽ1ADS=20ಗ߅Džۢှࣱ16୨ᆐă ቚਈ֎ᇀಜࣺLjۺࡢүᇞۢԦᅘߔದާ๖ჟྣࣆংوቺؙၗ࣯ࠧྥ၂ـ֊ะăੂํದާ๖ᇞዷ־༵وചࢪསوᅘჾ࿒ԥઉ෯ǖ(1) ݡ๖ާ߹ّҴࣝܖ࿅༇ܑᅋۚѼݽದฏ൩Ǘ(2) ݡާ๖སट߀આದާ๖ॿܑࣣوᅋ৬ᇀLjۚሦဗ࠶ᅘ৹ᇀჾࡍխࡱǗ(3) ዷཛྷණะॕ߷Ljയۦࠩوߔᅢާ๖ংوࢵࣁႠଥă 2010௰12ᆨ2LjOLP Global LLCӹۢྨܖҴބLjದቲ֎ۺࡢү৹،ᇀّᄾ।ܑᅋོو໘Ԍਔؙದާ๖وฏ൩ۚࢺઆݡާ๖وؠăOLPҴބቲቚ֎Ljݡާ๖ࢺઆࣜࡦ“ࠧჾ߅ชཛྷࢱֲׇوਜ਼ࣜࡦༀ”ăᄜױܝҴބLjݡާ๖و،༤߅ࣱޏᇀे࿒ੂوޔयᄁ࿒ؒષ୨ᆐDŽࢪ24%DžLjᇀ12ᆨ3ฏᅢ୨।୧،༤߅ă 2011௰3ᆨ1Ljݡާ๖ۢԦದ2010௰ौቛف12ᆨ31و௰ڪቂҴބࠧٞࣔڪྣҴބăҴބᅘ4460ཆஙӞDŽ680ཆ୨।Džฏ൩Ljದቲ߅ڍฏ൩1265ཆஙӞDŽ192ཆ୨।DžLj୧߅ࢱӊฏ൩ࠧລҭ܇ӼཛྷஙӞDŽ୨।DžࠧDŽ୨।Džăױ༶Ljݡާ๖ࡱҴބቲ֎ዜॿᄲ֑ӊࠧᅘ29%وᇜࣩLjӔ2009௰ༀࣔڪᇜࣩષ%و߅ܝԣխܑᅋăᄜཛྷණะܑᅋࠧॿᄲ֑ӊݡާ๖،༤߅وࣱޏ࿒ټષ୨।DŽ11%DžLjฏᅢ୧߅୨।ă 2011௰5ᆨ16Ljݡާ๖ၩԦฏفᅑದާ๖ኙ྿ࣼฑ྿ቖှߕࠧખࠩךࡔຑਈቨوქࣨާ๖وქֽޔԧ܇ᆢา၂जᄓรLj֎ჾ19୨ᆐ୧،༤߅وࣱޏฏᅘݡާ๖ຑᅘૣ߅ăᅑᅢױဋྲLjݡو،༤߅ࣱණላષ୨ᆐ୧߅DŽ32%DžLjฏᅢ୨ᆐ୧ഹۚާ๖ૅ෫وԌԥ֞কLjชթ࠶ਜটᄌفݡ๕यᄁ࣎ࡏԥ৹ۢූă 57Willis Insurance Brokers Co., Ltd. – FINEX Practices
ഹࡍᇀ2011௰9ᆨ25ާ๖ۢԦქူཷܝރၩԦLjದڏ࢙໎Ӽཡᆗ࢙ฏفષੂዔࡔوქܢቌ֎ױফڑᅳದྐߔLj“ຓ୯ქቓৈڊտ2011௰5ᆨ14وױ܇ᆢา၂๕जᄓă” ᇀၩԦտݡရቐࡍLjۺࡢүو،༤߅ࣱ࿒ټષ୨ᆐ୧߅DŽ15%DžLjฏᅢ୨ᆐ୧߅ăᇀे࿒ੂޔयᄁLjݡާ๖و،༤ࣱ֞ၦ࿒ټชթၦާڶ๖ާوބዶ־ᄮLjᇀ2011௰9ᆨ19ฏర෫࿒ټفષ୨ᆐ୧߅ă 58Willis Insurance Brokers Co., Ltd. – FINEX Practices
ॹ৶ᆚ JinkoSolar Holding Co., Ltd. (NYSE: JKS) ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ2011௰10ᆨ11LjBone McAllester Norton PLLCࠧRobbins Umeda LLpၩԦؠӹᇀ2010௰5ᆨ13ባ2011௰9ᆨ21଼ॹ৶ᆚ୨߶،༤߅و໗ಲࣅăቚ֎ॹ৶ᆚࠧದქဗڏབྷ۴ષ1934ખҜቆഭۨٞ11 ࠧ12(a)(2)Lj1933ቆഭۨو10DŽbDž20(a)LjԌҪਸ਼ქޔࠩوଓܑຏెăࡱটቆഭۢٞ11ࠧ12(a)(2)ڶኙ֘үCredit Suisse Securities (USA) LLCದຓ֘وү2010௰5ᆨ13ॹ৶ᆚIPOو༊ዊᄢှ໗־ຏెă ॹ৶ᆚᅘާ๖กቲ߶࿘وߞܼդ౹ቨᇒඨLjኢՋ।ᄄ୨ᆐLjกDŽݹDžŕ࣒ࣤഩዊךҚ༶ዊವჟăྣᄲညཌࠇݥҽఛኀჾࣆ႓ኀăާ๖ᆗޠዜืᆢ2500ᅨLjූࢱٜᅢडྩෛჾࣆሧडෛLjූդහӄஎࢵዜሀ670000౿۽ăާ๖وഩഒᄲညቲဲቲ߶ණ߽LjԌೲቁᇀࠣوଃ໎بӄַ༾ජ߽༶Հॹ৶ᆚᅢ2010௰5ᆨ14ᇀ୨ఊᆢቆഭयᄁຑ֑ޢණชLjှࣱۢཛྷ୧ADS11୨ᆐLjַዊዜؕېف6418ཆᆐă 2011௰10ᆨ11وქူཷܝރቲ֎ᆓބབྷ۴ખҜቆഭۢLjԦၗ࣯ߔᅢದIPOو֊ะă ݡާ๖ዜԩහᇀቲ߶Ljᅳ2010௰5ᆨ13ᇀ୨߶ණชăຓ୯ᇀఊᆢቆഭयᄁຑۢှ583ཆ5ೇ߅،༤߅صᅢ2334ཆಗ߅ăᇀሔ߅ํடรLjًࣝӹLjࣆࡍ໗यޖቆഭयᄁཡᆗ࢙ྲྀوऔቲLjݡާ๖֎ದ༾ഩܻࠩቲ߶ຑᅘوүۨߢă دกᇀ2011௰9ᆨLjݡާ๖ᇀ߽ఄوኙეූդහసوქ࠭ૣቲᅫ੮ؙફ๘ཊLjื҇صٜணۢಲ৩ᄓԌዮቷದහăᅘ31Ӈঁ۽ঢૠLjݡާ๖وහნӇಊߔӡષืޔဵಜă჻ॿ്֘ڶঅྍ഼ݘᅘᇖൌԌༀᄌԳടԣচؑăݡާ๖ᇀူཷԦ࢙ණ്֘Lj“୯྄ԥ༚ဤߘกሦຑᇒ֑ۨوଓࡍ߷ă” ᅑᅢױဳྲLjݡާ๖و،༤߅ᇀქޔဵಜࣱ࿒ؒષ42%Ljޖ߅ڍᇒ֑ષ॰҇ཆ୨।وຈă 59Willis Insurance Brokers Co., Ltd. – FINEX Practices
ቲ߶ಽս࿅༇ China Automotive Systems, Inc. (NasdaqCM: CAAS) ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ2011௰10ᆨ25LjBernard M. Gross ଓຑ ࠧRobbins Geller Budman & Dowd LLP ၩԦLjຓ୯჻ॿؠӹᇀ2010௰3ᆨ25ባ2011௰3ᆨ17ቐ଼ቲ߶ಽս࿅༇ާ๖DŽ“ቲಽ࿅༇”Džಗ߅و༊ዊሣ໗ಲࣅăቚਈ֎ቲಽ࿅༇བྷ۴ષખҜቆഭۨLj1934௰ቆഭۨٞ10(b) ࠧ20 (a)Ljࠧਞ10b-5ă ቲ߶ಽս࿅༇กቲ߶ಽսڑኪဂ࿅༇ࣆԩऔوᅢـٜوޥᄮඨLj߹ಮ࿒وಡࣨቲ༶ࠩዊವჟᇽᆱᄲăާ๖ᄽᅘ෨௰ჾණڑኪဂಹቨᇒॿႵ௰ූդؕღ҉ཆພໍăާ๖ቤᅢႜቨූդޕቸျࠟ֓وᅋսࣆྣսኪဂ࿅༇ԩऔLj৹ූդؙ࿅઼Lj307ቸျࠟوڑኪဂԩऔLjդ౹ࠇݥ֥ଠڑኪဂಹĂതഒڑኪဂಹĂ٫ڑࣆฐኪဂಹĂߘኛĂኪဂᅕӏჾࣆኪᅕߘă ቚਈ֎Ljቲಽ࿅༇ࠧದஹဗߘᆗᅳڏབྷ۴ષખҜቆഭۨوߢڊăੂLjํୣᅘჾ࿒ဳྲǖ (1) ቲಽߘୣᅘटದᇀ2008௰2ᆨ15ۢှوڴഭคص൩ሎǗ(2) ᄜױᇒ֑ದާ๖ᇀױಜوྣҴބԥቁവǗ(3) ದާ๖ྣҴބԥܻࠩGAAPوӶኼǗ(4) യۦዣԩࠧྣਈቨ(5) ዛࠩණᄜLjದާ๖ྣҴބᇀຑᅘߔ෫ࣺ،ᇀቺؙၗ࣯ྥـă 2011௰3ᆨ17ቲಽ࿅༇وාࣜཡᆗ࢙ӹLjट༚֡ದ௰ڪྣҴӹLjԌೲၖეቺෆຑᅘቐዶ־و2009௰ࠧ2010௰ൻޔࣔڪوăᄜױဋLjྲቲಽ࿅༇و߅ࣱ࿒ؒف୧߅୨ᆐوฏరࣱă3ᆨ18Ljቲಽ࿅༇ၩԦถف๑ؕ৻ࠉऔடݡާ๖჻ԥᆿܻࠩ๑ؕ৻وชթߢᇘă 60Willis Insurance Brokers Co., Ltd. – FINEX Practices
৶ᆐमKeyuan Petrochemicals, Inc. () ዊੂᆚǖખཌLjॿབੁሿ ୨߶෫ࣺ2011௰11ᆨ15LjBorwn, Goldstein & Levy LLP, Scott &Scott LLC Connecticut, ࠧScott & Scott LLP San DiegoၩԦؠӹᇀ2010௰8ᆨ16ባ2011௰8ᆨ7଼৶ᆐमوಗ߅ڍ໗ಲࣅLjቚ֎৶ᆐमࠧದქဗڏབྷ۴ષખҜቆഭۨă ఄԒ৶ᆐमᅘާ๖֑ᅢ2007௰LjዜԩᅢሧडఄԒLjӉჼྐྵĂڃӉကमĂॽԇྐྵĂڃ༽Ăࢤࠩቺۼٌޕ੮෩ᅕࡧޠᆓූوդăದჟྣҪਸ਼ქໍහࣜཛྷ௰դ55ཆڸۂቸ෩ࡧդ౹وහ،ࠧኰᆾ֑ࠧ౹وහLjჾࣆໍᆔّ֑ӊᆓԮݽઉᅋଔĂݽդફቨᇒ߹֔و࣒ฯă ቚਈ֎৶ᆐमࣆದڏࠧՍߘᆗབྷ۴ષખҜቆഭۨوߢڊLjዶ־ષቺؙၗ࣯ࠧྥـ၂وྣဳྲăቚਈ֎ᇀණಜࣺLj৶ᆐमསቁവߔખ۽وयᄁLjဂቆഭयᄁཡᆗ࢙໗ޥષၗ࣯ࠧྥـ၂ާو๖ڊಜҴބăሦဗԥનဳྲـቤ৶ᆐو߅ࣱޏ࿒ؒट॰ქҙLjႛቺຈࠀષ༊ዊሣઉᄐ 2011௰10ᆨ20ݡާ๖ဂ๑ؕ৻ණชࠧቆݒාཡᆗ࢙١यණဳഋഓڶቆዩᇀ2011௰10ᆨዷ־ുوݡާ๖༟ৈڊوෆăݡާ๖֎ದ჻ዷ־ષ෯ቬ၂وఐണݢቁയࠧԥዣLjቺူٻሿLjዱฒ๑ؕ৻ණชߢᇘă2011௰12ᆨ16Lj๑ؕ৻ණชቆݒාཡᆗ࢙ዷ־Ljኼቆဏዩዶ־ുوݡާ๖༟ชৈڊă 61Willis Insurance Brokers Co., Ltd. – FINEX Practices
ቲ߶ᅘࢲჟChina Organic Agriculture, Inc.(OTC: ) ዊੂᆚǖખཌLjॿབੁሿ ୨߶෫ࣺ2011௰11ᆨ29LjEgleston Law FirmࠧRigrodsky & LongၩԦؠӹຑᅘᇀ20081112ف2010௰3ᆨ24ቐ଼ࣺChina Organic Agricultureಗ߅وڍ໗ಲࣅޗয1934௰ቆഭयᄁۨၼഓԣচă China Organic Agricultureกቲ߶ዮؙوଖඇ෭౹ࠧᅘࢲؙූդඨቐქLjದդ౹ᆢሀଖඇؙชթو7%ࠧᅘࢲؙชթ4%ăԥༀᅢದঌሽڶฐLjݡާ๖ןቓሿࠩԌਈቨූդഩ߹֔LjٻՓႜفԏቸĂቔĂࣩైޠăහᇀቲ߶وኙე֏LjᄽᅘߟۺညตཌăCNOAᄽᅘմ߹6260ᄪوቤᅢଖඇࠧᅘࢲؙوቸቔჾࣆದಮख౹పErMaPaoăݡ౹ቸᇞۂ״ࢩهቬફथLjกቲዮૣှ౹పă ༊֎LjᇀණะಜࣺLjӇބᅘᄌࢪፆ߇ࡍ߷ٜྐญݡާ๖ާوቼؠӹ၂Ljഹݡާ๖ᇀ2008௰9ᆨ־ตದؙԩܖዊդLjدലୣᅘൌࠨฏفൌࠨ଼۽وਞوဋྲԦă෯ቓف2009௰3ᆨ18଼۽ԯᅳส႟ಜݔရᄓăᇀױရᄓቲLj଼۽ༀᄌᇀ3״ܖಜݔਞቲݔഅ879ཆ୨।DŽ2009௰7ᆨ30%Lj2009௰9ᆨݔ30%Lj20091040%Džăױ༶LjӇބᇀާ๖وዊդ־ตࡍᇞቌلࢪፆ߇ࡍ߷ٜट჻ตዊդ2008௰9ᆨቐࡍ֞ၦॿᄲوჟྣዷཛྷದညჟࢾҴބوქԩܖă 62Willis Insurance Brokers Co., Ltd. – FINEX Practices
ဵᆚഺAndatee China Marine Fuel Services Corporation (NASDAQ:AMCF) ዊੂᆚǖખཌLjॿབੁሿ 2011௰11ᆨ29LjRogrodsky & LongࠧBrower Piven ၩԦؠӹ଼ဵᆚגԚഺᅘާ๖ಗ߅وڍ໗ಲࣅă ؙઘဵᆚגԚഺᅘާ๖กᅑAn Fengbinᇀ2001௰ךजĂᅳቲ߶෩ᅕؙઘ෩ᅕࡧާޠ๖ࠩዊوከᄲ߽ණޥᅕࠧגԚഺᅕᄁವჟăާ๖ᅘᆗޠ100ᅨLjዔᅘଠൻLjᄽڢوҚ૯ከჟ෯ႵฌLjާ๖ॿᄲྣჾ߽ණגԚഺූوդĂైཛྷኙᅕ౹ᄁཛྷ݆ă ຏెᆚᅢဵᆚഺCEOؙࠧ߅ڍAn Fengbinو๕ฏăݡቚਈ֎Ljᇀ2011௰11ᆨ23Ljၩ֎ದฏੂفዔFengbinቌLjߔᅢຓეჾ୨।୧߅وࣱޏฏຑᅘຓསᄽᅘوဵᆚഺૣو߅ă ਈ֎Lj୨।وࣱޏᆜّᅢದሏஎࣱDŽ୨।୧߅Džăਈ֎ሦჅوାࣱӔᅳದຓ੮“๕ᅘࡧ”यᄁก܇իّوăয֎LjAn Fengbinವ༐ઉᅋຓዷཛྷਈ߅ڍوദઉჾქޔԥާ౿وࣱޏണ଼ڱದຓဵᆚو߅ڍă ᇀሦჅქޔ৬ԥ֬ܖԌೲԧኊᅘയوဵᆚഺوฏࢦڑቲLjޕӇބབྷ۴ࢪዊኜದຓӇބབྷ۴ದถ༤ᇖൌă 2011௰11ᆨ23LjဵᆚഺۢԦူཷރവ്ષLjဵᆚഺوؙ߅ڍࠧฑ྿ቖှߕAn Fengbin־ᅢዔ৬ണຮఴᅑຓዔ࣐ࠧᅳದߔᆗާ๖ฏݡާ๖ૣو߅ăAn Fengbinຮఴ໗־୧߅୨ᆐوࣱޏฏຑᅘૣLj༾֑ॳቒٻՓLjᅳဵᆚഺ༾֑ฏࠧದߛઋຑၖऔăݡူཷރࡱၩԦဵᆚഺڏ໎Ӽཡᆗ࢙ഩᅑڢڏዩ֑Ljණຮఴ 63Willis Insurance Brokers Co., Ltd. – FINEX Practices
ܖቼבFocus Media Holding Limited (Nasdaq: FMCN) ዊੂᆚǖખཌLjॿབੁሿ ୨߶෫ࣺ2011௰12ᆨ12LjRigrodsky & Long, .ၩԦؠӹᇀ2007௰9ᆨ15ባ20111121଼ܖቼבو،༤߅ڍ໗ಲࣅLjቚ֎ܖቼבࠧದქဗڏབྷ۴ષ1934௰ቆഭۨă ቲ߶࿘ืوዖࡧࣅ༙ăդ౹ݐݥඨჟ૯ᅶญ౷Ăାթቷڭญ౷Ăާᆈ٫໓DŽਢࣲढ़DžĂ༶ؙျLEDԴಃ٫ᄸᆠߟބٌۂޔሯڶ໎ሻถቼĂԌ৹ჾᅘࢲሿࠩوཌLjሯڶᇀԥༀชഘٜ٧وቲ߶ဋܑሣ໗ޥዮഩஎوᅘሯڶ၂وืڑዖ౿ພă ᇀሦಜࣺLjݡާ๖ᇞҴل֎ದ६ှષ࣎״ฏLjҪਸ਼Framedia, Target Media, Focus Media Wireless, Allyes, CGENࠧದຓوဏߢனฏăቚਈޚࣩ֬ܖوቚ־ષLj2011௰11ᆨ21ࢣๆຑዷوქܝႜҴބቲ֎Ljܖቼבᅘᄌᇀሦဗฏቲݔષ߹ݽوࣱޏLjዔ2005௰ჾੂLjᇀ16ᄄ୨ᆐوቲऋࣝષ11ᄄ୨ᆐLjصᅢದާ๖ವჟوൻܖቐăࢣๆࡱષᇀ2011௰11ᆨቐܖቼבባඵᇞट21ಲฏѦሏஎࣱऋባLjቐࡍᅞԥࣩ৬وٸሦဗާ๖ăࢣๆ֎Ljሦဗऋࣝሏ࠶ۂڞกԥࠩۚوೲݡާ๖࠶ᅘ৹ᅋฏဂದ༶ԩාࣜᆗᄨୁຓ୯وຈăױ༶LjࢣๆࡱஹဗܖቼבԩᆗLjҪਸ਼Ӈބडנᇞᅋݡާ๖ዷཛྷᅳAllyesା଼६־ڶฐLjฏ൩ዜېባඵᅘ7010ཆLjۚݡާ๖وലዮቷષ15960ཆăቚਈ֎Ӈބᅘᄌݽࣱݔሦဗฏدവүຑᅘܖቼבᇒܑ֑وᅋLjҪਸ਼ྐြዊդࢪඨᆆLjմ߹ದᆊࣜوयᄁ֑ӊă ױ༶Lj༊ቚ֎ Ӈބਔؙષืۂݡާ๖وLCDಃ܅ብᇀ“ඨჟҚާ૯وݽૣڑٜഘ”ۚ෯ණቝᅘᆢ30%وಃก܅ብᅢඨჟ૯ഘăޗযݡٻՓҴބ“ᇀქ֏ชؙ45%۠֏ชቝᅘᆢ30%وಃ܅ብᇀҚާ૯ă࣎ࡏڞኙეᇀኡᇰۚኡᇰ૯ӊوߟࣱᆜԥࣆඨჟ ݡႜҴۢބԦቐࡍLjܖቼבوADRࣱޏࣇহ࿒ऩLj2011௰11ᆨ18ҴۢބԦو୨।୧߅ټባ2011௰11ᆨ21ҴۢބԦص୨।୧߅وฏరࣱLjܹؕټ40%ă 64Willis Insurance Brokers Co., Ltd. – FINEX Practices
ᆚූྡنChina Medical Technologies, Inc. (Nasdaq: CMED) ዊੂᆚǖખཌLjॿབੁሿ 2011௰12ᆨ19LjPomerantz Haudek Grossman & Gross LLPၩԦؠӹᇀ20071120ف2011௰12ᆨ12଼نᆚූྡყၳᅘާ๖،༤߅و߅ڍ໗ಲࣅăกޗয1934௰ቆഭयᄁۨ10b-5و൛ਈބݡࣆದ൲ݧݽ࣌ߕᆗ نᆚූྡกቲ߶وყલಹဣާ๖Ljۢቨᇒ॥و༶ሳڱ(IVD)դ౹LjԳᅋᇜࡧၳۢߞۨ(ECLIA)࣒ฯLjᄳߞᆓᆹय(FISH)࣒ฯLjࠧӹஎٌዓชթޮስ(SPR)࣒ฯੂंՌࣶࠧՌޕቸࣈԋࠧٻă ቚਈ֎LjᇀሦಜࣺӇބዷ־ၗ࣯ࢪྥـ၂֊ะLjԌೲୣᅘჾ࿒൛ǖ(1)ݡ๖ާຑฏوҽॻӂќූྡ࣒ฯ߅ܝᅘާ๖("BBE")ෂࣆᅳᆚූྡنڏ࢙ኙ྿Wu XiaoDongᅘખ࿅وٞൻ۽ାǗ(2)ݡჾݽ־ቁիࣱޏᆢ2000ཆฏBBEǗ(3)ݡާ๖ڶᅢBEEฏෂࣆෳᅋಝᇭوਅ৷ާ๖Ǘ(4)BEEᇀӇქቓॿᄲਧຈǗ(5)ݡާ๖ਔؙષᄮሏਞۚၗᇜညตېࠧฏ൩(6)ݡާ๖ຑҴلوઉ൱ଔၗݽ(7)ዷཛྷණॕ߷Ljݡާ๖ᇀຑᅘߔ෫ࣺຑዶوҴӹڞᅘቺؙၗ࣯ࠧྥـ၂ă 2011௰12ᆨ6LjGlaucusႜဏዩۢӹષქޔྨܖوҴބLjᇀҴބቲ໗فLjᆚූྡنوCEOᇞ߹࣯ฏఖᅋዊ।Ljݡާ๖Ҵބઉ൱ࠧฏ൩ၗᇜLjᅳದຓༀٌঌሽڶฐԥܻۚݡާ๖ืۂوᄮฏሏਞմ߹120ჾණӹடದҴބฏ൩ӇၗҴăढ़ᅢױဋྲLjᆚූྡن߅ࣱ࿒ؒષ୨ᆐ୧߅Ljट॰24%ᇀ12ᆨ6ฏ୨ᆐ୧߅यᄁફরؙă 2011௰12ᆨ13Ljᆚූྡنݡާ๖ࣜࡦ෯ᇲྣቺዩࣜࡦჾݢජದዊդݘᇲӹăڶױဋྲو߅ࣱ࿒ؒષ୨ᆐ୧߅Ljट॰13%Lj12ᆨ6ჾ୨ᆐ୧߅ฏరयᄁફরؙă 65Willis Insurance Brokers Co., Ltd. – FINEX Practices
தූ৶࣒ࣅ༙GLG Life Tech Corporation (NASDAQ: GLGL) ዊੂᆚǖખཌLjॿབੁሿ ୨ڍ෫ࣺ2011௰12ᆨ14Ljᇀ୨߶ఊᆢഘٜۨ۽ᆠ໗यષქܝڶᅢGLGதූ৶࣒ࣅ༙وࣅѦऔăቚਈ֎ූத৶࣒ࠧದქဗڏབྷ۴ખҜቆഭۨࠧ1934௰ቆഭۨٞ10(b)Ă20(a)ሆࠧٞ10b-5ߢLjҪਸ਼࿅઼ཛྷݽชթࣱޏو෯ၗ࣯֊ะăಜཛྷ2011௰2ᆨ1ባ2011௰11ᆨ13ă GLGதූ৶࣒กქࣨഩഒ࿘وᅋᅢ෭౹ᄥوݽץڪধᔁടྡࠧץഹଁཨࣗوޥᄮඨăݡާ๖ןቓሿࠩჟྣҪਸ਼ধޥᄮઠوޕޔԧኊLjҪਸ਼ǖ܇ኪࢱᄜধનቸၭᆅĂഹቸቔĂধრ౮ූլࣆฏࢩĂከᅘ໗ઢĂᄲညࣆܖည֑౹ăGLGதූ৶࣒و࿘६࣒ฯᔁട࣒ฯࠧฑജქቚݽ౹ቬդ౹ޥᄮෳದཛྷݽץڪو୨ཨধᔁടޥᄮඨă ֎Ӈބᇀࣅಜབྷ۴ષ1934௰ቆഭयᄁۨLjಀड़ᇀࣅಜۢԦوၗ࣯ࠧྥـ၂ҴބLjڗตধᔁടLjᇀഩ߶۶ཙᇽץഹଁ(AN0C)ᄥ෭౹وߟޡۚࢺۢቲ߶ဋܑሣڶAN0Cդ౹وെഉăᆢ2700ཆAN0CդӇᆱفቲ߶ชթLjԌᇽષ65000ޔॿᄲAN0Cդ౹وܖညඨཌă ֎Ljዔ2011௰2ᆨ1Ljූத৶࣒وქဗڏࠧݽ࣌ߘᆗဂ༊ዊሣۢԦષქ࿅઼ߔᅢॿᄲഉਦĂསੂংࠧާ๖ሪ෯ӹوࢵࣁ၂ҴӹLjدሦဗҴބෂࣆቲࣩၗ࣯ࠧྥـ၂و෯֊ะᇀཛྷٜ໗ෙާ๖ࣱă༊໎Ӽ֎LjGLGதූ৶࣒وߘᆗᄨୁᅘߔჾ࿒࣎٧وቺؙԥઉǖ(1)ߔᅢݡާ๖ූդ໘ོو෯ഉǗ(2)ဋܑሣڶݡާ๖AN0Cࠧধդ౹و۴ᄮԥનࠝǗ(3)टྐ༾֑ۨᇀ2011௰2ᆨ1ዷ־وညตࣜࡦă 2011106LjGLGதූ৶࣒ۢԦوქူཷܝރቲԩ്֘ܖષާ๖ຑஎૅූوդĂၖഓࠧܖညඨڶದॿᄲوᄸོ໘ăڶᅢױLjݡާ๖ူو߅࿒ؒષ୨।୧߅(42%)صჾ୨ᆐ୧߅ࣱّฏరăቐࡍᇀ2011௰11ᆨ14Ljݡާ๖Ԧષف2011௰9ᆨ30وྣࣔڪҴބྣჟࢾ࠶ԥăሦဗॕ߷ޚࣩቆடLjڶᅢ،ූوդࠧၖഓོ໘GLGதූ৶࣒“ৈڊฏ൩ĂEBITDA(่ྲሟছࣆລညઉ൱)ዊӊ၂־ණᇃ෫ڊቨ໗ޥቁوྣቚـ” 66Willis Insurance Brokers Co., Ltd. – FINEX Practices
